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Online Results (39)
1.
Money management MM : for professional advisers
Published
London : FT Business Enterprises Ltd.
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
2.
Money management
Published
Chatswood, NSW : Reed Business Information
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
3.
Investment adviser directory
Published
Washington, D.C. : Securities and Exchange Commission.
Online
1978 Dec
yr.1983
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
4.
Corporate adviser online
Published
London, England : Centaur Communications Ltd.
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
5.
Fundweb
Published
Centaur Communications Limited
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
6.
Funds international strategic intelligence on the world of collective investment funds
Published
Dublin (IDA Tower, Pearse St., Dublin 2, Ireland) : Lafferty, 1994-.
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
7.
Investment adviser directory
Published
[Washington] Securities and Exchange Commission.
Location
LSF-Use in SML, Manuscripts and Archives only (Non-Circ) >> HG4907 I45 (LC)
Library Shelving Facility (LSF) >> SE 1.2:In 8/17/
Format
Journals & Newspapers
8.
International financial adviser
Published
London (Maple House, 149 Tottenham Court Rd, London W1T 7LB) : Financial Times Business, 2001-
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
9.
Nelson's world's best money managers
Published
Port Chester, NY : Nelson Publications, c1995-
Location
Library Shelving Facility (LSF) >> HG4907 N448X (LC)
Library Shelving Facility (LSF) >> HG4907 N448X (LC)
Format
Journals & Newspapers
10.
Report on emerging investment managers
Author
Illinois. State Board of Investment
Published
Chicago, Ill. : Illinois State Board of Investment,
Online
1999-2000
2001
2002
2003
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
11.
AiCIO
Published
[Stamford, CT] : Asset International, Inc.
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
12.
Annual report
Author
Wisconsin Investment Company
Published
Milwaukee, Wis. : The Company, (Waller Carson & Co., fiscal agents)
Location
Library Shelving Facility (LSF) >> NgL19 +W753b
Format
Journals & Newspapers
13.
David M. Darst manuscripts
Author
Darst, David M., 1947-
Location
LSF- BEINECKE >> GEN MSS 564
BEINECKE (Non-Circulating) >> GEN MSS 564
Format
Archives or Manuscripts
14.
Buyside
Published
Sonoma CA : Buyside Ltd.
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
15.
Investment Advisers Act of 1940, release
Author
United States. Securities and Exchange Commission
Published
Washington : The Commission, [1940-]
Location
Law Library >> KF1436.A2 I5
Format
Journals & Newspapers
16.
Investment advisor
Published
Shrewsbury, NJ : Wicks Business Information, c2000-
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
17.
Nelson's directory of pension fund consultants
Published
Port Chester, NY : Nelson Publications, c1995-
Location
MARX Library >> HG4907 .N46X (LC)
Format
Journals & Newspapers
18.
Nelson's guide to pension fund consultants
Published
Port Chester, NY : Nelson Publications, c1991-c1994.
Location
Library Shelving Facility (LSF) >> HD7106 U5 N44X (LC)
Format
Journals & Newspapers
19.
Nelson's directory of investment managers
Published
Port Chester, N.Y. : Nelson Publications, c1988-
Location
Library Shelving Facility (LSF) >> HG4907 N44X (LC)
Library Shelving Facility (LSF) >> HG4907 N44X (LC)
Format
Journals & Newspapers
20.
The 100 best money managers you can hire
Published
Port Chester, NY : Nelson Publications,
Location
Library Shelving Facility (LSF) >> HG4907 O55X (LC)+ Oversize
Format
Journals & Newspapers
21.
Buy-side technology
Published
London : Incisive Media Plc
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
22.
NFA Manual
Online
http://prod.resource.cch.com/resource/scion/publication/WKUS_TAL_5688?cfu=TAA...
Location
Yale Internet Resource
Format
Online
23.
Investment adviser regulation : a step-by-step guide to compliance and the law
Published
New York, N.Y. : Practising Law Institute, 2011-
Online
Online Book
Location
Yale Internet Resource
Format
Online
24.
Nelson's America's best money managers
Published
Port Chester, NY : Nelson Publications, 1994.
Location
Library Shelving Facility (LSF) >> HG4907 N448X (LC)
Format
Journals & Newspapers
25.
America's best money managers
Published
Port Chester, NY : Nelson Publications, c1992-1993.
Location
Library Shelving Facility (LSF) >> HG4907 N448X (LC)
Format
Journals & Newspapers
26.
Investment Management Law and Regulation
Author
Bines, Harvey E.
Online
http://prod.resource.cch.com/resource/scion/publication/WKUS_TAL_8457?cfu=TAA...
Location
Yale Internet Resource
Format
Online
27.
European brokers survey
Published
[London?] : Global Investor, and Euromoney,
Location
Library Shelving Facility (LSF) >> HG5424.3 E97 (LC)+ Oversize
MARX Library >> HG5424.3 E97 (LC)+ Oversize
Format
Journals & Newspapers
28.
Investment Advisers Act of 1940 and general rules and regulations thereunder
Author
United States
Published
Washington : United States, Securities and Exchange Commission; for sale by the Supt. of Docs., U.S. Govt. Print. Off.
Online
1965
1967
1969
1971
no.104-181(1960-1964)
v.182-254(1965-1969)
v.255-357(1970-1973)
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
29.
Annual securities activities of banks
Published
New York : Law & Business, Inc./Harcourt Brace Jovanovich.
Location
Law Library >> KF975 .A56
Format
Journals & Newspapers
30.
Nelson Information's directory of plan sponsors
Published
Port Chester, NY : Nelson Information, 2001-2008.
Location
Library Shelving Facility (LSF) >> HD7105.45. U5 N448X (LC)+ Oversize
Format
Journals & Newspapers
31.
Regulation of investment advisers
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
32.
Nelson Information's directory of investment research
Published
Port Chester, N.Y. : Nelson Information, 2002-
Location
Library Shelving Facility (LSF) >> HG4509 N45 (LC)+m Oversize
Format
Journals & Newspapers
33.
Nelson's directory of investment research
Published
Port Chester, N.Y. : Nelson Publications, c1988-
Location
Library Shelving Facility (LSF) >> HG4509 N45 (LC)+ Oversize
Format
Journals & Newspapers
34.
Nelson's directory of Wall Street research
Published
Rye, N.Y. : W.R. Nelson & Co., c1986-c1987.
Location
Library Shelving Facility (LSF) >> HG4509 N45 (LC)+ Oversize
Format
Journals & Newspapers
35.
Investment decisions directory of Wall Street research
Published
[Rye, N.Y. : W.R. Nelson & Co., 1985]
Location
Library Shelving Facility (LSF) >> HG4509 N45 (LC)+ Oversize
Format
Journals & Newspapers
36.
Nelson's directory of Wall Street research
Published
[Rye, N.Y. : W.R. Nelson & Co., c1984]
Location
Library Shelving Facility (LSF) >> HG4509 N45 (LC)+ Oversize
Format
Journals & Newspapers
37.
Nelson's national directory of Wall Street research
Published
Rye, N.Y. : Nelson Publications, [c1983]
Location
Library Shelving Facility (LSF) >> HG4509 N45 (LC)+ Oversize
Format
Journals & Newspapers
38.
Directory of securities research ..
Published
New York, NY : Nelson Publications, c1981-
Location
Library Shelving Facility (LSF) >> HG4509 N45 (LC)+ Oversize
Format
Journals & Newspapers
39.
Joint membership directory
Author
Institute of Chartered Financial Analysts
Published
Charlottesville, Va.: The Institute.
Location
MARX Library, Reference >> HG4907 N3 (LC)+ Oversize
Library Shelving Facility (LSF) >> HG4907 N3 (LC)+ Oversize
Format
Journals & Newspapers
40.
AR Absolute return + Alpha
Published
New York, NY : Euromoney Institutional Investor
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
41.
Investment decisions
Published
Rye, N.Y. : W.R. Nelson & Co., c1983-
Location
Library Shelving Facility (LSF) >> Shelved by title
Format
Journals & Newspapers
42.
Nelson's survey of Wall Street research
Published
New York : Nelson Publications, 1983.
Location
Library Shelving Facility (LSF) >> Shelved by title
Unavailable--Try BorrowDirect or Interlibrary Loan >> Shelved by title
Format
Journals & Newspapers
43.
Nelson survey of Wall St. research
Published
[New York, N.Y. : Nelson Publications, c1981-1983.
Location
Library Shelving Facility (LSF) >> Shelved by title
Format
Journals & Newspapers
44.
Mutual fund litigation and insurance practice guide
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
45.
Membership directory
Author
Association for Investment Management and Research
Published
Charlottesville, Va. : The Association, c1990-
Location
Library Shelving Facility (LSF) >> HG4907 N3 (LC)+ Oversize
Library Shelving Facility (LSF) >> HG4907 N3 (LC)+ Oversize
Format
Journals & Newspapers
46.
Super review
Published
Chatswood, N.S.W. : Reed Business Publishing, 1994-
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
47.
Pepper International CEO on markets, strategy
Published
[New York, New York] : Bloomberg, 2022.
Online
Streaming video
Location
Yale Internet Resource >> None
Format
Images / Online / Video & Film
48.
Corporate adviser
Published
London : Centaur Holdings, 2006-
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
49.
Nelson's annual report of plan sponsors
Published
Port Chester, NY : Nelson Information, Inc., 1998-
Location
Library Shelving Facility (LSF) >> HD7105.45 U6 N43 (LC)+ Oversize
Format
Journals & Newspapers
50.
Nelson's directory of plan sponsors
Published
Port Chester, NY : Nelson Publications,
Location
Library Shelving Facility (LSF) >> HD7105.45 U6 N436X (LC)+ Oversize
Format
Journals & Newspapers
51.
Nelson's directory of plan sponsors
Published
Port Chester, NY : Nelson Publications, 1992-1994.
Location
MARX Library, Reference >> HD7106 U5 N448X (LC)+ Oversize
Library Shelving Facility (LSF) >> HD7106 U5 N448X (LC)+ Oversize
Format
Journals & Newspapers
52.
Nelson's directory of plan sponsors and tax-exempt funds
Published
Port Chester, NY : Nelson Publications, c1990-
Location
Library Shelving Facility (LSF) >> HD7106 U5 N448X (LC)+ Oversize
Format
Journals & Newspapers
53.
DOL's 2016 fiduciary rule on investment advice
Author
Topoleski, John J.
Published
[Washington, D.C.] : Congressional Research Service, 2018-
Online
https://purl.fdlp.gov/GPO/gpo138817
Location
Yale Internet Resource >> None
Format
Online
54.
Report to Governor and General Assembly on the use of emerging investment managers
Author
State Universities Retirement System of Illinois
Published
Champaign, Ill. : State Universities Retirement System of Illinois
Online
1998
2000-2001
2002
2003
2004
2005
2006
2007
2008
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
55.
Fund governance : legal duties of investment companies directors
Author
Robertson, Robert A., 1960-
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
56.
Nelson's research monthly
Published
[Port Chester, NY : Nelson Publications, c1987-
Location
Withdrawn - Suppressed >> shelved by title
Format
Journals & Newspapers
57.
Restatement of the law - trusts
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
58.
Restatement, third, trusts: prudent investor rule
Online
HeinOnline American Law Institute Collection
Location
Yale Internet Resource
Format
Online
59.
Regulation of financial planners
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
60.
Broker-dealer regulation
Published
New York : Practising Law Institute, [2011]-
©2011-
Online
Online Book
Location
Yale Internet Resource
Format
Online
61.
Robinhood Chief Product Officer Aparna Chennapragada
Published
[New York, New York] : Bloomberg, 2022.
Online
Streaming video
Location
Yale Internet Resource >> None
Format
Images / Online / Video & Film
62.
Soft dollars and other trading activities
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
63.
Annual registration updating material for investment advisers
Published
Washington, D.C. : U.S. Securities and Exchange Commission,
Online
2000
2000
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
64.
Robinhood, the fintech discount broker : recent developments and concerns
Author
Shorter, Gary W.
Published
[Washington, D.C.] : Congressional Research Service, 2020-
Online
https://purl.fdlp.gov/GPO/gpo148472
Location
Yale Internet Resource >> None
Format
Online
65.
Form 8918, material advisor disclosure statement
Author
United States. Internal Revenue Service
Published
[Washington, D.C.] : Dept. of the Treasury, Internal Revenue Service
Online
http://purl.access.gpo.gov/GPO/LPS87494
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
66.
Directory of limited partners : investors in private equity and other alternative asset funds
Published
New York, N.Y. : Securities Data Pub., c2000-
Location
Library Shelving Facility (LSF) >> HG4963 D57X (LC)+ Oversize
MARX Library >> HG4963 D57X (LC)+ Oversize
Format
Journals & Newspapers
67.
Directory of private equity investors
Published
New York, NY : Venture Economics, c1996-
Location
MARX Library, Reference >> HG4963 D57X (LC)+ Oversize
Library Shelving Facility (LSF) >> HG4963 D57X (LC)+ Oversize
Format
Journals & Newspapers
68.
Villanova journal of law and investment management
Published
Villanova, PA : Global Financial Press, ©1999-[2002?]
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
69.
Villanova journal of law and investment management
Published
Villanova, PA : Global Financial Press, ©1999-[2002?]
Location
Library Shelving Facility (LSF) >> K26 .I5598
Format
Journals & Newspapers
70.
Advising private funds : a comprehensive guide to representing hedge funds, private equity funds & their advisers
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
71.
Frontline. To catch a trader
Published
Arlington, VA : Public Broadcasting Service (PBS), 2014.
Online
Streaming video
Location
Yale Internet Resource >> None
Format
Images / Online / Video & Film
72.
Regulation of investment management & fiduciary services
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
73.
Securities practice and electronic technology
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online