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Subject: "Investment advisors"
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Online Results (9)
1.
Hedge hogs : the cowboy traders behind wall street's largest hedge fun disaster
Author
Dreyfuss, Barbara
Published
New York : Random House, c2013.
Location
Law Library >> HG4530 .D73X 2013
Format
Books
2.
More money than God : hedge funds and the making of a new elite
Author
Mallaby, Sebastian
Published
New York : Penguin Press, 2010.
Location
Law Library >> HG4530 .M249 2010
Format
Books
3.
Funds : private equity, hedge and all core structures
Author
Hudson, Matthew, 1962-
Published
Chichester, West Sussex : John Wiley & Sons Ltd, 2014.
Location
Law Library >> HG4530 .H943 2014
Format
Books
4.
Investor capitalism : how money managers are changing the face of corporate America
Author
Useem, Michael
Published
New York : Basic Books, c1996.
Location
Law Library >> HG4910 .U83 1996
Format
Books
5.
Report on the public policy implications of investment company growth : report of the Committee on Interstate and Foreign Commerce pursuant to Section 136 of the Legislative reorganization act of 1946, Public law 601, 79th Congress, and House resolution 35, 89th Congress
Author
United States. Securities and Exchange Commission
Published
Washington : G.P.O., 1966.
Location
Law Library >> KF1070 .U55 1966
Format
Books
6.
Developing and managing a financial planning practice
Published
[Chicago, Ill.?] : The Association, 1990.
Location
Law Library >> Fiche S70 KF325.258 .A8D48 1990
Format
Books / Microforms
7.
The Role of the lawyer in investment counseling for and with clients October 23, 1987, New Orleans, Louisiana
Published
[Chicago, Ill.] : American Bar Association, [c1987]
Location
Law Library >> Fiche S70 KF325.1822 .A8R65 1987
Format
Books / Microforms
8.
The Ponzi scheme puzzle : a history and analysis of con artists and victims
Author
Frankel, Tamar
Published
New York : Oxford University Press, c2012.
Location
Law Library >> HV6691 .F73X 2012
Format
Books
9.
Annual securities activities of banks
Published
New York : Law & Business, Inc./Harcourt Brace Jovanovich.
Location
Law Library >> KF975 .A56
Format
Journals & Newspapers
10.
The mutual fund industry : competition and investor welfare
Published
New York : Columbia Business School/Columbia University Press, c2010.
Location
Law Library >> HG4930 .M852 2010
Format
Books
11.
Risk, regulation, and investor protection : the case of investment management
Author
Franks, Julian R.
Published
Oxford [England] : Clarendon Press ; New York : Oxford University Press, 1989.
Location
Law Library >> HG5432 .F73 1989
Format
Books
12.
Protection of clients' securities and funds in custody of investment advisers : report on embezzlement of clients' securities and funds by two investment advisers and recommendations for amending the Investment advisers act of 1940
Author
United States. Securities and Exchange Commission
Published
Philadelphia, PA : Securities and Exchange Commission, 1945.
Location
Law Library >> HG4621 .U55 1945
Format
Books
13.
Private fund regulatory developments and compliance challenges 2019
Published
New York, New York : Practising Law Institute, 2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
14.
Private fund regulatory developments and compliance challenges 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
15.
Private fund regulatory developments and compliance challenges 2017
Published
New York, New York : Practising Law Institute, [2017]
©2017.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
16.
Restatement of the law, third, restatement of the law, trusts-- prudent investor rule
Online
HeinOnline American Law Institute Collection
Location
Yale Internet Resource
Format
Books / Online
17.
Con game : Bernard Madoff and his victims
Author
Lewis, Lionel S. (Lionel Stanley)
Published
New Brunswick, N.J. : Transaction Publishers, c2012.
Location
Law Library >> HV6692.M33 L495X 2012
Format
Books
18.
Present law and analysis relating to tax treatment of partnership carried interests and related issues scheduled for a public hearing before the House Committee on Ways and Means on September 6, 2007
Published
[Washington, D.C. : Joint Committee on Taxation, 2007]
Online
Pt. 1
Pt. 2
Location
Yale Internet Resource
Format
Books / Online
19.
Present law and analysis relating to tax treatment of partnership carried interests scheduled for a public hearing before the Senate Committee on Finance on July 11, 2007
Published
[Washington, D.C. : Joint Committee on Taxation, 2007]
Online
https://purl.fdlp.gov/GPO/LPS83620
Location
Yale Internet Resource
Format
Books / Online
20.
The devil's derivatives : the untold story of the slick traders and hapless regulators who almost blew up Wall Street--and are ready to do it again
Author
Dunbar, Nicholas
Published
Boston, Mass. : Harvard Business Review Press, c2011.
Location
Law Library >> HG6024.U6 D86X 2011
Format
Books
21.
Confessions of a Wall Street analyst : a true story of inside information and corruption in the stock market
Author
Reingold, Dan, 1953-
Published
New York : Collins, 2006.
Location
Law Library >> HG4928.5 .R45 2006
Format
Books
22.
Bernard Madoff and his accomplices : anatomy of a con
Author
Lewis, Lionel S. (Lionel Stanley)
Published
Santa Barbara, California : Praeger, an imprint of ABC-CLIO, LLC, [2016]
Location
Law Library >> HV6692.M33 L493X 2016
Format
Books
23.
The law of financial advice, investment management, and trading
Author
Setten, L. D. van (Lodewijk D.), 1967-
Published
Oxford, United Kingdom ; New York, NY : Oxford University Press, 2019.
©2019.
Location
Law Library >> KJE2188 .S47 2019
Format
Books
24.
Madoff talks : uncovering the untold story behind the most notorious Ponzi scheme in history
Author
Campbell, Jim (Radio show host)
Published
New York : McGraw Hill, [2021]
Location
Law Library >> HG4928.5 .C36X 2021
Format
Books
25.
No one would listen : a true financial thriller
Author
Markopolos, Harry
Published
Hoboken, N.J. : John Wiley, c2010.
Location
Law Library >> HV6697 .M37X 2010
Format
Books
26.
Steel's : a forgotten stock market scandal from the 1920s
Author
Dyer, Dave
Published
Syracuse, New York : Syracuse University Press, 2013.
Location
Law Library >> HG4928.5 .D94X 2013
Format
Books
27.
Private fund regulatory developments and compliance challenges 2020
Published
New York, New York : Practising Law Institute, [2020]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
28.
Securities practice and electronic technology
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
29.
Life at the center : reflections on fifty years of securities regulation
Author
Karmel, Roberta S., 1937-
Published
New York : Practising Law Institute, [2014]
©2014.
Location
Law Library >> KF1439 .K37 2014
Format
Books
30.
Fintech law in a nutshell
Author
Brummer, Chris, 1975-
Published
St. Paul, Minn. : West Academic Publishing, [2020]
Location
Law Library >> KF974 .B78 2020
Format
Books
31.
Fintech law in a nutshell
Author
Brummer, Chris, 1975-
Online
West Academic Study Aids - Hornbooks & Nutshells
Location
Yale Internet Resource
Format
Books / Online