Clear Search

Books+ Search Results

Subject: "Stocks."
LC Class: Is
Is Is Not
K - Law
Subject (Region): Is
Is Is Not
United States
Subject: Is
Is Is Not
New York Stock Exchange

Advanced Search

Basic Search
Help
Add a row
Reset

Limit results by

Show Online Results Only
Online Results (2)
1.
The law of stockbrokers : with reference to transactions for customers on the New York Stock Exchange
Author
Campbell, Douglas, 1873-
Published
New York : Baker, Voorhis & Co., 1914.
Location
Law Library >> KF1071 .C36 1914
Format
Books
2.
NYSE company manual
Author
New York Stock Exchange
Published
[New York] : New York Stock Exchange, [1953-1981]
Location
Law Library >> KF1074.N3 A165
Format
Books
3.
Listed company manual
Author
New York Stock Exchange
Published
<New York, N.Y.> : New York Stock Exchange, 1999-
Location
Library Shelving Facility (LSF) >> KF1074 N3 N47 1999(LC)
Format
Books
4.
Les emprunts sur titres et le marché de l'argent à New York
Author
Chambrun, René de, 1906-
Published
Paris : Rousseau, 1932.
Location
Law Library >> KF1074.N3 C43 1932
Format
Books
5.
NYSE listed company manual
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Journals & Newspapers / Online
6.
The law of stock exchanges, stockbrokers & customers : the legal relations between customers, brokers, and stock exchanges, the National securities and exchange act, national and state decisions, the regulations of the New York stock exchange and the Stock clearing corporation
Author
Black, William Harman, 1868-1955
Published
St. Paul, Minn : West Publishing Co., 1940.
Location
Law Library >> KF1069 .B53 1940
Format
Books
7.
A review of self-regulatory organizations in the securities markets : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, second session, on the examination of self-regulatory organizations in the securities markets, focusing on strengths and weaknesses of the current system, conflicts of interest, and eliminating excessive market data fees, March 9, 2006
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2007.
Online
Text version
PDF version
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.109-998
Format
Books
8.
Cooperation against security frauds, and other addresses
Author
Simmons, E. H. H. (Edward Henry Harriman), 1876-
Published
[New York] : Committee on Publicity, New York Stock Exchange, [1925?]
Location
Law Library >> KF1066 .S56 1925
Format
Books
9.
Improving the corporate governance of the New York Stock Exchange : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on broker-dealer self-regulation and regulatory autonomy with market sensitivity, November 20, 2003
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005.
Online
http://purl.access.gpo.gov/GPO/LPS66925
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.108-881
Format
Books
10.
FINRA organizational materials
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online