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1.
An analysis of the use of Regulation A for small public offerings
Author
United States. Securities and Exchange Commission. Directorate of Economic and Policy Analysis
Published
[Washington, D.C.] : The Commission, 1982.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
2.
Staff report on the securities industry in 1979
Author
United States. Securities and Exchange Commission. Directorate of Economic and Policy Analysis
Published
Washington, D.C. : The Commission, 1980.
Online
---
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
3.
Staff report on the securities industry in 1978
Author
United States. Securities and Exchange Commission. Directorate of Economic and Policy Research
Published
Washington : The Commission, 1979.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
4.
Securities acts amendments of 1975; conference report [to accompany S. 249]
Author
United States. Congress. Conference Committees
Published
New York : Commerce Clearing House, 1975.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
5.
Securities required to be exchanged for cash or new securities pursuant to plans of corporate reorgainzation under the Public Utility Holding Company Act of 1935 and Bankruptcy Act, February 1962
Author
United States. Securities and Exchange Commission
Published
Washington, D.C. : The Commission, 1962.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
6.
This is investment management
Author
Carpenter, H. G. (Harry Gage), b. 1886
Published
Scarborough, N.Y., Scarborough Press [c1956]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
7.
Stock market study : regulation of unlisted securities : hearings before a subcommittee of the Committee on Banking and Currency, United States Senate, Eighty-fourth Congress first session, on S. 2054, a bill to amend the Securities Exchange Act of 1934, as amended
Author
United States. Congress. Senate. Committee on Banking and Currency
Published
Washington : United States Government Printing Office, 1955.
Online
pt.2-3
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
8.
This is investment management
Author
Carpenter, H. G. (Harry Gage), b. 1886
Published
Scarborough, N.Y., Scarborough Press, 1949.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
9.
Fundamentals of investment banking, a training course prepared for members of the Investment bankers association of America
Author
Investment Bankers Association of America. Education Committee
Published
Chicago, Investment Bankers Association of America, 1946-
Online
Online book
v.1-6
v.1-6
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
10.
Fundamentals of investment banking ; a training course prepared for members of the Investment bankers association of America
Author
Investment Bankers Association of America. Education Committee
Published
Chicago : Investment Bankers Association of America, 1946-1947.
Online
(lacks section 1)
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
11.
Competitive bidding and arm's-length bargaining reports of the special committee of the National Association of Securities Dealers, Inc
Author
National Association of Securities Dealers
Published
[New York?, 1941]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
12.
Report on proposals for amendments to the Securities act of 1933 and the Securities exchange act of 1934
Author
United States. Securities and Exchange Commission
Published
[Washington : s.n.], 1941.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
13.
A 1938 memorandum regarding the federal Securities Act of 1933 : proof of March 24, 1938--prepared for discussion purposes
Published
[New York, NY?] : Morgan Stanley & Co., 1938.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
14.
American underwriting of foreign securities in 1931
Author
United States. Bureau of Foreign and Domestic Commerce
Published
Washington : G.P.O., 1929?-1932.
Online
no.802
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
15.
"Uniform requirements for the transfer of securities"
Author
Smith, Howard B.
Published
[S.l.] : Committee on Publicity, Associated Stock Exchanges, [1926]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
16.
Security syndicate operations; organization, management and accounting
Author
Galston, Arthur
Published
New York, The Ronald Press Company [c1925]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
17.
Mining securities
Author
Yeatman, Pope, b. 1861
Published
Boston : American institute of finance, [c1922]
Online
Online book
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
18.
Securities prices as of March 1, 1913
Author
Standard Statistics Company
Published
New York, Standard Statistics Co., In. [c1922]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
19.
The trust receipt as security
Author
Frederick, Karl T.
Published
New York, American Acceptance Council [1922?]
Online
1922
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
20.
The trust receipt as security
Author
Frederick, Karl T.
Published
New York, American Acceptance Council, [1922?]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
21.
Report of the Special commission to investigate the sale of corporate securities and related matters. January 1921
Author
Massachusetts. Special commission to investigate the sale of corporate securities and related matters
Published
Boston, 1921.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
22.
The Ticker book & manual of the tape
Published
New York, 1905-
Online
1907 May
1907 Nov
1908 Feb
v. 2 (July 1905-May 1906)
v. 3-6 (Aug 1906-May 1909)
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
23.
Documents, me moires et notes, mononographies ..
Author
Congre s International des Valeurs Mobilie res
Published
Paris : Impr. P. Dupont , 1900.
Online
v.1
v.2
v.3
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
24.
Die lehre vom fruchtgenuss an werthpapieren
Author
Pappenheim, Wilhelm
Published
[Berlin, C. Heymann, 1896]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
25.
Das sachenrechtliche und das obligationenrechtliche moment bei sogen. wertpapieren
Author
Friderici, Arthur, 1866-
Published
Weimar, 1890.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
26.
Des suretés réelles du bailleur d'immeubles en droit romain et en droit francais
Author
Moret, Arthur
Published
Versailles, 1870.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
27.
Over de natuur van den tÿdkoop van openbare fondsen ..
Author
Wiersma, Hendrik
Published
Leiden, Hazenberg, 1868.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
28.
Die capitalanlage in werthpapieren der staaten, creditvereine und actiengesellschaften des in- und auslandes ..
Author
Moser, A.
Published
Stuttgart, W. Nitzschke, 1862.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
29.
Die staatspapier- und actien-börse. Enthaltend auskunst über alle bekannte staats-, provinzial-, stadt- und standesherrliche anlehen, über pfandbriefe und actien allerlei art, nebst den neuesten aufstellungen der staatsfinanzen
Author
Feller, F. E. (Friedrich Ernst), 1802-1859
Published
Leipzig, I. Müller, 1846.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
30.
Le vadimonium
Author
Fliniaux, André, 1882-1933
Published
Paris : Rousseau, 1908.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
31.
Contribution à létude de la "cautio judicatum solvi"
Author
Duquesne, Joseph, 1874-
Published
Paris, 1907.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
32.
Die aufhebung der kautionspflicht der staatsbeamten in Deutschland unter berücksichtigung der ausländischen massnahmen in bezug auf das kautionswesen
Author
Bertoldi, Albert
Published
1904.
Online
v.1 (1904)
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
33.
Sulla cautio Muciana applicata all'eredità
Author
Scialoja, Vittorio, 1856-1933
Published
Roma, 1900.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
34.
De la caution réelle
Author
Detchart, Henri
Published
1898.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
35.
De la préférence des romains pour les garanties personnelles (satisdationes) comparées aux sûretés réelles (observation sur la L. 25, de div. reg. jur. ant. D., L, 17)
Author
Louis-Lucas, Paul, 1853-
Published
Paris, 1886.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
36.
Die entlassung gegen caution im römischen strafverfahren
Author
Sontag, Karl Richard
Published
1865.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
37.
Poor's classified investment holdings, and Poor's complete list of securities maturing ... Showing ownership of securities by savings banks, trust companies, insurance companies ... and other institutions. Comp. from state and other documents published in the United States and Canada ..
Published
New York, Poor's Pub. Co. [etc.]
Online
1909
1910
1911
1913-1914
1915
1916
1917
1918
1919
1920-1921
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
38.
Securities law
Author
Nicholls, Christopher C.
Published
Toronto, ON : Irwin Law, 2023.
©2023.
Location
Law Library >> KE1065 .M33 2023
Format
Books
39.
The art of vulture investing : adventures in distressed securities management
Author
Schultze, George J., 1970-
Published
Hoboken, New Jersey : John Wiley & Sons, Inc., 2012.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
40.
The Illinois securities law of 1953 : as amended through January 1, 1976
Author
Illinois
Published
[Springfield] : State of Illinois, [1976?]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
41.
Illinois securities law : information for investors
Published
[Springfield, Ill.] : Secretary of State, [1975?]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
42.
Information for investors on the California corporate securities law covering purpose of the law, enforcement responsibilities, qualification requirements, exemptions, seller registration [and] investment suggestions
Author
California. Department of Corporations
Published
[Sacramento? : s.n., 1975]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
43.
Investigate before you invest
Author
United States. Securities and Exchange Commission
Published
[Washington, D.C.] : Securities and Exchange Commission, [1975?]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
44.
The Illinois securities law of 1953 : as amended through August 28, 1973
Author
Illinois
Published
[Springfield, Ill.] : [Illinois Secretary of State], 1974.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
45.
Rules and regulations of the Indiana Securities Division
Author
Indiana. Securities Division
Published
[Indianapolis? : Indiana Securities Division?, 1964?]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
46.
Special market study release
Published
[Washington, D.C. : Securities and Exchange Commission], 1961-1963.
Online
no.1(1961:Dec.19)-no.41(1963:Nov. 8)
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
47.
Trust deed securities; the "Ten Percent" business; report of the Attorney general to the Legislature. Assembly concurrent resolution no. 31 ..
Author
California. Office of the Attorney General
Published
[Sacramento] 1961.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
48.
Continous profits through formula investing
Author
Jenkins, David, 1928-
Published
Larchmont, N.Y. : American Education Council, [1960]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
49.
Hearings on Assembly Bill 2531 [proposed Uniform Securities Act] : San Francisco, California, October 15-16, 1959
Author
California. Legislature. Assembly. Interim Committee on Judiciary-Civil
Published
[Sacramento, 1959?]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
50.
Regulation of the sale of securities
Author
Arkansas. General Assembly. Legislative Council. Research Department
Published
Little Rock : Research Dept., [1958]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online