Clear Search

Books+ Search Results

Subject: "Securities"
Language: Is
Is Is Not
English
LC Class: Is
Is Is Not
K - Law
Location: Is
Is Is Not
Sterling Memorial Library

Advanced Search

Basic Search
Help
Add a row
Reset

Limit results by

Limit your search

-
Current results range from 1950 to 2021

K - Law
Refine Call Number K
1.
Interests in securities : a proprietary law analysis of the international securities markets
Author
Benjamin, Joanna
Published
Oxford ; New York : Oxford University Press, 2000.
Location
SML, Stacks, LC Classification >> K1114 B46X 2000 (LC)
Format
Books
2.
Securities litigation and enforcement
Author
Groia, Joseph
Published
Toronto : Thomson Carswell, c2007.
Location
SML, Stacks, LC Classification >> KE1065 .G76 2007 (LC)
Format
Books
3.
Zhonghua Renmin Gongheguo zheng quan fa = The securities law of the People's Republic of China
Title
中华人民共和国证劵法 =
Author
China
Published
Beijing : Wai wen chu ban she, 2001.
Location
SML, Stacks, LC Classification >> KNQ962.A3 1998 A4 2001 (LC)
Format
Books
4.
Securities industry study report
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Published
Washington : U.S. Govt. Print. Off., 1973.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
5.
Securities regulation in Japan
Author
Tatsuta, Misao, 1933-
Published
Seattle : University of Washington Press, 1971, c1970.
Location
SML, Stacks, LC Classification >> KQP T37 (LC)
Format
Books
6.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, selected provisions of the Gramm-Leach-Bliley Act and the Commodity Futures Modernization Act of 2000
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., [Congressional Sales Office], 2001.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
7.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, selected provisions of the Gramm-Leach-Bliley Act and the Commodity Futures Modernization Act of 2000
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., [Congressional Sales Office], 2001.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
8.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O., 1993.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
9.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Market Reform Act of 1990 (section 8), Penny Stock Reform Act of 1990 (sections 504(b) and 510)
Author
United States
Published
Washington : U.S. G.P.O., 1991.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
10.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O., 1989.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms