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Securities regulation in Canada
Title
Securities regulation in Canada / by Mark R. Gillen, B.Comm, M.B.A., LL.B., LL.M., Professor of Law, University of Victoria.
ISBN
9780779891467
0779891465
9780779891450
0779891457
Edition
4th edition.
Publication
Toronto, Ontario : Thomson Reuters, [2019]
Copyright Notice Date
©2019.
Physical Description
xliv, 1101 pages : illustrations ; 23 cm.
Notes
At head of title: Carswell.
Format
Books
Language
English
Added to Catalog
February 18, 2021
Bibliography
Includes bibliographical references and index.
Contents
Why securities are issued, what are they and the scope of securities regulation
Types of securities, the distribution of securities and trading in securities
Security values and securities market efficiency
A short history of securities regulation in England, the United States and Canada
Purposes, constitutional division of powers, and sources of securities regulation
The prospectus requirement
Civil liability for a misrepresentation in a prospectus
Continuous disclosure
Corporate governance requirements in Canadian securities regulation
Secondary market disclosure sanctions
Exemptions from the prospectus requirement
Alternative prospectus procedures : short form, shelf, and prep prospectuses and the multi-jurisdictional disclosure system
Mandatory disclosure and merit discretion : a reconsideration
Insider trading
A reconsideration of the prohibition of insider trading
Market manipulation
Takeover bid and issuer bid regulation
The takeover bid regulation policy debate
Securities industry regulation
Investment funds
Enforcement mechanisms
Derivative securities.
Subjects
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