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Sarbanes-Oxley : building working strategies for compliance
Author
Title
Sarbanes-Oxley : building working strategies for compliance / Terence Sheppey and Ross McGill.
ISBN
9780230598027
0230598021
9780230006782
0230006787
9781349282562
1349282561
Published
Basingstoke [England] ; New York : Palgrave Macmillan, 2007.
Physical Description
1 online resource. (xxiii, 416 pages) : illustrations.
Local Notes
Access is available to the Yale community.
Access and use
Access restricted by licensing agreement.
Summary
Since its inception, several lawsuits have been filed under the Sarbanes Oxley Act, some corporate executives are serving jail sentences and share prices of affected companies have dropped by millions. This book examines how compliance is achieved and maintained. It explores successful strategies and suggests effective measures for implementation.
Variant and related titles
Palgrave Economics & Finance collection backlist supplement.
Other formats
Print version: Sheppey, Terence, 1950- Sarbanes-Oxley. Basingstoke [England] ; New York : Palgrave Macmillan, 2007
Format
Books / Online
Language
English
Added to Catalog
April 19, 2018
Series
Finance and capital markets
Bibliography
Includes bibliographical references (pages 406-408) and index.
Contents
What is Sarbanes-Oxley?
Background and legislative trends
Perspectives for the financial sector
An overview of the Act
Why are financial services affected?
The public face : financial reporting
The impact of cost
Responsibility
Internal auditing
External auditing
Building the strategy
The compliance process
Compliance with Section 302
Compliance with Section 404
Compliance with other relevant sections
Compliance in the supply chain
Internal controls
Documentation, testing, and evaluation
Process and the organization : policies and behavior
Risk management
Intellectual capital
Information security
Frameworks for compliance : COSO and COBIT
Methodologies and frameworks
Professional service providers and best practice
The benchmark solution.
Subjects
Also listed under
Palgrave Connect (Online service)
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