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Subject: "Securities."
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United States. Government Accountability Office

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Online Results (1,225)
1.
Securities fraud liability of secondary actors
Author
Sawtelle, Susan D.
Published
Washington, DC : U.S. Govt. Accountability Office, [2011]
Online
http://purl.fdlp.gov/GPO/gpo11680
Location
Yale Internet Resource >> None
Format
Books / Online
2.
Securities markets decimal pricing has contributed to lower trading costs and a more challenging trading environment : report to congressional requesters
Author
United States. Government Accountability Office
Published
[Washington, D.C.] : U.S. Government Accountability Office, [2005]
Online
http://purl.access.gpo.gov/GPO/LPS61810
Location
Yale Internet Resource >> None
Format
Books / Online
3.
Securities regulation factors that may affect trends in Regulation A offerings : report to congressional committees
Author
United States. Government Accountability Office
Published
[Washington, D.C.] : U.S. Govt. Accountability Office, [2012]
Online
http://purl.fdlp.gov/GPO/gpo29280
Location
Yale Internet Resource >> None
Format
Books / Online
4.
Securities and Exchange Commission oversight of U.S. equities market clearing agencies
Author
Williams, Orice M.
Published
Washington, DC : U.S. Govt. Accountability Office, [2009]
Online
http://purl.access.gpo.gov/GPO/LPS113146
Location
Yale Internet Resource >> None
Format
Books / Online
5.
Securities and Exchange Commission oversight of U.S. equities market clearing agencies
Author
Williams, Orice M.
Published
Washington, DC : U.S. Govt. Accountability Office, [2009]
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
6.
Follow-Up on GAO Recommendations Concerning the Securities Investor Protection Corporation
Author
United States. Government Accountability Office
Published
[Washington : U.S. G.P.O.], 2004.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
7.
Internal control improvements needed in SEC's accounting and financial reporting process
Author
Franzel, Jeanette M.
Published
Washington, DC : U.S. Govt. Accountability Office, [2008]
Online
http://purl.access.gpo.gov/GPO/LPS93009
Location
Yale Internet Resource >> None
Format
Books / Online
8.
Internal control improvements needed in SEC's accounting and operational procedures
Author
Franzel, Jeanette M.
Published
Washington, DC : U.S. Govt. Accountability Office, [2007]
Online
http://purl.access.gpo.gov/GPO/LPS82888
Location
Yale Internet Resource >> None
Format
Books / Online
9.
Internal control improvements needed in SEC's accounting and financial reporting procedures
Author
Franzel, Jeanette M.
Published
Washington, DC : U.S. Government Accountability Office, [2006]
Online
http://purl.access.gpo.gov/GPO/LPS70817
Location
Yale Internet Resource >> None
Format
Books / Online
10.
Management report opportunities for improvements in SEC's internal controls and accounting procedures
Author
Franzel, Jeanette M.
Published
Washington, DC : U.S. Government Accountability Office, [2005]
Online
http://purl.access.gpo.gov/GPO/LPS64381
Location
Yale Internet Resource >> None
Format
Books / Online