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Subject: "Mutual funds"
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K - Law
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United States
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Law and legislation

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Online Results (41)
1.
Mutual funds : a review of the regulatory landscape : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, May 10, 2005
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005.
Online
http://purl.access.gpo.gov/GPO/LPS65609
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:109-26
Format
Books
2.
Mutual fund amendments. Hearings, Ninety-first Congress, first session, on H.R. 11995, S. 2224, H.R. 13754, and H.R. 14737 ..
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Published
Washington, U.S. Govt. Print. Off., 1970.
Location
Library Shelving Facility (LSF) >> Y 4.IN 8/4:91-33
Format
Books
3.
Investment management institute 2020
Published
New York, New York : Practising Law Institute, [2020]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
4.
Investment management institute 2019
Published
New York, New York : Practising Law Institute, [2019]
©2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
5.
Investment Management Institute 2016
Published
New York, N.Y. : Practising Law Institute, 2016.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
6.
Investment management institute 2015
Published
New York, N.Y. : Practising Law Institute, [2015]
©2015.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
7.
Investment management institute 2014
Published
New York, N.Y. : Practising Law Institute, 2014.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
8.
The investment management institute
Published
New York : Practising Law Institute, c2001.
Location
Library Shelving Facility (LSF) >> KF1078 Z9 I592X 2001 (LC)
Format
Books
9.
Investment company act of 1940 : as in effect June 4, 1977
Author
United States
Published
Washington : U.S. Securities and Exchange Commission : For sale by the Supt. of Docs., U.S. Govt. Print. Off., 1977.
Location
Library Shelving Facility (LSF) >> SE 1.5:In 8/977
Format
Books
10.
Investment Company Act of 1940 : as amended December 14, 1970
Author
United States
Published
Washington, D.C. : U.S. Securities and Exchange Commission : For sale by the Supt. of Docs., U.S. G.P.O., 1972.
Location
Library Shelving Facility (LSF) >> SE 1.5:In 8/970
Format
Books
11.
Investment company act amendment. Hearing, Ninety-second Congress, first session, on H.R. 9758 and S. 2216 ... October 21, 1971
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Published
Washington, U.S. Govt. Print. Off., 1971.
Location
Unavailable--Try BorrowDirect or Interlibrary Loan >> Y 4.In8/4:92-38
Library Shelving Facility (LSF) >> Y 4.In8/4:92-38
Format
Books
12.
Investment company amendments act of 1969. Hearings before the Committee on Banking and Currency, United States Senate, Ninety-first Congress, first session, on S. 34 and S. 296 ... April 15, 17, and 18, 1969
Author
United States. Congress. Senate. Committee on Banking and Currency
Published
Washington, U.S. Govt. Print. Off., 1969.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:IN 8/12
Format
Books
13.
Investment company amendments of 1969: analysis of S. 34; comparative print showing changes in existing law.... Committee on Banking and Currency, United States Senate...January 17,1969
Author
United States. 91st Congress, 1st session, 1969. Senate
Published
Washington, U.S. Govt. Print. Off., 1969.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:IN 8/10/969
Format
Books
14.
Compilation of releases, commission opinions, and other material dealing with matters frequently arising under the Investment company act of 1940
Author
United States. Securities and Exchange Commission
Published
Washington, For sale by the Supt. of Docs., U.S. Govt. Print. Off., 1967.
Location
Library Shelving Facility (LSF) >> SE 1.2:R 27/5/967
Format
Books
15.
Investment company amendments of 1967: S. 1659, analysis of S. 1659, comparative print showing changes in existing law.... Commitee on Banking and Currency, United States Senate....May 1, 1967
Author
United States. Congress. Senate. Committee on Banking and Currency
Published
Washington, U.S. Govt. Print. Off., 1967.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:In 8/10
Format
Books
16.
Mutual fund legislation of 1967. Hearings before the Committee on Banking and Currency, United States Senate, Ninetieth Congress, first session, on S. 1659
Author
United States. Congress. Senate. Committee on Banking and Currency
Published
Washington, U.S. Govt. Print. Off., 1967-68.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:M 98
Format
Books
17.
Investment Company Act of 1940 : as amended July 1, 1966
Author
United States
Published
Washington, D.C. : U.S. Securities and Exchange Commission : For sale by the Supt. of Docs., U.S. G.P.O., 1969.
Location
Library Shelving Facility (LSF) >> SE 1.5:In 8/966
Format
Books
18.
Monologues
Author
Conference on Mutual Funds, San Francisco, (1966)
Published
New York, Commerce Clearing House, 1966]
Location
Library Shelving Facility (LSF) >> NgL19 966C
Format
Books
19.
Taxation of Mutual Fund Investors Performance, Saving and Investment
Author
Fichtner, Jason J.
Published
Washington : U.S. G.P.O., 2001.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
20.
Taxation of Mutual Fund Investors Performance, Saving and Investment
Author
Fichtner, Jason J.
Published
Washington : U.S. G.P.O., 2001.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
21.
Investment company determination under the 1940 act : exemptions and exceptions
Author
Rosenblum, Robert H., 1961-
Published
Chicago : Section of Business Law, American Bar Association, c2003.
Location
Law Library >> KF1078 .R67 2003
Format
Books
22.
Practical and legal manual for the investor
Author
Kaufman, Stanley L.
Published
New York : Oceana Publications, [1956]
Location
Library Shelving Facility (LSF) >> NgL43 U2 956K
Format
Books
23.
Mutual funds : law and practice
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
24.
Mutual fund regulation & compliance handbook
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
25.
Corporate versus contractual mutual funds : an evaluation of structure and governance
Author
Wang, Wen Yeu
Published
1994.
Location
Library Shelving Facility (LSF) >> K552.T45 W36 1994
Format
Books