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Subject: "Stocks."
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United States. Securities and Exchange Commission
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Online Results (44)
1.
Cost of flotation for small issues, 1925-1929 and 1935-1938
Author
United States. Securities and Exchange Commission
Published
Washington, D.C. : [publisher not identified], 1940.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
2.
Trading halts and delays
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2001]
Online
http://purl.access.gpo.gov/GPO/LPS113409
Location
Yale Internet Resource >> None
Format
Books / Online
3.
Policy statement of the Securities and Exchange Commission on the structure of a central market system
Author
United States. Securities and Exchange Commission
Published
[Washington] 1973
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
4.
Final report of the Securities and Exchange Commission on the practice of recording the ownership of securities in the records of the issuer in other than the name of the beneficial owner of such securities, pursuant to Section 12(m) of the Securities exchange act of 1934
Author
United States. Securities and Exchange Commission
Published
Washington : Securities and Exchange Commission, 1976.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
5.
News digest
Author
United States. Securities and Exchange Commission
Published
Washington, D.C.
Online
1971JUL-DEC 1971
1972JAN-JUN 1972
1977JUL-DEC 1977
1978JAN-JUN 1978
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
6.
Worthless stock how to avoid doubling your losses
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2005]
Online
http://purl.access.gpo.gov/GPO/LPS113654
Location
Yale Internet Resource >> None
Format
Books / Online
7.
Security and exchange commission proxy rules : Hearings before the Committee on interstate and foreign commerce, House of representatives, Seventy-eighth Congress, first session, on H.R. 1493, H.R. 1821, and H.R, 2019, bills to suspend the authority of the Securities and exchange commission under section 14 (A) and section 14 (B) of the Securities exchange act to issue rules relating to the solicitation of proxies, consents, and authorizations during the period of war emergency
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce
Published
Washington : U.S. Govt. print. off, 1944-
Location
Law Library >> CH 1943 ICH 9
Format
Books
8.
Transfer agent directory as of June 30, 1976
Author
United States. Securities and Exchange Commission
Published
[Washington] : Securities and Exchange Commission, [1976?].
Location
Unavailable--Try BorrowDirect or Interlibrary Loan >> SE 1.2:D 62
Format
Books
9.
Statistical series
Author
United States. Securities and Exchange Commission
Published
Washington : G.P.O.
Location
Law Library >> HD9581.U49 G33
Format
Journals & Newspapers
10.
Report on intermarket coordination pursuant to Section 8 (a) of the Market Reform Act of 1990
Published
Washington, D.C. : The Commission, 1992.
Location
SML, Microform (Non-Circulating) >> SE 1.2:IN 8/21
Format
Books / Microforms
11.
In the matter of commission rate structure of registered national securities exchange : memorandum of the U.S. Dept. of Justice on the fixed minimum commission rate structure
Author
United States. Department of Justice
Published
Washington, [1969]
Location
Law Library >> KF1071 .U55 1969
Format
Books
12.
Special study of securities markets : reports
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. Govt. Print. Off., 1963-
Online
1963summary 1963
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
13.
Insider trading
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2001]
Online
http://purl.access.gpo.gov/GPO/LPS112134
Location
Yale Internet Resource >> None
Format
Books / Online
14.
The fleecing of foreign investors avoid getting burned by "hot" U.S. stocks
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2009]
Online
http://purl.access.gpo.gov/GPO/LPS111940
Location
Yale Internet Resource >> None
Format
Books / Online
15.
Report on the practice of preferencing
Author
United States. Securities and Exchange Commission
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [1997]
Online
http://purl.access.gpo.gov/GPO/LPS17116
Location
Yale Internet Resource >> None
Format
Books / Online
16.
Final report of the Securities and Exchange Commission on the practice of recording the ownership of securities in the records of the issuer in other than the name of the beneficial owner of such securities, pursuant to section 12(m) of the Securities exchange act of 1934
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
17.
Final report of the Securities and Exchange Commission on the practice of recording the ownership of securities in the records of the issuer in other than the name of the beneficial owner of such securities, pursuant to section 12(m) of the Securities exchange act of 1934
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
18.
Final report of the Securities and Exchange Commission on the practice of recording the ownership of securities in the records of the issuer in other than the name of the beneficial owner of such securities, pursuant to section 12(m) of the Securities exchange act of 1934
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
19.
Report on the study and investigation of the work, activities, personnel and functions of protective and reorganization committees : pursuant to section 211 of the Securities Exchange Act of 1934 ; index digest
Author
United States. Securities and Exchange Commission
Published
Philadelphia, Pa., [1946]
Location
Law Library >> KF1439 .U55 1946
Format
Books
20.
Survey of American listed corporations : Reported information on registrants with the Securities and exchange commission under the Securities exchange act of 1934. 1940-1941 ..
Author
United States. Securities and Exchange Commission
Published
[New York], 1942-
Online
no.10
no.2
no.3
no.4
no.5
no.6
no.7
no.8
no.9
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
21.
Report on the conferences with the Securities and Exchange Commission and its staff on proposals for amending the Securities Exchange Act of 1933 and the Securities Exchange Act of 1934
Author
Investment Bankers Association of America
Published
[New York?] : [publisher not identified], 1941.
Location
Library Shelving Facility (LSF) >> SSH In85
Format
Books
22.
Report on the study and investigation of the work, activities, personnel and functions of protective and reorganization committees
Author
United States. Securities and Exchange Commission
Published
Washington : United States Govt. Print. Off., 1936-40.
Online
Pt.3-6
pt. 5/8
pt.6-7
pt.8
v.1
v.2-4
v.5
v.6-8
v.8
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
23.
Report on the study and investigation of the work, activities, personnel and functions of protective and reorganization committees. Pursuant to section 211 of the Securities Exchange Act of 1934 ... Washington, D.C.
Author
United States. Securities and Exchange Commission
Published
Washington, U.S. Govt. Print. Off., 1936-40.
Location
Library Shelving Facility (LSF) >> SE 1.2:C 73/
Format
Books
24.
Report on trading in unlisted securities upon exchanges : pursuant to Section 12 (f) of the Securities Exchange Act of 1934, January 3, 1936
Author
United States. Securities and Exchange Commission
Published
[Washington, DC], [1936]
Location
Law Library >> KF1070 .U55 1936
Format
Books
25.
Annual report of the Securities and Exchange Commission
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., 1935-
Online
Online journal
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
26.
Report on the government of securities exchanges : letter from the chairman of the Securities and Exchange Commission transmitting the Commission's report of the investigation of stock exchange government, together with its recommendations
Author
United States. Securities and Exchange Commission
Published
[Washington] : [G.P.O.], [1935]
Location
Library Shelving Facility (LSF) >> HG4551 .U55 1935
Format
Books
27.
Report on the government of securities exchanges. Letter from the chairman of the Securities and exchange commission transmitting the commission's report of the investigation of stock exchange government, together with its recommendations
Author
United States. Securities and Exchange Commission
Published
[Washington, United States Govt. print. off., 1935]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
28.
Securities Exchange Act of 1934 release
Author
United States. Securities and Exchange Commission
Published
[Washington : Securities and Exchange Commission, 1934-
Online
no.6443-6695 1961
no.6696-6985 1962
no.8972-9099
no.9100-9255
no.9256-9403
no.9404-9649
no.9650-9958
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
29.
SEC news digest
Author
United States. Securities and Exchange Commission
Published
Washington, D.C : U.S. Securities and Exchange Commission,
Online
1970:Jan.-June
1970:July-Dec. (Bd w/o 225)
1971:July-Dec. (Incompl.)
1973:Jan.-June
1973:July-Dec. (Bd w/o 246)
1974:Jan.-June
1974:July-Dec. (Incompl.)
1975:Jan.-June (Bd w/o 1)
1977:July-Dec. (Bd w/o 180)
1978:Jan.-June
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
30.
Trading suspensions! when the SEC suspends trading in a stock
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2009]
Online
http://purl.access.gpo.gov/GPO/LPS113418
Location
Yale Internet Resource >> None
Format
Books / Online
31.
Transfer agent registration and annual report package
Published
Washington, D.C. : U.S. Securities and Exchange Commission, [1992?]
Location
SML, Microform (Non-Circulating) >> SE 1.2:T 68
Format
Books / Microforms
32.
Market oversight surveillance system : description and justification
Published
[Washington, D.C.?] : U.S. Securities and Exchange Commission, [1981?]
Location
SML, Microform (Non-Circulating) >> SE 1.2:M 34
Format
Books / Microforms
33.
Securities exchange act of 1934, as amended to December 30, 1970
Author
United States
Published
[Washington] U.S. Securities and Exchange Commission; [for sale by the Supt. of Docs., U.S. Govt. Print. Off., 1971]
Location
Library Shelving Facility (LSF) >> SE 1.5:Se 2/970
Format
Books
34.
Securities Exchange Act of 1934, as amended to July 29, 1968
Author
United States
Published
Washington, D.C. : U.S. G.P.O., 1969.
Location
Library Shelving Facility (LSF) >> SE 1.5:Se 2/968
Format
Books
35.
Compilation of documentary materials available in the S.E.C. as of February 26, 1957
Author
United States. Securities and Exchange Commission
Published
Washington, [1957]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
36.
Report of the Securities and exchange commission on proposals for amendments to the Securities act of 1933 and the Securities exchange act of 1934. August 7, 1941
Author
United States. Securities and Exchange Commission
Published
Washington, U.S. Govt. Print. Off., 1941.
Location
Library Shelving Facility (LSF) >> Y 4.IN 8/4:SE 2/5
Format
Books
37.
SEC releases
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
38.
Securities exchange act of 1934, as amended to February 5, 1976
Author
United States. Laws, statutes, etc
Published
Washington : Securities and Exchange Commission : for sale by the Supt. of Docs., U.S. Govt. Print. Off., 1979.
Location
Library Shelving Facility (LSF) >> SE 1.5:Se 2/976
Format
Books
39.
SEC news digest
Published
[Washington, D.C. : U.S. Securities and Exchange Commission : Supt. of Docs., U.S. G.P.O., distributor,
Online
http://purl.access.gpo.gov/GPO/LPS3073
Location
SML, Microform (Non-Circulating) >> SE 1.25/12:
Format
Journals & Newspapers / Microforms
40.
SEC news digest
Published
[Washington, D.C. : U.S. Securities and Exchange Commission : Supt. of Docs., U.S. G.P.O., distributor, 1973-
Online
http://purl.access.gpo.gov/GPO/LPS3073
Location
Library Shelving Facility (LSF) >> SE 1.25/12:
Library Shelving Facility (LSF) >> SE 1.25/12:
Format
Journals & Newspapers
41.
Judicial decisions
Author
United States. Securities and Exchange Commission
Published
[Washington, D.C.?] : Securities and Exchange Commission, -[1951?]
Online
1934-1939
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
42.
News digest
Published
Washington, D.C. : Securities and Exchange Commission, -[1973]
Location
Library Shelving Facility (LSF) >> SE 1.25/12:
Library Shelving Facility (LSF) >> SE 1.25/12:
Format
Journals & Newspapers
43.
SEC news digest
Published
[Washington, D.C.] : [U.S. Securities and Exchange Commission] : [Supt. of Docs., U.S. G.P.O., distributor]
Location
Law Library >> Fiche A SE l.25/12
Format
Journals & Newspapers / Microforms
44.
Report of the Securities and Exchange Commission on proposals for amendments to the Securities Act of 1933 and the Securities Exchange Act of 1934. : August 7, 1941
Author
United States. Securities and Exchange Commission
Published
Washington : G.P.O., 1941.
Location
Law Library >> HG4556.U5 A57 1941e
Format
Books
45.
Decisions and reports
Author
United States. Securities and Exchange Commission
Published
Washington, D.C. : U.S. G.P.O.; for sale by the Supt. of Docs., 1939-
Online
Online journal
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
46.
Decisions and reports
Author
United States. Securities and Exchange Commission
Published
Washington, D.C. : U.S. G.P.O. : For sale by the Supt. of Docs., 1939-
Online
Online journal
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
47.
Decisions and reports
Author
United States. Securities and Exchange Commission
Published
Washington, D.C., U.S. Govt. Print. Off. 1938-
Online
Online journal
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
48.
Annual report of the Securities and Exchange Commission
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., 1935-
Online
Online version:
Online version:
Location
LSF-Use in SML, Manuscripts and Archives only (Non-Circ) >> SE 1.1:
Library Shelving Facility (LSF) >> SE 1.1:
Format
Journals & Newspapers
49.
Annual report of the SEC
Author
United States. Securities and Exchange Commission
Published
[Washington, U.S. Govt. Print. Off.]
Online
Online journal
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
50.
Judicial decisions : comprising all court decisions, reported and unreported, in civil and criminal cases involving statutes administered by the Securities and Exchange Commission
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. Govt. Print. Off., 1941-1960
Online
v. 1 1934/1939
v. 2 1940/1942
v. 3 1943/1944
v. 4 1944/1946
v. 5 1946/1948
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online