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Subject: "Mutual funds"
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Online Results (60)
151.
Basics of mutual funds and other registered investment companies 2015
Published
New York, N.Y. : Practising Law Institute, [2015]
©2015.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
152.
Basics of mutual funds and other registered investment companies 2014
Published
New York, N.Y. : Practising Law Institute, 2014.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
153.
The law of investment management
Author
Bines, Harvey E.
Published
[1986]
Location
Law Library >> KF1072 .B55 Suppl.
Format
Books
154.
The law of investment management
Author
Bines, Harvey E.
Published
Boston : Warren, Gorham & Lamont, c1978.
Location
Law Library >> KF1072 .B55
Format
Books
155.
Der Einfluss des europäischen Rechts auf das Recht der Schweizer kollektiven Kapitalanlagen
Author
Sieradzki, Damian Christopher
Published
Zürich : Dike, [2022]
Location
Law Library >> KKW961.5 .S54 2022
Format
Books
156.
Mutual fund trading abuses : hearing before the Subcommittee on Commercial and Administrative Law of the Committee on the Judiciary, House of Representatives, One Hundred Ninth Congress, first session, June 7, 2005
Author
United States. Congress. House. Committee on the Judiciary. Subcommittee on Commercial and Administrative Law
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005.
Online
http://purl.access.gpo.gov/GPO/LPS64657
Location
Library Shelving Facility (LSF) >> Y 4.J 89/1:109-42
Format
Books
157.
Securities products of insurance companies 2016
Published
New York, N.Y. : Practising Law Institute, 2016.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
158.
Securities products of insurance companies in the course of regulatory reform 2014
Published
New York, N.Y. : Practising Law Institute, 2014.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
159.
Securities products of insurance companies and evolving regulatory reform 2012
Published
New York, N.Y. : Practising Law Institute, [2012]
©2012.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
160.
Fund director's guidebook
Published
Chicago : ABA Section of Business Law, c2006.
Online
Table of contents
Location
Law Library >> KF1078 .F86 2006
Format
Books
161.
Fund director's guidebook
Published
Chicago, Ill. : ABA Section of Business Law, c2003.
Location
Law Library >> KF1078 .F86 2003
Format
Books
162.
Laws relating to securities commission exchanges and holding companies (with indices)
Author
United States
Published
Washington : U.S. G.P.O., 1981.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
163.
Laws relating to Securities Commission, exchanges and holding companies, with indices
Author
United States
Published
Washington : U. S. Govt. Print. Off, 1959.
Location
Law Library >> KF1434 1957
Format
Books
164.
Mutual funds sales practices : a practical guide to FINRA, SEC, & other regulatory requirements
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
165.
Private equity funds : formation and operation
Author
Breslow, Stephanie R.
Published
New York, New York : Practising Law Institute, 2016-
Online
Online Book
Location
Yale Internet Resource
Format
Online
166.
Private equity funds : formation and operation
Author
Breslow, Stephanie R.
Published
New York, N.Y. : Practising Law Institute, [2009]-
©2009-
Online
Online Book
Location
Yale Internet Resource
Format
Online
167.
Oversight of the U.S. Securities and Exchange Commission's operations, activities, challenges, and FY 2012 budget request : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, March 10, 2010
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2011.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:112-14
Format
Books
168.
Oversight of the U.S. Securities and Exchange Commission's operations, activities, challenges, and FY 2012 budget request hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, March 10, 2010
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O., 2011.
Online
http://purl.fdlp.gov/GPO/gpo10148
Location
Yale Internet Resource >> None
Format
Books / Online
169.
Laws relating to Securities Commission exchanges and holding companies, with indices
Author
United States
Published
Washington : U.S. Govt. Print. Off, 1976.
Location
Law Library >> KF1434 1976c
Format
Books
170.
Laws relating to Securities Commission exchanges and holding companies, with indices
Author
United States
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
171.
Laws Relating to Securities Commission Exchanges and Holding Companies
Author
United States
Published
Washington : U.S. G.P.O., 1973.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
172.
Laws relating to Securities Commission, exchanges and holding companies (with indices)
Author
United States
Published
Washington : U.S. Govt. Print. Off, 1973.
Location
Law Library >> KF1434 1973
Format
Books
173.
Laws relating to securities commission, exchanges and holding companies (with indices)
Author
United States
Published
Washington : U.S. Govt. print. off, 1944.
Location
Law Library >> KF1434 1944
Format
Books
174.
Corporate secretary's guide (CCH)
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
175.
Financial Intelligence Centre Act & regulations, 38 of 2001 ; Financial Advisory and Intermediary Services Act & regulations, 37 of 2002
Author
South Africa
Published
[Wetton, South Africa] : Juta Law, 2009.
Location
Law Library >> KTL966 .A28 2009
Format
Books
176.
The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the recent initiatives to enhance investor protections in our securities markets, focusing on fund advertising, proxy voting, Sarbanes-Oxley Act requirements, future mutual fund activity, the hedge fund report, and the Canary investigation, September 30, 2003
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2004.
Online
Text version:
PDF version:
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.108-783
Format
Books
177.
Mutual fund litigation and insurance practice guide
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
178.
Perspectives on money market mutual fund reforms : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session, on examining the health and stability of money market mutual funds, June 21, 2012
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs, author
Published
Washington : U.S. Government Printing Office, 2013.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Printing Office
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.112-740
Format
Books
179.
Perspectives on money market mutual fund reforms : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session, on examining the health and stability of money market mutual funds, June 21, 2012
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs, author
Published
Washington : U.S. Government Printing Office, 2013.
Online
http://purl.fdlp.gov/GPO/gpo37243
Location
Yale Internet Resource >> None
Format
Books / Online
180.
Villanova journal of law and investment management
Published
Villanova, PA : Global Financial Press, ©1999-[2002?]
Location
Library Shelving Facility (LSF) >> K26 .I5598
Format
Journals & Newspapers
181.
Advising private funds : a comprehensive guide to representing hedge funds, private equity funds & their advisers
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
182.
The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, first session, on the examination of the state of the securities industry, focusing on recent initiatives regarding market structure, credit rating agencies, mutual funds, and the implementation of the Sarbanes-Oxley requirements, March 9, 2005
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2006.
Online
Text version:
PDF version:
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.109-413
Format
Books
183.
A practitioner's guide to MiFID
Published
Old Woking, Surrey, U.K. : City & Financial Pub., c2007.
Location
Law Library >> KJE2245 .P73X 2007
Format
Books
184.
Compliance with tax limits on mutual fund commodity speculation hearing before the Permanent Subcommittee on Investigations of the Committee on Homeland Security and Governmental Affairs, United States Senate, One Hundred Twelfth Congress, second session, January 26, 2012
Author
United States. Congress. Senate. Committee on Homeland Security and Governmental Affairs. Permanent Subcommittee on Investigations
Published
Washington : U.S. G.P.O., 2012.
Online
http://purl.fdlp.gov/GPO/gpo22731
Location
Yale Internet Resource >> None
Format
Books / Online
185.
Compliance with tax limits on mutual fund commodity speculation : hearing before the Permanent Subcommittee on Investigations of the Committee on Homeland Security and Governmental Affairs, United States Senate, One Hundred Twelfth Congress, second session, January 26, 2012
Author
United States. Congress. Senate. Committee on Homeland Security and Governmental Affairs. Permanent Subcommittee on Investigations
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2012.
Location
Library Shelving Facility (LSF) >> Y 4.G 74/9:S.HRG.112-343
Format
Books
186.
The role of state securities regulators in protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005.
Online
http://purl.access.gpo.gov/GPO/LPS68020
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.108-884
Format
Books
187.
Securities practice and electronic technology
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
188.
The application of environmental, social, and governance principles in investing and the role of asset managers, proxy advisors, and other intermediaries : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixteenth Congress, first session, on examining the evolution of ESG considerations by institutional investors and how investors engage with companies on ESG issues, April 2, 2019
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs, author
Published
Washington : U.S. Government Publishing Office, 2019.
Online
https://purl.fdlp.gov/GPO/gpo130435
Location
Yale Internet Resource >> None
Format
Books / Online
189.
The application of environmental, social, and governance principles in investing and the role of asset managers, proxy advisors, and other intermediaries : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixteenth Congress, first session, on examining the evolution of ESG considerations by institutional investors and how investors engage with companies on ESG issues, April 2, 2019
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs, author
Published
Washington : U.S. Government Publishing Office, 2019.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.116-24
Format
Books