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Subject: "Stocks."
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United States. Securities and Exchange Commission
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Online Results (23)
1.
Cost of flotation for small issues, 1925-1929 and 1935-1938
Author
United States. Securities and Exchange Commission
Published
Washington, D.C. : [publisher not identified], 1940.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
2.
Trading halts and delays
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2001]
Online
http://purl.access.gpo.gov/GPO/LPS113409
Location
Yale Internet Resource >> None
Format
Books / Online
3.
Policy statement of the Securities and Exchange Commission on the structure of a central market system
Author
United States. Securities and Exchange Commission
Published
[Washington] 1973
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
4.
Final report of the Securities and Exchange Commission on the practice of recording the ownership of securities in the records of the issuer in other than the name of the beneficial owner of such securities, pursuant to Section 12(m) of the Securities exchange act of 1934
Author
United States. Securities and Exchange Commission
Published
Washington : Securities and Exchange Commission, 1976.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
5.
Worthless stock how to avoid doubling your losses
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2005]
Online
http://purl.access.gpo.gov/GPO/LPS113654
Location
Yale Internet Resource >> None
Format
Books / Online
6.
Security and exchange commission proxy rules : Hearings before the Committee on interstate and foreign commerce, House of representatives, Seventy-eighth Congress, first session, on H.R. 1493, H.R. 1821, and H.R, 2019, bills to suspend the authority of the Securities and exchange commission under section 14 (A) and section 14 (B) of the Securities exchange act to issue rules relating to the solicitation of proxies, consents, and authorizations during the period of war emergency
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce
Published
Washington : U.S. Govt. print. off, 1944-
Location
Law Library >> CH 1943 ICH 9
Format
Books
7.
Transfer agent directory as of June 30, 1976
Author
United States. Securities and Exchange Commission
Published
[Washington] : Securities and Exchange Commission, [1976?].
Location
Unavailable--Try BorrowDirect or Interlibrary Loan >> SE 1.2:D 62
Format
Books
8.
Report on intermarket coordination pursuant to Section 8 (a) of the Market Reform Act of 1990
Published
Washington, D.C. : The Commission, 1992.
Location
SML, Microform (Non-Circulating) >> SE 1.2:IN 8/21
Format
Books / Microforms
9.
In the matter of commission rate structure of registered national securities exchange : memorandum of the U.S. Dept. of Justice on the fixed minimum commission rate structure
Author
United States. Department of Justice
Published
Washington, [1969]
Location
Law Library >> KF1071 .U55 1969
Format
Books
10.
Insider trading
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2001]
Online
http://purl.access.gpo.gov/GPO/LPS112134
Location
Yale Internet Resource >> None
Format
Books / Online
11.
The fleecing of foreign investors avoid getting burned by "hot" U.S. stocks
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2009]
Online
http://purl.access.gpo.gov/GPO/LPS111940
Location
Yale Internet Resource >> None
Format
Books / Online
12.
Report on the practice of preferencing
Author
United States. Securities and Exchange Commission
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [1997]
Online
http://purl.access.gpo.gov/GPO/LPS17116
Location
Yale Internet Resource >> None
Format
Books / Online
13.
Final report of the Securities and Exchange Commission on the practice of recording the ownership of securities in the records of the issuer in other than the name of the beneficial owner of such securities, pursuant to section 12(m) of the Securities exchange act of 1934
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
14.
Final report of the Securities and Exchange Commission on the practice of recording the ownership of securities in the records of the issuer in other than the name of the beneficial owner of such securities, pursuant to section 12(m) of the Securities exchange act of 1934
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
15.
Final report of the Securities and Exchange Commission on the practice of recording the ownership of securities in the records of the issuer in other than the name of the beneficial owner of such securities, pursuant to section 12(m) of the Securities exchange act of 1934
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
16.
Report on the study and investigation of the work, activities, personnel and functions of protective and reorganization committees : pursuant to section 211 of the Securities Exchange Act of 1934 ; index digest
Author
United States. Securities and Exchange Commission
Published
Philadelphia, Pa., [1946]
Location
Law Library >> KF1439 .U55 1946
Format
Books
17.
Report on the conferences with the Securities and Exchange Commission and its staff on proposals for amending the Securities Exchange Act of 1933 and the Securities Exchange Act of 1934
Author
Investment Bankers Association of America
Published
[New York?] : [publisher not identified], 1941.
Location
Library Shelving Facility (LSF) >> SSH In85
Format
Books
18.
Report on the study and investigation of the work, activities, personnel and functions of protective and reorganization committees
Author
United States. Securities and Exchange Commission
Published
Washington : United States Govt. Print. Off., 1936-40.
Online
Pt.3-6
pt. 5/8
pt.6-7
pt.8
v.1
v.2-4
v.5
v.6-8
v.8
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
19.
Report on the study and investigation of the work, activities, personnel and functions of protective and reorganization committees. Pursuant to section 211 of the Securities Exchange Act of 1934 ... Washington, D.C.
Author
United States. Securities and Exchange Commission
Published
Washington, U.S. Govt. Print. Off., 1936-40.
Location
Library Shelving Facility (LSF) >> SE 1.2:C 73/
Format
Books
20.
Report on trading in unlisted securities upon exchanges : pursuant to Section 12 (f) of the Securities Exchange Act of 1934, January 3, 1936
Author
United States. Securities and Exchange Commission
Published
[Washington, DC], [1936]
Location
Law Library >> KF1070 .U55 1936
Format
Books
21.
Report on the government of securities exchanges : letter from the chairman of the Securities and Exchange Commission transmitting the Commission's report of the investigation of stock exchange government, together with its recommendations
Author
United States. Securities and Exchange Commission
Published
[Washington] : [G.P.O.], [1935]
Location
Library Shelving Facility (LSF) >> HG4551 .U55 1935
Format
Books
22.
Report on the government of securities exchanges. Letter from the chairman of the Securities and exchange commission transmitting the commission's report of the investigation of stock exchange government, together with its recommendations
Author
United States. Securities and Exchange Commission
Published
[Washington, United States Govt. print. off., 1935]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
23.
Trading suspensions! when the SEC suspends trading in a stock
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2009]
Online
http://purl.access.gpo.gov/GPO/LPS113418
Location
Yale Internet Resource >> None
Format
Books / Online
24.
Transfer agent registration and annual report package
Published
Washington, D.C. : U.S. Securities and Exchange Commission, [1992?]
Location
SML, Microform (Non-Circulating) >> SE 1.2:T 68
Format
Books / Microforms
25.
Market oversight surveillance system : description and justification
Published
[Washington, D.C.?] : U.S. Securities and Exchange Commission, [1981?]
Location
SML, Microform (Non-Circulating) >> SE 1.2:M 34
Format
Books / Microforms