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Subject: "Stocks"
LC Class: Is
Is Is Not
K - Law
Subject (Genre): Is
Is Is Not
Cases
Subject: Is
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Securities

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Online Results (1)
1.
SEC releases
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
2.
Judicial decisions : comprising all court decisions, reported and unreported, in civil and criminal cases involving statutes administered by the Securities and Exchange Commission
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. G.P.O., 1941-1960.
Location
Library Shelving Facility (LSF) >> SE1.19
Format
Journals & Newspapers
3.
Decisions and reports
Author
United States. Securities and Exchange Commission
Published
Washington, D.C. : U.S. G.P.O. : For sale by the Supt. of Docs., 1939-
Location
Library Shelving Facility (LSF) >> KF1436.A2 U54
Format
Journals & Newspapers
4.
Decisions and reports
Author
United States. Securities and Exchange Commission
Published
Washington, D.C. : U.S. G.P.O. : For sale by the Supt. of Docs., 1939-
Location
Library Shelving Facility (LSF) >> SE 1.11:
Format
Journals & Newspapers
5.
Decisions
Author
United States. Securities and Exchange Commission
Published
Washington, D.C. : U.S. G.P.O. : For sale by the Supt. of Docs., 1938.
Location
Library Shelving Facility (LSF) >> SE 1.11:
Format
Journals & Newspapers
6.
Judicial decisions : comprising all court decisions, reported and unreported, in civil and criminal cases involving statutes administered by the Securities and Exchange Commission
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. G.P.O., 1941-1960.
Location
Law Library >> KF1435.A2 J94
Format
Journals & Newspapers
7.
Supplement to Index to Commission decisions
Author
United States. Securities and Exchange Commission. Office of the General Counsel
Published
Washington, D.C. : U.S. Securities and Exchange Commission, [1990-]
Location
Law Library >> KF1444.A54 U55
Format
Journals & Newspapers
8.
Le SIM e i promotori finanziari nella giurisprudenza
Author
Longhini, Pietro
Published
Milano : A. Giuffrè, 2001.
Location
Law Library >> KKH962.5 .L66 2001
Format
Books
9.
Hazen & Ratner : broker dealer regulation : cases and materials
Author
Hazen, Thomas Lee, 1947-
Published
St. Paul, MN : Thomson/West, c2003.
Location
Law Library >> KF1071.A7 H39 2003
Format
Books
10.
Broker-dealer regulation in a nutshell
Author
Hazen, Thomas Lee, 1947-
Published
St. Paul, MN : West, c2011.
Location
Law Library >> KF1071.Z9 H39 2011
Format
Books