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151.
Foundations of the pricing of financial derivatives : theory and analysis
Author
Brooks, Robert Edwin, 1960-
Published
Hoboken, New Jersey : John Wiley & Sons, Inc., [2024]
Location
MARX Library >> HG6024.A3 B765 2024 (LC)
Format
Books
152.
Securities regulation
Author
Loss, Louis
Published
New York : Wolters Kluwer, [2024]-
©2024.
Location
Law Library >> KF1070 .L62 2024
Format
Books
153.
55th annual institute on securities regulation
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
154.
Treatise on the law of securities regulation
Author
Hazen, Thomas Lee, 1947-
Published
St. Paul, MN : Thomson Reuters, [2023]
©2023.
Location
Law Library >> KF1439 .H39 2023
Format
Books
155.
Rethinking securities law
Author
Steinberg, Marc I.
Published
New York, NY : Oxford University Press, 2021.
Location
Yale Internet Resource
Format
Books / Online
156.
The practical guide to Wall Street : equities and derivatives
Author
Tagliani, Matthew, 1974-
Published
Hoboken, N.J. : Wiley, ©2009.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
157.
Initial public offerings : an international perspective
Published
Oxford ; Burlington, MA : Butterworth-Heinemann, 2006.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
158.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Gramm-Leach-Bliley Act, Commodity Futures Modernization Act of 2000, Sarbanes-Oxley Act of 2002
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., [Congressional Sales Office], 2003.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
159.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934 ..
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., 2001-
Online
4.F 49/20: 107-B
4.F 49/20: 108-B
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
160.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, selected provisions of the Gramm-Leach-Bliley Act and the Commodity Futures Modernization Act of 2000
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2001.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
161.
Compilation of securities laws within the jurisdiction of the Committee on Commerce : including Securities Act of 1933, Securities Exchange Act of 1934 ..
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., 1995-
Online
Mar. 1999
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
162.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., 1993.
Online
4.EN 2/3:103-F
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
163.
Defaults of original issue high-yield convertible bonds
Author
Rosengren, Eric S.
Published
[Boston] : Federal Reserve Bank of Boston, [1992]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
164.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Market Reform Act of 1990 (section 8), Penny Stock Reform Act of 1990, (Sections 504(b) and 510)
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1991.
Online
4.En 2/3:102-B
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
165.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1989.
Online
4.En 2/3:101-F
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
166.
International finance : regulation of international securities markets : report to congressional requesters
Author
United States. General Accounting Office
Published
Washington, D.C. : The Office, 1989.
Online
Online book
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
167.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1988.
Online
Online book
4.En 2/3:100-S
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
168.
Securities regulation : SEC enforcement efforts in 1978 and 1985 : fact sheet for the Chairman, Subcommittee on Oversight and Investigations, Committee on Energy and Commerce, House of Representatives
Author
United States. General Accounting Office
Published
[Washington, D.C.] : The Office, 1986.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
169.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 1985.
Online
4.En 2/3:99-Q
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
170.
The Economics of any-or-all, partial, and two-tier tender offers : a study
Published
Washington, D.C. : The Office, [1985]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
171.
Securities acts amendments of 1975, oversight hearings before the Subcommittee on Oversight and Investigations and the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-fifth Congress, first session ..
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Oversight and Investigations
Published
Washington : U.S. Govt. Print. Off., 1978.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
172.
Securities Division bulletin
Published
Springfield, Ill. : Securities Division, Secretary of State, [19--]-1977.
Online
1974 (incompl.)
1975
1976 (incompl.)
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
173.
Second report to Congress on the effect of the absence of fixed rates of commissions : pursuant to Section 6 (e)(3) of the securities exchange act of 1934
Author
United States. Securities and Exchange Commission
Published
Chicago : Commerce Clearing House, 1976.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
174.
Securities act of 1933, as in effect June 4, 1975 : Public-no. 22-73d Congress, H.R. 5480
Author
United States
Published
Washington : United States Securities and Exchange Commission : For sale by the Supt. of Docs., U. S. Govt. Print. Off., 1976.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
175.
Exemption of guaranteed REA loans from Securities and Exchange Commission regulation hearing before the Subcommittee on Agricultural Credit and Rural Electrification of the Committee on Agriculture and Forestry, United States Senate, Ninety-third Congress, second session, on H.R. 12526 ... July 18, 1974
Author
United States. Congress. Senate. Committee on Agriculture and Forestry. Subcommittee on Agricultural Credit and Rural Electrification
Published
Washington : U.S. Govt. Print. Off., 1974.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
176.
Investment Advisers Act of 1940, as in effect July 1, 1974
Author
United States. Securities and Exchange Commission
Published
Washington, U.S. Govt. Print. Off. [1974]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
177.
National Securities Market System Act of 1974 : report of the Committee on Banking, Housing and Urban Affairs, United States Senate, to accompany S. 2519
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O., 1974.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
178.
Securities Acts amendments of 1974 : report together with minority and additional views (to accompany H.R. 5050)
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce
Published
[Washington, D.C.? : U.S. G.P.O., 1974]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
179.
Investment banking and the use of non-cash underwriting compensation
Author
LeClair, Robert T.
Published
[Urbana] : College of Commerce and Business Administration, Bureau of Economic and Business Research, University of Illinois, Urbana-Champaign, Jan. 26, 1973.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
180.
Improved national securities transfer system : report (to accompany S. 3876)
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
[Washington, D.C.? : U.S. G.P.O., 1972]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
181.
Securities industry study; report . . .
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Published
Washington : U.S. Govt. Print. Off., 1972.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
182.
Statement of the Securities and Exchange Commission on the future structure of the securities markets, February 2, 1972
Author
United States. Securities and Exchange Commission
Published
[Washington] : Govt. Print. Off, 1972
Online
Online book
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
183.
Statement on the future structure of the securities markets
Author
United States. Securities and Exchange Commission
Published
[Washington, 1972]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
184.
Compilation of releases dealing with matters frequently arising under the Securities act of 1933
Author
United States. Securities and Exchange Commission
Published
Washington, D. C. : United States Securities and Exchange Commission, 1970.
Online
Online book
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
185.
Over-the-counter margin regulations. Hearing, Ninetieth Congress, second session. June 21, 1968
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Published
Washington, U.S. Govt. Print. Off., 1968.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
186.
Public hearing ... November 29 and 30, 1967 : Subjects joint powers agreement
Author
California. Legislature. Senate. Committee on Local Government
Published
[Sacramento], [1967?]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
187.
Compilation of releases dealing with matters frequently arising under the Securities Act of 1933
Author
United States. Securities and Exchange Commission
Published
Washington : Securities and Exchange Commission : For sale by the Supt. of Docs., U.S. G.P.O., 1965.
Online
Online book
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
188.
Securities act of 1933, as amended to August 20, 1964, public--no. 22. 73d Congress, H. R. 5480
Author
United States
Published
[Washington] U. S. securities and exchange Commission; [1964]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
189.
Report
Author
United States. Securities and Exchange Commission. Special Study of Securities Markets
Published
Washington, U.S. Govt. Print. Off., 1963-
Online
Online book
v.1
v.2
v.3
v.3
v.4
v.5
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
190.
Report
Author
United States. Securities and Exchange Commission. Special Study of Securities Markets
Published
Washington : U.S. Govt. Print. Off., 1963-
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
191.
Annual report of the State Securities Commission to the Governor of the State of South Dakota : for the year ending June 30th ..
Author
South Dakota. State Securities Commission
Published
[Pierre, S.D.] : State Securities Commission, -[1961]
Online
1961
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
192.
Going public, successful securities underwriting
Author
Robinson, Gerald J.
Published
New York, C. Boardman Co., 1961
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
193.
Statements of beneficial ownership of and transactions in securities
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. G.P.O., 1961.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
194.
Capital gains in gold
Author
Kaiser, Karl N.
Published
Beverly Hills, Calif., Capital Gains Institute, 1960.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
195.
Investment fundamentals
Author
Freund, William Curt, 1926-
Published
New York : Council on Banking Education, American Bankers Association, [1960]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
196.
Gifts of securities or money to minors; a guide for member organization personnel in the handling of custodian accounts under the various State laws enacted to facilitate such gifts
Author
Association of Stock Exchange Firms
Published
New York [1959]
Online
Online book
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
197.
Securities act of 1933, as amended to August 10, 1954, Public--no. 22-73d Congress, H. R. 5480; an act to provide full and fair disclosure of the character of securities sold in interstate and foreign commerce and through the mails, and to prevent frauds in the sale thereof, and for other purposes
Author
United States
Published
[Washington, U. S. Govt. Print. Off., 1958]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
198.
Securities exchange acts amendments : hearings before a subcommittee of the Committee on Banking and Currency, United States Senate, Eighty-third Congress, second session, on S. 2846, a bill to amend certain provisions of the Securities Act of 1934, as amended; the Trust Indenture Act of 1939; and the Investment Company Act of 1940. February 3 and 4, 1954 . . .
Author
United States. Congress. Senate. Committee on Banking and Currency
Published
Washington : U.S. G.P.O., 1954.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
199.
On average investment trusts and companies dealing with stock exchange securities : exemplified in foreign and colonial government investment trusts, guaranteed securities trusts, municipal securities trusts, railway share and debenture trusts, gas and water trusts, subscription trusts, etc., etc. : being a practical guide to their formation and management ..
Author
Scratchley, Arthur, 1821-1897
Published
New York, N.Y. : A. Wiesenberger, [1952?]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
200.
Securities registered under the Securities Act of 1933
Published
Washington : The Commission, -1952.
Online
1950:2-1952:2
pt.1 1951
pt.1 1952
pt.2 1950
pt.2 1951
pt.2 1952
pt.3 1950
pt.3 1951
pt.4 1950
pt.4 1951
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online