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Subject: "Investment advisors"
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Kirsch, Clifford E.

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Online Results (32)
1.
Fiduciary investment advice 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
2.
Investment adviser regulation : a step-by-step guide to compliance and the law
Published
New York, N.Y. : Practising Law Institute, 2011-
Online
Online Book
Location
Yale Internet Resource
Format
Online
3.
Fiduciary investment advice 2019
Published
New York, New York : Practising Law Institute, [2019]
©2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
4.
Global asset management 2020
Published
New York, New York : Practising Law Institute, [2020]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
5.
Investment management regulation
Author
Frankel, Tamar
Published
Durham, N.C. : Carolina Academic Press, c1998.
Location
Law Library >> KF1078 .F69 1998
Format
Books
6.
Fundamentals of investment adviser regulation 2020
Published
New York, New York : Practising Law Institute, [2020]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
7.
Dually registered broker-dealers and advisers : regulatory, compliance and enforcement 2019
Published
New York, New York : Practising Law Institute, 2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
8.
Fundamentals of investment adviser regulation 2019
Published
New York, New York : Practising Law Institute, [2019]
©2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
9.
Fundamentals of investment adviser regulation 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
10.
Fundamentals of investment adviser regulation 2017
Published
New York, New York : Practising Law Institute, [2017]
©2017.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
11.
Fundamentals of investment adviser regulation 2016
Published
New York, N.Y. : Practising Law Institute, 2016.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
12.
Fundamentals of investment adviser regulation 2015
Published
New York, N.Y. : Practising Law Institute, 2015.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
13.
Fundamentals of investment adviser regulation 2014
Published
New York, N.Y. : Practising Law Institute, 2014.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
14.
Fundamentals of investment adviser regulation 2013
Published
New York, N.Y. : Practising Law Institute, 2013.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
15.
Fundamentals of investment adviser regulation 2012
Published
New York, N.Y. : Practising Law Institute, [2012]
©2012.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
16.
Fundamentals of investment adviser regulation 2011
Published
New York, N.Y. : Practising Law Institute, [2011]
©2011.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
17.
Fundamentals of investment adviser regulation 2010
Published
New York, N.Y. : Practising Law Institute, 2010.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
18.
Fundamentals of investment adviser regulation 2009
Published
New York, N.Y. : Practising Law Institute, [2009]
©2009.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
19.
Financial services conflicts of interest & fiduciary duties 2017 : navigating the emerging regulatory maze
Published
New York, New York : Practising Law Institute, [2017]
©2017.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
20.
Municipal securities activity by broker-dealers and advisors 2013
Published
New York, N.Y. : Practising Law Institute, 2013.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
21.
Registration under the Advisers Act : a legal and compliance forum for new SEC advisers 2011
Published
New York, N.Y. : Practising Law Institute, [2011]
©2011.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
22.
Broker-dealer advisory services 2016 : current legal and compliance issues facing dual registrants
Published
New York, N.Y. : Practising Law Institute, 2016.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
23.
Broker-dealer advisory services 2015 : current legal and compliance issues facing dual registrants
Published
New York, N.Y. : Practising Law Institute, [2015]
©2015.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
24.
Municipal securities activity by broker-dealers and advisers 2012
Published
New York, N.Y. : Practising Law Institute, [2012]
©2012.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
25.
Broker-dealer regulation
Published
New York : Practising Law Institute, [2011]-
©2011-
Online
Online Book
Location
Yale Internet Resource
Format
Online