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Subject: "Securities"
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K - Law
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Sterling Memorial Library

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K - Law
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1.
al-Rahn al-ittifāqī al-wārid ʻalá al-awrāq al-mālīyah : dirāsah taḥlīlīyah muqāranah
Title
الرهن الاتفاقي الوارد على الأوراق المالية
Author
Ḥamdānī, ʻUmar Nāṭiq Yaḥyá
حمداني، عمر ناطق يحيى،
Published
al-Qāhirah : Dār al-Nahḍah al-ʻArabīyah ; Dubayy, al-Imārāt : Dār al-Nahḍah al-ʻIlmīyah lil-Nashr wa-al-Tawzīʻ, 2020.
Location
SML, Stacks, LC Classification >> K1114 .H36 2020 (LC)
Format
Books
2.
Interests in securities : a proprietary law analysis of the international securities markets
Author
Benjamin, Joanna
Published
Oxford ; New York : Oxford University Press, 2000.
Location
SML, Stacks, LC Classification >> K1114 B46X 2000 (LC)
Format
Books
3.
Securities litigation and enforcement
Author
Groia, Joseph
Published
Toronto : Thomson Carswell, c2007.
Location
SML, Stacks, LC Classification >> KE1065 .G76 2007 (LC)
Format
Books
4.
Zhonghua Renmin Gongheguo zheng quan fa = The securities law of the People's Republic of China
Title
中华人民共和国证劵法 =
Author
China
Published
Beijing : Wai wen chu ban she, 2001.
Location
SML, Stacks, LC Classification >> KNQ962.A3 1998 A4 2001 (LC)
Format
Books
5.
Securities industry study report
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Published
Washington : U.S. Govt. Print. Off., 1973.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
6.
Securities regulation in Japan
Author
Tatsuta, Misao, 1933-
Published
Seattle : University of Washington Press, 1971, c1970.
Location
SML, Stacks, LC Classification >> KQP T37 (LC)
Format
Books
7.
Aktiengesetz
Author
Deutsche Bank (1957-)
Published
[Düsseldorf?]
Location
SML, Stacks, LC Classification >> K4 E87 (LC)
Format
Journals & Newspapers
8.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, selected provisions of the Gramm-Leach-Bliley Act and the Commodity Futures Modernization Act of 2000
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., [Congressional Sales Office], 2001.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
9.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, selected provisions of the Gramm-Leach-Bliley Act and the Commodity Futures Modernization Act of 2000
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., [Congressional Sales Office], 2001.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
10.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O., 1993.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
11.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Market Reform Act of 1990 (section 8), Penny Stock Reform Act of 1990 (sections 504(b) and 510)
Author
United States
Published
Washington : U.S. G.P.O., 1991.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
12.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O., 1989.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
13.
Summary of Major Provisions of Securities Reform Act of 1975 (H.R. 10)
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce
Published
Washington : U.S. G.P.O., 1975.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
14.
al-Ḥimāyah al-jināʼīyah lil-iktitāb al-ʻāmm fī sharikāt al-musāhamah : dirāsah muqāranah bayna al-tashrīʻ al-Miṣrī wa-al-Faransī wa-al-Amrīkī wa-al-Imārātī = La protection pénale d'offre au puplic titres financiers
Title
الحماية الجنائية للإكتتاب العام في شركات المساهمة
Author
Qāʻūd, Aḥmad Muḥammad Mūsá
قاعود، أحمد محمد موسى
Published
al-Qāhirah : Dār al-Nahḍah al-ʻArabīyah lil-Nashr wa-al-Tawzīʻ, 2020.
Location
SML, Stacks, LC Classification >> K1315 .Q38 2020 (LC)
Format
Books
15.
Kumi kakkuk ŭi sahoe pojang chedo
Title
歐美各國의社會保障制度．
Published
[Seoul] : Kukhoe Tosŏgwan Ippŏp Chosaguk, 1977.
Location
SML, Stacks, LC Classification >> KQS .K83 203 (LC)
Format
Books
16.
Anglo-American securities regulation : cultural and political roots, 1690-1860 / Stuart Alan Banner
Author
Banner, Stuart, 1963-
Published
Cambridge ; New York : Cambridge University Press, 1998.
Location
SML, Stacks, LC Classification >> K1114 B36X 1998 (LC)
Format
Books
17.
Derivative Financial Markets a report /
Published
Washington : U.S. G.P.O., 1993.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
18.
Securities Activities of Commercial Banks
Author
United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities
Published
Washington : U.S. G.P.O., 1975.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
19.
Securities Industry Study report
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Published
Washington : U.S. G.P.O., 1972.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
20.
Securities industry study report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, containing a report of the Subcommittee on Securities, together with individual views (for the period ended February 4, 1972, pursuant to S. Res. 109)
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Published
Washington : U.S. Govt. Print. Off., 1972.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
21.
Trading around the clock global securities markets and information technology
Published
Washington, D.C. : Congress of the U.S., Office of Technology Assessment, [1990]
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
22.
A study of the Securities and Exchange Commission governance and the public interest, 1969-1972
Author
Herman, Robert E., 1940-
Published
New York ; London : Garland Publishing, Inc., c1992.
Location
SML, Stacks, LC Classification >> KF1444 H47X 1992 (LC)
Format
Books
23.
Quy định mới vè̂ thương mại điện tử.
Published
Hà Nội : Nhà xuá̂t bản Chính trị quó̂c gia, 2007.
Location
SML, Stacks, LC Classification >> KPV962 .Q9X 2007 (LC)
Format
Books
24.
Legislative history of securities acts amendments of 1975
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce
Published
Washington : U.S. Govt. Print. Off., 1975.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
25.
Hacia un sistema de seguridad colectiva para el siglo XXI : el Consejo de Seguridad de la ONU en la década del 90
Author
Zawels, Estanislao Angel
Published
Buenos Aires : Nuevohacer, Grupo Editor Latinoamericano, c2000.
Location
SML, Stacks, LC Classification >> KZ5036 Z39 2000 (LC)
Format
Books