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Subject: "Stocks."
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United States. Securities and Exchange Commission
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Online Results (44)
51.
Report on the feasibility and advisability of the complete segregation of the functions of dealer and broker
Author
United States. Securities and Exchange Commission
Published
Washington : G.P.O., 1936.
Location
Library Shelving Facility (LSF) >> SSH Un381rf
Format
Books
52.
Report on the feasibility and advisability of the complete segregation of the functions of dealer and broker
Author
United States. Securities and Exchange Commission
Published
Washington, U.S. Govt. Print. Off., 1936.
Location
Library Shelving Facility (LSF) >> SE 1.2:D 34
Format
Books
53.
Report on the feasibility and advisability of the complete segregation of the functions of dealer and broker
Author
United States. Securities and Exchange Commission
Published
Washington, U. S. Govt. print. off., 1936.
Online
Online book
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
54.
Decisions and reports
Author
United States. Securities and Exchange Commission
Published
[Washington, D.C.] : [U.S. G.P.O.] : [For sale by the Supt. of Docs.]
Online
LLMC Digital Collections
Location
Yale Internet Resource
Format
Journals & Newspapers / Online
55.
After-hours trading understanding the risks
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2008]
Online
http://purl.access.gpo.gov/GPO/LPS111631
Location
Yale Internet Resource >> None
Format
Books / Online
56.
Options trading
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2005]
Online
http://purl.access.gpo.gov/GPO/LPS113937
Location
Yale Internet Resource >> None
Format
Books / Online
57.
Compilation of documentary materials available in the S.E.C. as of February 26, 1957
Author
United States. Securities and Exchange Commission
Published
Washington, [1957]
Location
Library Shelving Facility (LSF) >> BiblA Un3787
Format
Books
58.
Compilation of documentary materials available in the S.E.C. as of February 26, 1957
Author
United States. Securities and Exchange Commission
Published
Washington, [1957]
Location
Library Shelving Facility (LSF) >> SE 1.2:D 65
Format
Books
59.
Judicial decisions, comprising all court decisions, reported and unreported
Author
United States. Securities and Exchange Commission
Published
Washington, U.S. Govt. print. off., 1941-
Online
v.1 1934-1939
v.2 1940-1942
v.3 1943-1944
v.4 1944-1946
v.5 1946-1948
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
60.
Judicial decisions : comprising all court decisions, reported and unreported, in civil and criminal cases involving statutes administered by the Securities and Exchange Commission
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. G.P.O., 1941-1960.
Location
Library Shelving Facility (LSF) >> SE1.19
Format
Journals & Newspapers
61.
Decisions
Author
United States. Securities and Exchange Commission
Published
Washington, D.C. : U.S. G.P.O.; for sale by the Supt. of Docs., 1938.
Online
v.1 1934-1936
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
62.
Decisions and reports
Author
United States. Securities and Exchange Commission
Published
Washington, D.C. : U.S. G.P.O. : For sale by the Supt. of Docs., 1939-
Location
Library Shelving Facility (LSF) >> KF1436.A2 U54
Format
Journals & Newspapers
63.
Decisions and reports
Author
United States. Securities and Exchange Commission
Published
Washington, D.C. : U.S. G.P.O. : For sale by the Supt. of Docs., 1939-
Location
Library Shelving Facility (LSF) >> SE 1.11:
Format
Journals & Newspapers
64.
Decisions
Author
United States. Securities and Exchange Commission
Published
Washington, D.C. : U.S. G.P.O. : For sale by the Supt. of Docs., 1938.
Location
Library Shelving Facility (LSF) >> SE 1.11:
Format
Journals & Newspapers
65.
Judicial decisions : comprising all court decisions, reported and unreported, in civil and criminal cases involving statutes administered by the Securities and Exchange Commission
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. G.P.O., 1941-1960.
Location
Law Library >> KF1435.A2 J94
Format
Journals & Newspapers
66.
Securities exchange act of 1934, as amended to Public no. 291 - 73d Congress. H.R. 9323
Author
United States
Published
[Washington] : [G.P.O.]
Location
Law Library >> KF1436.5 .U55
Format
Journals & Newspapers
67.
Annual report of the SEC
Author
United States. Securities and Exchange Commission
Published
[Washington, U.S. Govt. Print. Off.]
Location
Library Shelving Facility (LSF) >> HG4556 U5 A2 (LC)
Format
Journals & Newspapers
68.
Acciones de micro capitalizaciones una guía para los inversionistas
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2006?]
Online
http://purl.access.gpo.gov/GPO/LPS76194
Location
Yale Internet Resource >> None
Format
Books / Online
69.
Performance and accountability report
Author
United States. Securities and Exchange Commission
Published
Washington, DC : U.S. Securities and Exchange Commission, 2004-
Online
http://purl.access.gpo.gov/GPO/LPS78805
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
70.
Information systems opportunities exist to strengthen SEC's oversight of capacity and security
Author
United States. General Accounting Office
Published
[Washington, D.C.] : U.S. General Accounting Office, [2001]
Online
http://purl.access.gpo.gov/GPO/LPS47505
Location
Yale Internet Resource >> None
Format
Books / Online
71.
Report pursuant to Section 21(a) of the Securities Exchange Act of 1934 regarding the NASD and the Nasdaq market
Author
United States. Securities and Exchange Commission
Published
[Washington, D.C.?] : U.S. Securities and Exchange Commission, [1996]
Location
Library Shelving Facility (LSF) >> SE 1.2:N 17
Format
Books
72.
Report of the Securities and Exchange Commission on beneficial ownership reporting requirements pursuant to section 13(h) of the Securities Exchange Act of 1934
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. G.P.O., 1980.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:Se 2/30
Format
Books
73.
SEC news digest
Published
[Washington, D.C. : The Commission]
Online
https://purl.fdlp.gov/GPO/LPS3073
Location
Yale Internet Resource
Format
Journals & Newspapers / Online
74.
Annual report of the Securities and Exchange Commission for the fiscal year ended ..
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., 1935-
Online
Online version:
Location
SML, Microform (Non-Circulating) >> SE 1.1:
Format
Journals & Newspapers / Microforms
75.
Securities Exchange Act of 1934 as amended
Author
United States. Securities and Exchange Commission
Published
[Washington : For sale by the Supt. of Docs., U.S. Govt. Print. Off.]
Online
1934
1936
1964:1
1964:2
1968
1970
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
76.
SEC telephone interpretations & comments
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
77.
Securities exchange act of 1934 as amended
Author
United States. Securities and Exchange Commission
Published
[Washington] : [For sale by the Supt. of Docs., G.P.O.]
Location
Library Shelving Facility (LSF) >> KF1066.5 1934
Format
Journals & Newspapers
78.
Report of the Securities and Exchange Commission on beneficial ownership reporting requirements pursuant to section 13(h) of the Securities Exchange Act of 1934
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. G.P.O., 1980.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
79.
Report of the Securities and Exchange Commission on beneficial ownership reporting requirements pursuant to section 13(h) of the Securities Exchange Act of 1934
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. G.P.O., 1980.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
80.
General rules and regulations under the Securities Exchange Act of 1934
Published
Washington, D.C. : U.S. Securities and Exchange Commission
Location
Library Shelving Facility (LSF) >> SE 1.6:R 86/3/
Format
Journals & Newspapers
81.
Report pursuant to Section 21(a) of the Securities Exchange Act of 1934 regarding the NASD and the Nasdaq market
Author
United States. Securities and Exchange Commission
Published
[Washington, D.C.?] : U.S. Securities and Exchange Commission, [1996]
Online
Online book
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
82.
Report of the Securities and Exchange Commission on beneficial ownership reporting requirements pursuant to section 13(h) of the Securities exchange act of 1934
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. Govt. Print. Off., 1980.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
83.
SEC news digest
Published
[Washington, D.C.] : [The Commission]
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
84.
Annual report of the Securities and Exchange Commission
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. G.P.O.
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
85.
Federal securities law reporter : Federal regulation of securities, laws, regulations, forms, rulings and decisions
Author
Commerce Clearing House
Published
Chicago : Commerce Clearing House, [1940?]-
Location
Law Library >> KF1439.A1 C64
Format
Books / Microforms
86.
Internationalization of the securities markets : business trends and regulatory policy, November 30-December 1, 1989, Washington D.C. : ALI-ABA course of study materials
Published
Philadelphia, PA (4025 Chestnut St., Philadelphia 19104) : American Law Institute-American Bar Association Committee on Continuing Professional Education, c1989.
Location
Law Library >> K1114 .I588 1989
Format
Books
87.
Internationalization of the securities markets : report of the staff of the U.S. Securities and Exchange Commission to the Senate Committee on Banking, Housing, and Urban Affairs and the House Committee on Energy and Commerce
Published
[Washington, D.C.] : The Commission, [1987]
Location
Law Library >> K1114 .I59 1987
Format
Books