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Subject: "Mutual funds."
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Online Results (36)
1.
From conflict to trust : how mutual funds manage conflicts of interest
Author
Fok Kam, André
Published
Toronto, Ont. : Carswell, c2009.
Location
SML, Stacks, LC Classification >> HG4530 .F55X 2009 (LC)
Format
Books
2.
Closed-end funds
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2007]
Online
http://purl.access.gpo.gov/GPO/LPS111872
Location
Yale Internet Resource >> None
Format
Books / Online
3.
Nelson's world's best money managers
Published
Port Chester, NY : Nelson Publications, c1995-
Location
Library Shelving Facility (LSF) >> HG4907 N448X (LC)
Library Shelving Facility (LSF) >> HG4907 N448X (LC)
Format
Journals & Newspapers
4.
The invisible hands : top hedge fund traders on bubbles, crashes, and real money
Author
Drobny, Steven
Published
Hoboken, New Jersey : John Wiley and Sons, Incorporation, 2014.
©2014
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
5.
Mutual fund classes
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2008]
Online
http://purl.access.gpo.gov/GPO/LPS112404
Location
Yale Internet Resource >> None
Format
Books / Online
6.
Bond funds and income funds
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2007]
Online
http://purl.access.gpo.gov/GPO/LPS111722
Location
Yale Internet Resource >> None
Format
Books / Online
7.
Report on the public policy implications of investment company growth : report of the Committee on Interstate and Foreign Commerce pursuant to Section 136 of the Legislative reorganization act of 1946, Public law 601, 79th Congress, and House resolution 35, 89th Congress
Author
United States. Securities and Exchange Commission
Published
Washington : G.P.O., 1966.
Location
Law Library >> KF1070 .U55 1966
Format
Books
8.
Inside the house of money : top hedge fund traders on profiting in the global markets
Author
Drobny, Steven
Published
Hoboken, New Jersey : Wiley, 2014.
©2014
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
9.
Top hedge fund investors stories, strategies, and advice
Author
Rittereiser, Cathleen M., 1960-
Published
Hoboken, NJ : Wiley ; Chichester : John Wiley [distributor], 2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
10.
Inside the house of money : top hedge fund traders on profiting in the global markets
Author
Drobny, Steven
Published
Hoboken, N.J. : J. Wiley & Sons, c2006.
Online
Table of contents
Location
MARX Library >> HG4530 .D74X 2006 (LC)
Format
Books
11.
Nelson's America's best money managers
Published
Port Chester, NY : Nelson Publications, 1994.
Location
Library Shelving Facility (LSF) >> HG4907 N448X (LC)
Format
Journals & Newspapers
12.
America's best money managers
Published
Port Chester, NY : Nelson Publications, c1992-1993.
Location
Library Shelving Facility (LSF) >> HG4907 N448X (LC)
Format
Journals & Newspapers
13.
Ultra-short bond funds know where you're parking your money
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2009]
Online
http://purl.access.gpo.gov/GPO/LPS113536
Location
Yale Internet Resource >> None
Format
Books / Online
14.
Corporate versus contractual mutual funds : an evaluation of structure and governance
Author
Wang, Wen Yeu
Published
1994.
Location
Library Shelving Facility (LSF) >> K552.T45 W36 1994
Format
Books
15.
The mutual fund industry : competition and investor welfare
Published
New York : Columbia Business School/Columbia University Press, c2010.
Location
Law Library >> HG4930 .M852 2010
Format
Books
16.
The mutual fund industry : competition and investor welfare
Published
New York : Columbia University Press, c2010.
Location
MARX Library >> HG4930 .M852X 2010 (LC)
Format
Books
17.
The mutual fund industry competition and investor welfare
Published
New York : Columbia University Press, c2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
18.
Global asset management 2020
Published
New York, New York : Practising Law Institute, [2020]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
19.
Investment management 2023 : current issues & trends
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
20.
Investment management institute 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
21.
Investment management institute 2012
Published
New York, N.Y. : Practising Law Institute, [2012]
©2012.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
22.
Investment management institute 2011
Published
New York, N.Y. : Practising Law Institute, [2011]
©2011.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
23.
Investment management institute 2010
Published
New York, N.Y. : Practising Law Institute, [2010]
©2010.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
24.
Investment management institute 2009
Published
New York, N.Y. : Practising Law Institute, [2009]
©2009.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
25.
The regulation of money managers : mutual funds and advisers
Author
Frankel, Tamar
Published
Gaithersburg : Aspen Law & Business, c2001-
Location
Law Library >> KF1078 .F72
Format
Books
26.
Investment management regulation
Author
Frankel, Tamar
Published
Durham, N.C. : Carolina Academic Press, c1998.
Location
Law Library >> KF1078 .F69 1998
Format
Books
27.
Investment company act of 1940 as in effect June 4, 1977
Author
United States. Laws, statutes, etc
Published
Washington : Securities and Exchange Commission : for sale by the Supt. of Docs., U.S. Govt. Print. Off., 1977.
Location
Unavailable--Try BorrowDirect or Interlibrary Loan >> SE 1.5:In 8/977
Format
Books
28.
Investment Company Act of 1940 as in effect November 1, 1974
Author
United States
Published
Washington : U.S. Securities and Exchange Commission : For sale by the Supt. of Docs., U.S. Govt. Print. Off., 1975.
Location
Library Shelving Facility (LSF) >> SE 1.5:In 8/974
Format
Books
29.
Investment Company Amendments Act of 1969 hearings before the United States Senate Committee on Banking and Currency, Ninety-First Congress, first session, on Apr. 15, 17, 18, 1969
Author
United States. Congress. Senate. Committee on Banking and Currency
Published
Washington : U.S. G.P.O., 1969.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
30.
The regulation of money managers : the Investment Company Act and the Investment Advisers Act
Author
Frankel, Tamar
Published
Boston : Little, Brown, c1978-1980.
Location
Law Library >> KF1078 .F7
Format
Books
31.
Fund governance : legal duties of investment companies directors
Author
Robertson, Robert A., 1960-
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
32.
Mutual funds : trading practices and abuses that harm investors : hearing before the Financial Management, the Budget, and International Security Subcommittee of the Committee on Governmental Affairs, United States Senate, One Hundred Eighth Congress, first session, November 3, 2003
Author
United States. Congress. Senate. Committee on Governmental Affairs. Subcommittee on Financial Management, the Budget, and International Security
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2004.
Online
http://purl.access.gpo.gov/GPO/LPS49523
Location
Library Shelving Facility (LSF) >> Y 4.G 74/9:S.HRG.108-368
Format
Books
33.
Mutual funds trading practices and abuses that harm investors : hearing before the Financial Management, the Budget, and International Security Subcommittee of the Committee on Governmental Affairs, United States Senate, One Hundred Eighth Congress, first session, November 3, 2003
Author
United States. Congress. Senate. Committee on Governmental Affairs. Subcommittee on Financial Management, the Budget, and International Security
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2004.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
34.
P'ŏndŭ t'ujaja wa unyongsa ŭi ihae sangch'ung : Soft dollar rŭl chungsim ŭro
Title
펀드 투자자 와 운용사 의 이해 상충
Author
Cho, Sŏng-bin, 1971-
조 성빈, 1971-
Published
Sŏul T'ŭkpyŏlsi : KDI, 2012.
Location
SML, Stacks, LC Classification >> HG5780.5.A3 C4675X 2012 (LC)
Format
Books
35.
Present law and analysis relating to tax treatment of partnership carried interests and related issues scheduled for a public hearing before the House Committee on Ways and Means on September 6, 2007
Published
[Washington, D.C. : Joint Committee on Taxation, 2007]
Online
Pt. 1
Pt. 2
Location
Yale Internet Resource
Format
Books / Online
36.
Present law and analysis relating to tax treatment of partnership carried interests and related issues scheduled for a public hearing before the House Committee on Ways and Means on September 6, 2007
Published
[Washington, D.C. : Joint Committee on Taxation, 2007]
Online
Pt. 1
Pt. 2
Location
Yale Internet Resource >> None
Format
Books / Online
37.
Present law and analysis relating to tax treatment of partnership carried interests and related issues scheduled for a public hearing before the House Committee on Ways and Means on September 6, 2007
Author
United States. Congress. House. Committee on Ways and Means
Published
Washington : Joint Committee on Taxation, 2007.
Online
Online resource
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
38.
Present law and analysis relating to tax treatment of partnership carried interests scheduled for a public hearing before the Senate Committee on Finance on July 11, 2007
Published
[Washington, D.C. : Joint Committee on Taxation, 2007]
Online
https://purl.fdlp.gov/GPO/LPS83620
Location
Yale Internet Resource
Format
Books / Online
39.
Present law and analysis relating to tax treatment of partnership carried interests scheduled for a public hearing before the Senate Committee on Finance on July 11, 2007
Published
[Washington, D.C. : Joint Committee on Taxation, 2007]
Online
http://purl.access.gpo.gov/GPO/LPS83620
Location
Yale Internet Resource >> None
Format
Books / Online
40.
Basics of mutual funds and other registered investment companies 2020
Published
New York, New York : Practising Law Institute, [2020]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
41.
Basics of mutual funds and other registered investment companies 2019
Published
New York, New York : Practising Law Institute, [2019]
©2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
42.
Basics of mutual funds and other registered investment companies 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
43.
Basics of mutual funds and other registered investment companies 2017
Published
New York, New York : Practising Law Institute, [2017]
©2017.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
44.
Basics of mutual funds and other registered investment companies 2016
Published
New York, N.Y. : Practising Law Institute, 2016.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
45.
Basics of mutual funds and other registered investment companies 2015
Published
New York, N.Y. : Practising Law Institute, [2015]
©2015.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
46.
Basics of mutual funds and other registered investment companies 2014
Published
New York, N.Y. : Practising Law Institute, 2014.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
47.
The law of investment management
Author
Bines, Harvey E.
Published
[1986]
Location
Law Library >> KF1072 .B55 Suppl.
Format
Books
48.
The law of investment management
Author
Bines, Harvey E.
Published
Boston : Warren, Gorham & Lamont, c1978.
Location
Law Library >> KF1072 .B55
Format
Books
49.
The Phipps family and the Bessemer companies
Author
Davis, Richard R.
Published
Nashville, Tenn. : Turner Pub. Co., c2007.
Location
SML, Stacks, LC Classification >> HG4930 .D383 2007 (LC) Oversize
Format
Books
50.
Directory of limited partners : investors in private equity and other alternative asset funds
Published
New York, N.Y. : Securities Data Pub., c2000-
Location
Library Shelving Facility (LSF) >> HG4963 D57X (LC)+ Oversize
MARX Library >> HG4963 D57X (LC)+ Oversize
Format
Journals & Newspapers
51.
Directory of private equity investors
Published
New York, NY : Venture Economics, c1996-
Location
MARX Library, Reference >> HG4963 D57X (LC)+ Oversize
Library Shelving Facility (LSF) >> HG4963 D57X (LC)+ Oversize
Format
Journals & Newspapers
52.
The Securities Investment Promotion Act of 1996--S. 1815 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second session, on S. 1815 ... June 5, 1996
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1996.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.104-681
Format
Books
53.
The Securities Investment Promotion Act of 1996 --S. 1815 hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second session, on S. 1815 ... June 5, 1996
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1996.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
54.
Villanova journal of law and investment management
Published
Villanova, PA : Global Financial Press, ©1999-[2002?]
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
55.
Mutual fund litigation and insurance practice guide
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
56.
Villanova journal of law and investment management
Published
Villanova, PA : Global Financial Press, ©1999-[2002?]
Location
Library Shelving Facility (LSF) >> K26 .I5598
Format
Journals & Newspapers
57.
Advising private funds : a comprehensive guide to representing hedge funds, private equity funds & their advisers
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
58.
A practitioner's guide to MiFID
Published
Old Woking, Surrey, U.K. : City & Financial Pub., c2007.
Location
Law Library >> KJE2245 .P73X 2007
Format
Books
59.
The role of state securities regulators in protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005.
Online
http://purl.access.gpo.gov/GPO/LPS68020
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.108-884
Format
Books
60.
The role of state securities regulators in protecting investors hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
61.
Securities practice and electronic technology
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online