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Subject: "Securities"
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K - Law
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Sterling Memorial Library
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United States

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1.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, selected provisions of the Gramm-Leach-Bliley Act and the Commodity Futures Modernization Act of 2000
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., [Congressional Sales Office], 2001.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
2.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, selected provisions of the Gramm-Leach-Bliley Act and the Commodity Futures Modernization Act of 2000
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., [Congressional Sales Office], 2001.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
3.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O., 1993.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
4.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Market Reform Act of 1990 (section 8), Penny Stock Reform Act of 1990 (sections 504(b) and 510)
Author
United States
Published
Washington : U.S. G.P.O., 1991.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
5.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O., 1989.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
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6.
Summary of Major Provisions of Securities Reform Act of 1975 (H.R. 10)
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce
Published
Washington : U.S. G.P.O., 1975.
Online
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Location
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7.
Derivative Financial Markets a report /
Published
Washington : U.S. G.P.O., 1993.
Online
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Location
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8.
Securities Activities of Commercial Banks
Author
United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities
Published
Washington : U.S. G.P.O., 1975.
Online
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Location
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9.
Securities Industry Study report
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Published
Washington : U.S. G.P.O., 1972.
Online
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10.
Securities industry study report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, containing a report of the Subcommittee on Securities, together with individual views (for the period ended February 4, 1972, pursuant to S. Res. 109)
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Published
Washington : U.S. Govt. Print. Off., 1972.
Online
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11.
Anglo-American securities regulation : cultural and political roots, 1690-1860 / Stuart Alan Banner
Author
Banner, Stuart, 1963-
Published
Cambridge ; New York : Cambridge University Press, 1998.
Location
SML, Stacks, LC Classification >> K1114 B36X 1998 (LC)
Format
Books
12.
A study of the Securities and Exchange Commission governance and the public interest, 1969-1972
Author
Herman, Robert E., 1940-
Published
New York ; London : Garland Publishing, Inc., c1992.
Location
SML, Stacks, LC Classification >> KF1444 H47X 1992 (LC)
Format
Books
13.
Legislative history of securities acts amendments of 1975
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce
Published
Washington : U.S. Govt. Print. Off., 1975.
Online
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14.
Reform to prevent violations in the marketing of government securities, including findings and recommendations of the subcommittee oversight initiative report from the Subcommittee on Oversight
Author
United States. Congress. House. Committee on Ways and Means. Subcommittee on Oversight
Published
Washington : U.S. G.P.O., 1992.
Online
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15.
Regulation of brokers, dealers, and securities markets: 1979 supplement
Author
Wolfson, Nicholas
Published
Boston : Warren, Gorham & Lamont, 1979.
Location
SML, Stacks, LC Classification >> KF1071 W6 Suppl (LC)
Format
Books
16.
National market system five year status report : report together with separate views
Published
Washington : U.S. G.P.O., 1980.
Online
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17.
SEC responses to the Treadway Commission report a study prepared for the use of the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, U.S. House of Representatives
Published
Washington : U.S. G.P.O., 1988.
Online
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18.
Electronic bulls and bears U.S. securities markets and information technology
Published
Washington, D.C. : Congress of the U.S., Office of Technology Assessment, [1990]
Online
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19.
Report of the joint Treasury-SEC-Federal Reserve study of the government-related securities markets
Author
United States. Dept. of the Treasury
Published
Washington : U.S. G.P.O., 1980.
Online
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20.
Final report of the Securities and Exchange Commission on the practice of recording the ownership of securities in the records of the issuer in other than the name of the beneficial owner of such securities, pursuant to section 12(m) of the Securities exchange act of 1934
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
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Location
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21.
Security in the Information Age New Challenges, New Strategies
Author
United States. Congress. Joint Economic Committee
Published
Washington : U.S. G.P.O., 2002.
Online
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22.
Security in the Information Age New Challenges, New Strategies
Author
United States. Congress. Joint Economic Committee
Published
Washington : U.S. G.P.O., 2002.
Online
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23.
Social Security a primer
Published
[Washington, DC] : Congressional Budget Office : [For sale by the Supt. of Docs., U.S. G.P.O., 2001]
Online
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Location
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24.
Social Security a primer
Published
[Washington, DC] : Congressional Budget Office : [For sale by the Supt. of Docs., U.S. G.P.O., 2001]
Online
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25.
Social Security in the 21st Century
Author
Gwartney, James D.
Published
Washington : U.S. G.P.O., 2000.
Online
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