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Exempt and hybrid securities offerings
Author
Title
Exempt and hybrid securities offerings / Anna T. Pinedo and James R. Tanenbaum.
ISBN
1402412258 (loose-leaf)
9781402412257 (loose-leaf)
9781402416941
Edition
Second edition.
Publication
New York : Practising Law Institute, [2011]-
Copyright Notice Date
©2011-
Physical Description
1 online resource (volumes) : forms.
Notes
Includes unnumbered Forms volume.
#36138.
Description based on print version record.
Other formats
Print version: Exempt and hybrid securities offerings. New York : Practising Law Institute, [2009]-
Format
Online
Language
English
Added to Catalog
January 22, 2021
Series
Practising Law Institute corporate and securities law library.
Bibliography
Includes bibliographical references and index.
Contents
Why an exempt offering or a hybrid offering?
Regulatory framework
Private placements
An overview
Section 4(1) and concept of 4(1 1/2)
Section 4(3) and Section 4(4)
Rule 144
Rule 144A
Regulation S
Rule 701
Shelf registration statements
Securities offering reform
Private placement reform
Conducting an exempt or hybrid offering
Venture private placements
Traditional PIPE transactions
Structured PIPE transactions
Questions arising in connection with PIPE transactions
Conducting institutional "4(2)" private debt placements
Conducting Rule 144A and Regulation S offerings
Conducting shelf takedowns
Public hybrid transactions
Continuous private placements and other unregistered programs
Other regulatory matters
Communications in connection with exempt and hybrid offerings
Conducting exempt offerings using the internet
Issues arising in connection with private placements and public offerings conducted in close proximity
Liability considerations
Big boy letters
FINRA and the exchanges
Application of Regulation M to exempt and hybrid offerings
Investment representations/hedging
Change of control transactions
Private placements and acquisitions
Forms
Index.
Subjects
Also listed under
Practising Law Institute, issuing body.
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