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1.
Fiduciary investment advice 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
2.
H.R. 4624, the Investment Adviser Oversight Act of 2012 : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, second session, June 6, 2012
Author
United States. Congress. House. Committee on Financial Services author
Published
Washington : U.S. Government Printing Office, 2013.
Online
http://purl.fdlp.gov/GPO/gpo34865
Location
Yale Internet Resource >> None
Format
Books / Online
3.
Investment adviser regulation : a step-by-step guide to compliance and the law
Published
New York, N.Y. : Practising Law Institute, 2011-
Online
Online Book
Location
Yale Internet Resource
Format
Online
4.
Perspectives on hedge fund registration hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, May 7, 2009
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O., 2009.
Online
http://purl.access.gpo.gov/GPO/LPS116564
Location
Yale Internet Resource >> None
Format
Books / Online
5.
Regulation of investment advisers
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
6.
Fiduciary investment advice 2019
Published
New York, New York : Practising Law Institute, [2019]
©2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
7.
Private fund regulatory developments and compliance challenges 2019
Published
New York, New York : Practising Law Institute, 2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
8.
Private fund regulatory developments and compliance challenges 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
9.
Private fund regulatory developments and compliance challenges 2017
Published
New York, New York : Practising Law Institute, [2017]
©2017.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
10.
Mutual fund litigation and insurance practice guide
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
11.
Investment management 2023 : current issues & trends
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
12.
Hedge fund and private equity enforcement & regulatory developments 2019
Published
New York, New York : Practising Law Institute, [2019]
©2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
13.
Investment management institute 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
14.
Investment management institute 2012
Published
New York, N.Y. : Practising Law Institute, [2012]
©2012.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
15.
Investment management institute 2011
Published
New York, N.Y. : Practising Law Institute, [2011]
©2011.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
16.
Investment management institute 2010
Published
New York, N.Y. : Practising Law Institute, [2010]
©2010.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
17.
Investment management institute 2009
Published
New York, N.Y. : Practising Law Institute, [2009]
©2009.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
18.
Fundamentals of investment adviser regulation 2020
Published
New York, New York : Practising Law Institute, [2020]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
19.
Dually registered broker-dealers and advisers : regulatory, compliance and enforcement 2019
Published
New York, New York : Practising Law Institute, 2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
20.
Fundamentals of investment adviser regulation 2019
Published
New York, New York : Practising Law Institute, [2019]
©2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
21.
Fundamentals of investment adviser regulation 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
22.
Fundamentals of investment adviser regulation 2017
Published
New York, New York : Practising Law Institute, [2017]
©2017.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
23.
Fundamentals of investment adviser regulation 2016
Published
New York, N.Y. : Practising Law Institute, 2016.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
24.
Fundamentals of investment adviser regulation 2015
Published
New York, N.Y. : Practising Law Institute, 2015.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
25.
Fundamentals of investment adviser regulation 2014
Published
New York, N.Y. : Practising Law Institute, 2014.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
26.
Fundamentals of investment adviser regulation 2013
Published
New York, N.Y. : Practising Law Institute, 2013.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
27.
Fundamentals of investment adviser regulation 2012
Published
New York, N.Y. : Practising Law Institute, [2012]
©2012.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
28.
Fundamentals of investment adviser regulation 2011
Published
New York, N.Y. : Practising Law Institute, [2011]
©2011.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
29.
Fundamentals of investment adviser regulation 2010
Published
New York, N.Y. : Practising Law Institute, 2010.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
30.
Fundamentals of investment adviser regulation 2009
Published
New York, N.Y. : Practising Law Institute, [2009]
©2009.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
31.
Financial services conflicts of interest & fiduciary duties 2017 : navigating the emerging regulatory maze
Published
New York, New York : Practising Law Institute, [2017]
©2017.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
32.
Municipal securities activity by broker-dealers and advisors 2013
Published
New York, N.Y. : Practising Law Institute, 2013.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
33.
Restatement of the law, third, restatement of the law, trusts-- prudent investor rule
Online
HeinOnline American Law Institute Collection
Location
Yale Internet Resource
Format
Books / Online
34.
Fund governance : legal duties of investment companies directors
Author
Robertson, Robert A., 1960-
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
35.
Restatement of the law - trusts
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
36.
Registration under the Advisers Act : a legal and compliance forum for new SEC advisers 2011
Published
New York, N.Y. : Practising Law Institute, [2011]
©2011.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
37.
Restatement, third, trusts: prudent investor rule
Online
HeinOnline American Law Institute Collection
Location
Yale Internet Resource
Format
Online
38.
Broker-dealer advisory services 2016 : current legal and compliance issues facing dual registrants
Published
New York, N.Y. : Practising Law Institute, 2016.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
39.
Broker-dealer advisory services 2015 : current legal and compliance issues facing dual registrants
Published
New York, N.Y. : Practising Law Institute, [2015]
©2015.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
40.
Municipal securities activity by broker-dealers and advisers 2012
Published
New York, N.Y. : Practising Law Institute, [2012]
©2012.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
41.
Broker-dealer regulation
Published
New York : Practising Law Institute, [2011]-
©2011-
Online
Online Book
Location
Yale Internet Resource
Format
Online
42.
Regulation of financial planners
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
43.
Fair and equitable tax policy for America's working families hearing before the Committee on Ways and Means, U.S. House of Representatives, One Hundred Tenth Congress, first session, September 6, 2007
Author
United States. Congress. House. Committee on Ways and Means
Published
Washington : U.S. G.P.O., 2008.
Online
http://purl.access.gpo.gov/GPO/LPS111299
Location
Yale Internet Resource >> None
Format
Books / Online
44.
Retirement security the importance of an independent investment adviser : hearing before the Subcommittee on Health, Employment, Labor, and Pensions, Committee on Education and Labor, U.S. House of Representatives, One Hundred Eleventh Congress, first session, hearing held in Washington, DC, March 24, 2009
Author
United States. Congress. House. Committee on Education and Labor (2007). Subcommittee on Health, Employment, Labor, and Pensions
Published
Washington : U.S. G.P.O., 2009.
Online
Text version:
PDF version:
Location
Yale Internet Resource >> None
Format
Books / Online
45.
Investment adviser regulation in a nutshell
Author
Haas, Jeffrey J.
Online
West Academic Study Aids - Hornbooks & Nutshells
Location
Yale Internet Resource
Format
Books / Online
46.
Preserving retirement security and investment choices for all Americans : joint hearing before the Subcommittee on Oversight and Investigations and the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, September 10, 2015
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Oversight and Investigations, author
Published
Washington : U.S. Government Publishing Office, 2016.
Online
https://purl.fdlp.gov/GPO/gpo76215
Location
Yale Internet Resource >> None
Format
Books / Online
47.
Additional reforms to the Securities Investor Protection Act hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, December 9, 2009
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O., 2010.
Online
http://purl.access.gpo.gov/GPO/LPS125228
Location
Yale Internet Resource >> None
Format
Books / Online
48.
Ensuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 13, 2011
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O., 2012.
Online
http://purl.fdlp.gov/GPO/gpo23509
Location
Yale Internet Resource >> None
Format
Books / Online
49.
Soft dollars and other trading activities
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
50.
Basics of mutual funds and other registered investment companies 2020
Published
New York, New York : Practising Law Institute, [2020]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online