Clear Search

Books+ Search Results

Subject: "Mutual funds"
LC Class: Is
Is Is Not
K - Law
Subject: All Of
All Of Any Of
Is
Is Is Not
Law and legislation Is
Is Is Not
Securities

Advanced Search

Basic Search
Help
Add a row
Reset

Limit results by

Show Online Results Only
Online Results (8)
1.
The investor and the law
Author
Pennington, Robert R.
Published
London : MacGibbon & Kee, 1968.
Location
Law Library >> KD1774 .P45 1968
Format
Books
2.
Investment company determination under the 1940 act : exemptions and exceptions
Author
Rosenblum, Robert H., 1961-
Published
Chicago : Section of Business Law, American Bar Association, c2003.
Location
Law Library >> KF1078 .R67 2003
Format
Books
3.
Practical and legal manual for the investor
Author
Kaufman, Stanley L.
Published
New York : Oceana Publications, [1956]
Location
Library Shelving Facility (LSF) >> NgL43 U2 956K
Format
Books
4.
Bank- und Kapitalmarktrecht
Published
Köln : Otto Schmidt, 2019.
Location
Law Library >> KK2188 .K86 2019
Format
Books
5.
Bank- und Kapitalmarktrecht : nationale und internationale Bankgeschäfte
Author
Einsele, Dorothee, 1956-
Published
Tübingen : Mohr Siebeck, [2018]
Location
Law Library >> KK2188 .E46 2018
Format
Books
6.
Bank- und Kapitalmarktrecht : nationale und internationale Bankgeschäfte
Author
Einsele, Dorothee, 1956-
Published
Tübingen : Mohr Siebeck, c2006.
Location
Law Library >> KK2188 .E46 2006
Format
Books
7.
Fundamentals of mutual funds and exchange-traded funds 2011
Published
New York, N.Y. : Practising Law Institute, [2011]
©2011.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
8.
Fundamentals of mutual funds 2010
Published
New York, N.Y. : Practising Law Institute, [2010]
©2010.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
9.
ABCs of mutual funds 2009
Published
New York, N.Y. : Practising Law Institute, [2009]
©2009.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
10.
Regulation and governance of mutual funds : United Kingdom and United States of America perspectives on investor protection
Author
Khair Alshaleel, Mohammed
Published
Abingdon, Oxon ; New York, NY : Routledge, Taylor & Francis Group, 2023.
©2023.
Location
Law Library >> KD1787 .K43X 2023
Format
Books
11.
European securities markets : the investment services directive and beyond
Published
London ; Boston : Kluwer Law International, 1998.
Location
Library Shelving Facility (LSF) >> KJE2245 .E94 1998
Format
Books
12.
Fundamentals of mutual funds and exchange-traded funds 2012
Published
New York, N.Y. : Practising Law Institute, [2012]
©2012.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
13.
Federal securities law reporter : federal regulation of securities
Published
Chicago, IL : Wolters Kluwer, [1964]-
Chicago, Ill. : Commerce Clearing House.
Location
Law Library >> KF1436.5 .C6
Format
Books
14.
Securities products of insurance companies 2016
Published
New York, N.Y. : Practising Law Institute, 2016.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
15.
Securities products of insurance companies in the course of regulatory reform 2014
Published
New York, N.Y. : Practising Law Institute, 2014.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
16.
Securities products of insurance companies and evolving regulatory reform 2012
Published
New York, N.Y. : Practising Law Institute, [2012]
©2012.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
17.
Laws relating to securities commission exchanges and holding companies (with indices)
Author
United States
Published
Washington : U.S. G.P.O., 1981.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
18.
Laws relating to Securities Commission, exchanges and holding companies, with indices
Author
United States
Published
Washington : U. S. Govt. Print. Off, 1959.
Location
Law Library >> KF1434 1957
Format
Books
19.
Laws relating to Securities Commission exchanges and holding companies, with indices
Author
United States
Published
Washington : U.S. Govt. Print. Off, 1976.
Location
Law Library >> KF1434 1976c
Format
Books
20.
Laws relating to Securities Commission exchanges and holding companies, with indices
Author
United States
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
21.
Laws Relating to Securities Commission Exchanges and Holding Companies
Author
United States
Published
Washington : U.S. G.P.O., 1973.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
22.
Laws relating to Securities Commission, exchanges and holding companies (with indices)
Author
United States
Published
Washington : U.S. Govt. Print. Off, 1973.
Location
Law Library >> KF1434 1973
Format
Books
23.
Laws relating to securities commission, exchanges and holding companies (with indices)
Author
United States
Published
Washington : U.S. Govt. print. off, 1944.
Location
Law Library >> KF1434 1944
Format
Books
24.
Financial Intelligence Centre Act & regulations, 38 of 2001 ; Financial Advisory and Intermediary Services Act & regulations, 37 of 2002
Author
South Africa
Published
[Wetton, South Africa] : Juta Law, 2009.
Location
Law Library >> KTL966 .A28 2009
Format
Books
25.
Villanova journal of law and investment management
Published
Villanova, PA : Global Financial Press, ©1999-[2002?]
Location
Library Shelving Facility (LSF) >> K26 .I5598
Format
Journals & Newspapers