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Subject: "Investment advisors"
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Online Results (56)
1.
Proteja lo que es suyo : haga preguntas, es su dinero
Published
[Washington, D.C.] : Oficina para la Protección Financiera del Consumidor, [2017?]
Online
https://purl.fdlp.gov/GPO/gpo152935
Location
Yale Internet Resource >> None
Format
Books / Online
2.
On fund manager incentives
Author
Eichberger, Jürgen, 1952-
Published
Canberra, Australia : Faculty of Economics & Commerce, and Economics Program, Research School of Social Sciences, Australian National University, [1994]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
3.
Professional investment counsel
Author
Russell, Berg & Cummings
Published
Boston, [etc.] Russell, Berg & Cummings, 1932.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
4.
Statutory regulation of investment counselors
Author
Illinois. General Assembly. Legislative Council. Research Department
Published
Springfield, Ill. : The Council, [1939]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
5.
Konzeptualisierung und Relevanz von Interessenkonflikten in der Anlageberatung Von Wertpapierdienstleistungsunternehmen in Deutschland
Author
Lamboy, Christian K. de
Published
Berlin : Logos Verlag, [2015]
©2015
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
6.
Small account investment management services: recommendations for clearer policies and guidelines; report
Author
United States. Advisory Committee on Investment Management Services for Individual Investors
Published
Washington, [1973]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
7.
Investment adviser directory
Published
Washington, D.C. : Securities and Exchange Commission.
Online
1978 Dec
yr.1983
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
8.
Zhongguo ji jin ye ren wu zhi (1998-2013) = China fund industry, 1998-2013
Title
中国基金业人物志 (1998-2013) =
Author
Yang, Bo
杨波
Published
Beijing Shi : Zhongguo jin rong chu ban she, 2014.
Location
Library Shelving Facility (LSF) >> HG5784.3 .Y44 2014 (LC)
Format
Books
9.
Annual registration updating material for investment advisers
Published
Washington, D.C. : U.S. Securities and Exchange Commission, [2000]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
10.
Salt of the earth
Author
Sidgwick, Alfred, Mrs., 1854-1934
Published
New York, Grosset & Dunlap, Publishers [1918?]
Online
Online book
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
11.
Report on emerging investment managers
Author
Illinois. State Board of Investment
Published
Chicago, Ill. : Illinois State Board of Investment,
Online
1999-2000
2001
2002
2003
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
12.
Investment advisers : current level of oversight puts investors at risk : report to Congressional requesters
Published
Washington, D.C. : The Office, [1990]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
13.
Annual registration updating material for investment advisers
Published
Washington, D.C. : U.S. Securities and Exchange Commission, [1990]
Online
Online book
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
14.
Vergütungssysteme und Interessenkonflikte in der Anlageberatung : eine Studie zum europäischen, deutschen und englischen Recht
Author
Schelling, Holger
Published
Berlin : Duncker & Humblot, [2013]
Location
Law Library >> KJC224 .S34 2013
Format
Books
15.
Investment adviser registration package
Author
United States. Securities and Exchange Commission
Published
Washington, D.C. : Securities and Exchange Commission, [1994]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
16.
Investment advisers act amendments of 1976 hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, on S. 2849 ... February 3 and 4, 1976
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
17.
Investment advisers act amendments of 1976 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, on S. 2849 ... February 3 and 4, 1976
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
18.
Investment advisers act of 1940 and general rules and regulations thereunder as in effect April 1, 1971
Author
United States
Published
Washington, U.S. Securities and Exchange Commission; for sale by the Supt. of Docs., U.S. Govt. Print. Off., 1971.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
19.
H.R. 4624, the Investment Adviser Oversight Act of 2012 : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, second session, June 6, 2012
Author
United States. Congress. House. Committee on Financial Services
Published
Washington, DC : For sale by the Superintendent of Documents, U.S. G.P.O.
Washington : U.S. G.P.O., 2013.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
20.
Examining the market power and impact of proxy advisory firms : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, first session, June 5, 2013
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Published
[Place of publication not identified] : [publisher not identified], [2014?]
Washington, District of Columbia : For sale by the Superintendent of Documents, U.S. Government Printing Office.
Washington : U.S. Government Printing Office, 2013.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
21.
Perspectives on hedge fund registration : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, May 7, 2009
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
22.
Investment Advisers Act of 1940 and general rules and regulations thereunder
Author
United States
Published
Washington : United States, Securities and Exchange Commission; for sale by the Supt. of Docs., U.S. Govt. Print. Off.
Online
1965
1967
1969
1971
no.104-181(1960-1964)
v.182-254(1965-1969)
v.255-357(1970-1973)
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
23.
Internationales Insiderrecht : eine Untersuchung über die Anwendung des Insiderrechts auf Sachverhalte mit Auslandsberührung
Author
Nietsch, Michael
Published
Berlin : Duncker & Humblot, 2004.
Location
Law Library >> K1115.I57 N53 2004
Format
Books
24.
Hermann Zickert, der deutsche Börsenpionier : Hermann Zickert, deutscher Börsianer mit Wahlheimat Liechtenstein (1885 bis 1954)
Author
Heeb, Karlheinz
Published
München : FinanzBuch, 2009.
Location
Library Shelving Facility (LSF) >> HG5470.9.A32 H442 2009 (LC)
Format
Books
25.
Investment adviser industry reform : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session, on H.R. 578 ... March 4, 1993
Author
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1993.
Online
Online book
4.EN 2/3:103-16
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online