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Subject: "Mutual funds"
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K - Law
Subject: Is
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Financial services industry

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Online Results (2)
1.
Oversight of the mutual fund industry ensuring market stability and investor confidence : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, June 24, 2011
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O., 2011.
Online
http://purl.fdlp.gov/GPO/gpo14749
Location
Yale Internet Resource >> None
Format
Books / Online
2.
Oversight of the mutual fund industry : ensuring market stability and investor confidence : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, June 24, 2011
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2011.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:112-42
Format
Books
3.
Financial Intelligence Centre Act & regulations, 38 of 2001 ; Financial Advisory and Intermediary Services Act & regulations, 37 of 2002
Author
South Africa
Published
[Wetton, South Africa] : Juta Law, 2009.
Location
Law Library >> KTL966 .A28 2009
Format
Books
4.
The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the recent initiatives to enhance investor protections in our securities markets, focusing on fund advertising, proxy voting, Sarbanes-Oxley Act requirements, future mutual fund activity, the hedge fund report, and the Canary investigation, September 30, 2003
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2004.
Online
Text version:
PDF version:
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.108-783
Format
Books
5.
Perspectives on money market mutual fund reforms : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session, on examining the health and stability of money market mutual funds, June 21, 2012
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs, author
Published
Washington : U.S. Government Printing Office, 2013.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Printing Office
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.112-740
Format
Books
6.
Perspectives on money market mutual fund reforms : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session, on examining the health and stability of money market mutual funds, June 21, 2012
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs, author
Published
Washington : U.S. Government Printing Office, 2013.
Online
http://purl.fdlp.gov/GPO/gpo37243
Location
Yale Internet Resource >> None
Format
Books / Online
7.
A practitioner's guide to MiFID
Published
Old Woking, Surrey, U.K. : City & Financial Pub., c2007.
Location
Law Library >> KJE2245 .P73X 2007
Format
Books
8.
The role of state securities regulators in protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005.
Online
http://purl.access.gpo.gov/GPO/LPS68020
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.108-884
Format
Books