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Securities operations : a guide to trade and position management
Author
Title
Securities operations : a guide to trade and position management / Michael Simmons.
ISBN
0470857153
9780470857151
1280270705
9781280270703
9780471497585
0471497584
Published
Chichester, West Sussex, England ; New York, NY : J. Wiley, ©2002.
Physical Description
1 online resource (xix, 464 pages) : illustrations.
Local Notes
Access is available to the Yale community.
Access and use
Access restricted by licensing agreement.
Summary
The operational activities that follow a trade are an important and essential part of the securities industry's business. Written by an author with many years experience within this sector, Securities Operations: A Guide to Trade Position Management sets out to demystify the subject and provides a thorough, step-by-step introduction to securities operations.
Variant and related titles
O'Reilly Safari. OCLC KB.
Other formats
Print version: Simmons, Michael. Securities operations. Chichester, West Sussex, England ; New York, NY : J. Wiley, ©2002
Format
Books / Online
Language
English
Added to Catalog
January 09, 2020
Series
Wiley finance series
Bibliography
Includes bibliographical references and index.
Contents
Securities Operations Contents Foreword Introduction Acknowledgements 1 Essential Trading and Settlement Concepts 2 The Securities Marketplace 3 Bringing Securities to the Marketplace.
4 Structure of a Securities Trading Organisation 5 Transaction Types 6 Security Forms 7 Security Types 8 Trade Cash Value Calculation 9 Static Data.
10 The Trade Lifecycle and Straight Through Processing 11 Trade Execution and Capture 12 Trade Enrichment 13 Trade Validation 14 Trade Agreement 15 Transaction Reporting 16 Settlement Instructions.
17 The Role of the Custodian 18 Pre-Value Date Settlement Instruction Statuses 19 Settlement Failure 20 Trade Settlement 21 Reflecting Trade Settlement Internally.
22 Position and Trade Related Operations 23 Funding 24 Securities Lending and Borrowing 25 Safe Custody 26 Corporate Actions 27 Reconciliation 28 Accounting 29 Objectives and Initiatives.
Subjects
Also listed under
Safari Books Online (Firm)
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