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Subject: "Stocks."
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United States. Securities and Exchange Commission

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Online Results (112)
1.
Acciones sin valor cómo evitar el duplicar sus pérdidas
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2005]
Online
http://purl.access.gpo.gov/GPO/LPS76537
Location
Yale Internet Resource >> None
Format
Books / Online
2.
Worthless stock how to avoid doubling your losses
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2005]
Online
http://purl.access.gpo.gov/GPO/LPS76804
Location
Yale Internet Resource >> None
Format
Books / Online
3.
Ex-dividend dates when are you entitled to stock and cash dividends
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2004]
Online
http://purl.access.gpo.gov/GPO/LPS111922
Location
Yale Internet Resource >> None
Format
Books / Online
4.
Stock certificates, proving ownership
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2007]
Online
http://purl.access.gpo.gov/GPO/LPS112909
Location
Yale Internet Resource >> None
Format
Books / Online
5.
Direct investment plans buying stock directly from the company
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2002]
Online
http://purl.access.gpo.gov/GPO/LPS111896
Location
Yale Internet Resource >> None
Format
Books / Online
6.
Taking stock
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2005]
Online
http://purl.access.gpo.gov/GPO/LPS112925
Location
Yale Internet Resource >> None
Format
Books / Online
7.
Margin, borrowing money to pay for stocks
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2009]
Online
http://purl.access.gpo.gov/GPO/LPS112386
Location
Yale Internet Resource >> None
Format
Books / Online
8.
Cost of flotation for small issues, 1925-1929 and 1935-1938
Author
United States. Securities and Exchange Commission
Published
Washington, D.C. : [publisher not identified], 1940.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
9.
Stock certificates, lost, stolen
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2004]
Online
http://purl.access.gpo.gov/GPO/LPS112567
Location
Yale Internet Resource >> None
Format
Books / Online
10.
Títulos de acciones y títulos de obligaciones antiguos
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2003]
Online
http://purl.access.gpo.gov/GPO/LPS76660
Location
Yale Internet Resource >> None
Format
Books / Online
11.
Statement of the Securities and Exchange Commission on the future structure of the securities markets, February 2, 1972
Author
United States. Securities and Exchange Commission
Published
[Washington] : Govt. Print. Off., 1972.
Location
Library Shelving Facility (LSF) >> SE 1.2:Se 26/11
Format
Books
12.
Statement of the Securities and Exchange Commission on the future structure of the securities markets, February 2, 1972
Author
United States. Securities and Exchange Commission
Published
[Washington] : Govt. Print. Off, 1972
Online
Online book
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
13.
Report on the study and investigation of the work, activities, personnel and functions of protective and reorganization committees. : Pursuant to section 211 of the Securities Exchange Act of 1934 ... Washington, D.C.
Author
United States. Securities and Exchange Commission
Published
Washington : G.P.O., 1936-1940.
Location
Law Library >> KF1439 .U54 1936
Format
Books
14.
Convertible securities
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2003]
Online
http://purl.access.gpo.gov/GPO/LPS111888
Location
Yale Internet Resource >> None
Format
Books / Online
15.
Circuit breakers and other market volatility procedures
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2008]
Online
http://purl.access.gpo.gov/GPO/LPS111870
Location
Yale Internet Resource >> None
Format
Books / Online
16.
Trading halts and delays
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2001]
Online
http://purl.access.gpo.gov/GPO/LPS113409
Location
Yale Internet Resource >> None
Format
Books / Online
17.
Final report of the Securities and Exchange Commission on the practice of recording the ownership of securities in the records of the issuer in other than the name of the beneficial owner of such securities, pursuant to Section 12(m) of the Securities exchange act of 1934
Author
United States. Securities and Exchange Commission
Published
Washington : Securities and Exchange Commission, 1976.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
18.
Policy statement of the Securities and Exchange Commission on the structure of a central market system
Author
United States. Securities and Exchange Commission
Published
[Washington] 1973
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
19.
Initial public offerings why individuals have difficulty getting shares
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [1999]
Online
http://purl.access.gpo.gov/GPO/LPS112313
Location
Yale Internet Resource >> None
Format
Books / Online
20.
News digest
Author
United States. Securities and Exchange Commission
Published
Washington, D.C.
Online
1971JUL-DEC 1971
1972JAN-JUN 1972
1977JUL-DEC 1977
1978JAN-JUN 1978
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
21.
Worthless stock how to avoid doubling your losses
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2005]
Online
http://purl.access.gpo.gov/GPO/LPS113654
Location
Yale Internet Resource >> None
Format
Books / Online
22.
Security and exchange commission proxy rules : Hearings before the Committee on interstate and foreign commerce, House of representatives, Seventy-eighth Congress, first session, on H.R. 1493, H.R. 1821, and H.R, 2019, bills to suspend the authority of the Securities and exchange commission under section 14 (A) and section 14 (B) of the Securities exchange act to issue rules relating to the solicitation of proxies, consents, and authorizations during the period of war emergency
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce
Published
Washington : U.S. Govt. print. off, 1944-
Location
Law Library >> CH 1943 ICH 9
Format
Books
23.
Transfer agent directory as of June 30, 1976
Author
United States. Securities and Exchange Commission
Published
[Washington] : Securities and Exchange Commission, [1976?].
Location
Unavailable--Try BorrowDirect or Interlibrary Loan >> SE 1.2:D 62
Format
Books
24.
Report on the government of securities exchanges. Letter from the Chairman of the Securities and Exchange Commission, transmitting the Commission's report of the investigation of stock exchange government, together with its recommendations. January 25, 1935. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed
Author
United States. Congress. House
Published
Washington, DC, 1935
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
25.
Statistical series
Author
United States. Securities and Exchange Commission
Published
Washington : G.P.O.
Location
Law Library >> HD9581.U49 G33
Format
Journals & Newspapers
26.
Closed-end funds
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2007]
Online
http://purl.access.gpo.gov/GPO/LPS111872
Location
Yale Internet Resource >> None
Format
Books / Online
27.
Report on intermarket coordination pursuant to Section 8 (a) of the Market Reform Act of 1990
Published
Washington, D.C. : The Commission, 1992.
Location
SML, Microform (Non-Circulating) >> SE 1.2:IN 8/21
Format
Books / Microforms
28.
In the matter of commission rate structure of registered national securities exchange : memorandum of the U.S. Dept. of Justice on the fixed minimum commission rate structure
Author
United States. Department of Justice
Published
Washington, [1969]
Location
Law Library >> KF1071 .U55 1969
Format
Books
29.
Special study of securities markets : reports
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. Govt. Print. Off., 1963-
Online
1963summary 1963
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
30.
Insider trading
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2001]
Online
http://purl.access.gpo.gov/GPO/LPS112134
Location
Yale Internet Resource >> None
Format
Books / Online
31.
The fleecing of foreign investors avoid getting burned by "hot" U.S. stocks
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2009]
Online
http://purl.access.gpo.gov/GPO/LPS111940
Location
Yale Internet Resource >> None
Format
Books / Online
32.
Institutional investor study report of the Securities and Exchange Commission. Volume 4. March 10, 1971. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed
Author
United States. Congress. House
Published
Washington, DC, 1971
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
33.
Institutional investor study report of the Securities and Exchange Commission. Supplementary volume II... March 10, 1971. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed
Author
United States. Congress. House
Published
Washington, DC, 1971
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
34.
Stock and bond certificates, old
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2007]
Online
http://purl.access.gpo.gov/GPO/LPS112562
Location
Yale Internet Resource >> None
Format
Books / Online
35.
Report on the practice of preferencing
Author
United States. Securities and Exchange Commission
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [1997]
Online
http://purl.access.gpo.gov/GPO/LPS17116
Location
Yale Internet Resource >> None
Format
Books / Online
36.
Final report of the Securities and Exchange Commission on the practice of recording the ownership of securities in the records of the issuer in other than the name of the beneficial owner of such securities, pursuant to section 12(m) of the Securities exchange act of 1934
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
37.
Final report of the Securities and Exchange Commission on the practice of recording the ownership of securities in the records of the issuer in other than the name of the beneficial owner of such securities, pursuant to section 12(m) of the Securities exchange act of 1934
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
38.
Final report of the Securities and Exchange Commission on the practice of recording the ownership of securities in the records of the issuer in other than the name of the beneficial owner of such securities, pursuant to section 12(m) of the Securities exchange act of 1934
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
39.
Report on the study and investigation of the work, activities, personnel and functions of protective and reorganization committees : pursuant to section 211 of the Securities Exchange Act of 1934 ; index digest
Author
United States. Securities and Exchange Commission
Published
Philadelphia, Pa., [1946]
Location
Law Library >> KF1439 .U55 1946
Format
Books
40.
Survey of American listed corporations : Reported information on registrants with the Securities and exchange commission under the Securities exchange act of 1934. 1940-1941 ..
Author
United States. Securities and Exchange Commission
Published
[New York], 1942-
Online
no.10
no.2
no.3
no.4
no.5
no.6
no.7
no.8
no.9
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
41.
Report on the conferences with the Securities and Exchange Commission and its staff on proposals for amending the Securities Exchange Act of 1933 and the Securities Exchange Act of 1934
Author
Investment Bankers Association of America
Published
[New York?] : [publisher not identified], 1941.
Location
Library Shelving Facility (LSF) >> SSH In85
Format
Books
42.
Report on the study and investigation of the work, activities, personnel and functions of protective and reorganization committees
Author
United States. Securities and Exchange Commission
Published
Washington : United States Govt. Print. Off., 1936-40.
Online
Pt.3-6
pt. 5/8
pt.6-7
pt.8
v.1
v.2-4
v.5
v.6-8
v.8
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
43.
Report on the study and investigation of the work, activities, personnel and functions of protective and reorganization committees. Pursuant to section 211 of the Securities Exchange Act of 1934 ... Washington, D.C.
Author
United States. Securities and Exchange Commission
Published
Washington, U.S. Govt. Print. Off., 1936-40.
Location
Library Shelving Facility (LSF) >> SE 1.2:C 73/
Format
Books
44.
Report on trading in unlisted securities upon exchanges : pursuant to Section 12 (f) of the Securities Exchange Act of 1934, January 3, 1936
Author
United States. Securities and Exchange Commission
Published
[Washington, DC], [1936]
Location
Law Library >> KF1070 .U55 1936
Format
Books
45.
Annual report of the Securities and Exchange Commission
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., 1935-
Online
Online journal
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
46.
Report on the government of securities exchanges : letter from the chairman of the Securities and Exchange Commission transmitting the Commission's report of the investigation of stock exchange government, together with its recommendations
Author
United States. Securities and Exchange Commission
Published
[Washington] : [G.P.O.], [1935]
Location
Library Shelving Facility (LSF) >> HG4551 .U55 1935
Format
Books
47.
Report on the government of securities exchanges. Letter from the chairman of the Securities and exchange commission transmitting the commission's report of the investigation of stock exchange government, together with its recommendations
Author
United States. Securities and Exchange Commission
Published
[Washington, United States Govt. print. off., 1935]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
48.
Securities Exchange Act of 1934 release
Author
United States. Securities and Exchange Commission
Published
[Washington : Securities and Exchange Commission, 1934-
Online
no.6443-6695 1961
no.6696-6985 1962
no.8972-9099
no.9100-9255
no.9256-9403
no.9404-9649
no.9650-9958
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
49.
SEC news digest
Author
United States. Securities and Exchange Commission
Published
Washington, D.C : U.S. Securities and Exchange Commission,
Online
1970:Jan.-June
1970:July-Dec. (Bd w/o 225)
1971:July-Dec. (Incompl.)
1973:Jan.-June
1973:July-Dec. (Bd w/o 246)
1974:Jan.-June
1974:July-Dec. (Incompl.)
1975:Jan.-June (Bd w/o 1)
1977:July-Dec. (Bd w/o 180)
1978:Jan.-June
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
50.
Trading suspensions! when the SEC suspends trading in a stock
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2009]
Online
http://purl.access.gpo.gov/GPO/LPS113418
Location
Yale Internet Resource >> None
Format
Books / Online