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Subject: "Securities."
Subject (Local Yale): Is Not
Is Not Is
Palmquist, Peter E. Ownership
Author/Creator: Is
Is Is Not
United States

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1.
Summary of applications for permits and exemptions : for the sale of securities and for the merger, absorption or transfer of property under the Blue Sky Law of Texas
Published
Austin, Tex. : [s.n.], 19-- - (Austin, Tex. : A.C. Baldwin)
Location
Library Shelving Facility (LSF) >> Ngm28 T4 A5
Format
Journals & Newspapers
2.
An act to provide full and fair disclosure of the character of securities sold in interstate and foreign commerce and through the mails, and to prevent frauds in the sale thereof ... : Public, no. 22, 73d Congress, H.R. 5480
Author
United States
Published
[Washington, D.C.] : [U.S. Govt. Print. Off.], [1933]
Online
Online book
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
3.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Gramm-Leach-Bliley Act, Commodity Futures Modernization Act of 2000, Sarbanes-Oxley Act of 2002
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., [Congressional Sales Office], 2003.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
4.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Gramm-Leach-Bliley Act, Commodity Futures Modernization Act of 2000, Sarbanes-Oxley Act of 2002
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., [Congressional Sales Office], 2003.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:108-B
Format
Books
5.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Gramm-Leach-Bliley Act, Commodity Futures Modernization Act of 2000, Sarbanes-Oxley Act of 2002
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., [Congressional Sales Office], 2003.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
6.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934 ..
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., 2001-
Online
4.F 49/20: 107-B
4.F 49/20: 108-B
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
7.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, selected provisions of the Gramm-Leach-Bliley Act and the Commodity Futures Modernization Act of 2000
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., [Congressional Sales Office], 2001.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
8.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, selected provisions of the Gramm-Leach-Bliley Act and the Commodity Futures Modernization Act of 2000
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., [Congressional Sales Office], 2001.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
9.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, selected provisions of the Gramm-Leach-Bliley Act and the Commodity Futures Modernization Act of 2000
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., [Congressional Sales Office], 2001.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:107-B
Format
Books
10.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, selected provisions of the Gramm-Leach-Bliley Act and the Commodity Futures Modernization Act of 2000
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., [Congressional Sales Office], 2001.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
11.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, selected provisions of the Gramm-Leach-Bliley Act and the Commodity Futures Modernization Act of 2000
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2001.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
12.
Compilation of securities laws within the jurisdiction of the Committee on Commerce : including Securities Act of 1933, Securities Exchange Act of 1934 ..
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., 1995-
Online
Mar. 1999
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
13.
Compilation of securities laws within the jurisdiction of the Committee on Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970 ..
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., 1995-
Location
Library Shelving Facility (LSF) >> Y 4.C73/8:104-D
Library Shelving Facility (LSF) >> Y 4.C 73/8:106-B
Library Shelving Facility (LSF) >> Y 4.C 73/8:105-E
Format
Journals & Newspapers
14.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O., 1993.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
15.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., 1993.
Location
Library Shelving Facility (LSF) >> Y 4.EN 2/3:103-F
Format
Books
16.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O., 1993.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
17.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., 1993.
Online
4.EN 2/3:103-F
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
18.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Market Reform Act of 1990 (section 8), Penny Stock Reform Act of 1990 (sections 504(b) and 510)
Author
United States
Published
Washington : U.S. G.P.O., 1991.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
19.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Market Reform Act of 1990 (section 8), Penny Stock Reform Act of 1990, (Sections 504(b) and 510)
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1991.
Online
4.En 2/3:102-B
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
20.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Market Reform Act of 1990 (section 8), Penny Stock Reform Act of 1990 (sections 504(b) and 510)
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 1991.
Location
Library Shelving Facility (LSF) >> Y 4.En 2/3:102-B
Format
Books
21.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Market Reform Act of 1990 (section 8), Penny Stock Reform Act of 1990 (sections 504(b) and 510)
Author
United States
Published
Washington : U.S. G.P.O., 1991.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
22.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O., 1989.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
23.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1989.
Location
Library Shelving Facility (LSF) >> Y 4.En 2/3:101-F
Format
Books
24.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O., 1989.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
25.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1989.
Online
4.En 2/3:101-F
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online