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1.
Instruction book for form 10-K for corporations annual report. : As published December 16, 1935 and amended to and including March 30, 1937. (Amendment number 1)
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. Govt. print. off., 1937.
Location
Library Shelving Facility (LSF) >> SE 1.6:C 81/4/937/rep.
Format
Books
2.
Research studies
Published
[Ottawa] : WPC Committee to Review the Structure of Securities Regulation in Canada, 2003.
Location
Library Shelving Facility (LSF) >> F2-172/2-2003E
Format
Books
3.
It's time
Author
WPC Committee to Review the Structure of Securities Regulation in Canada
Published
[Ottawa] : WPC Committee to Review the Structure of Securities Regulation in Canada, 2003.
Location
Library Shelving Facility (LSF) >> F2-172/1-2003E
Format
Books
4.
Investigate before you invest
Author
United States. Securities and Exchange Commission
Published
[Washington, D.C.] : Securities and Exchange Commission, [1975?]
Location
Library Shelving Facility (LSF) >> SE 1.2:In 8/10/975
Format
Books
5.
List of securities with market values allowed. Liste des titres et leurs valeurs marchandes autorisées
Author
Canada. Dept. of Insurance
Published
Ottawa, Dept. of Insurance.
Location
Library Shelving Facility (LSF) >> IN3-3/
Format
Journals & Newspapers
6.
Bibliography. List of references on securities which are of general interest to S.E.C.
Author
United States. Securities and Exchange Commission. Library
Published
[Washington] 1937.
Location
Library Shelving Facility (LSF) >> SE 1.2:Se 26/2
Format
Books
7.
Sale of foreign bonds or securities in the United States. Hearings before the Committee on finance, United States Senate, Seventy-second Congress, first session, pursuant to S. Res. 19 a resolution authorizing the Finance committee of the Senate to investigate the sale, flotation, and allocation by banks, banking institutions, corporations, or individuals of foreign bonds or securities in the United States
Author
United States. Congress. Senate. Committee on Finance
Published
Washington, U.S. Govt. print. off., 1931-32.
Location
Library Shelving Facility (LSF) >> Y 4.F 49:B 64/6/
Format
Books
8.
U.S. Government savings securities : postal savings and Treasury savings certificates, new issue
Published
[Washington, D.C.] : U.S. G.P.O., [1922]
Location
Library Shelving Facility (LSF) >> T 1.27/32:C 33/5
Format
Books
9.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Gramm-Leach-Bliley Act, Commodity Futures Modernization Act of 2000, Sarbanes-Oxley Act of 2002
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., [Congressional Sales Office], 2003.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:108-B
Format
Books
10.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, selected provisions of the Gramm-Leach-Bliley Act and the Commodity Futures Modernization Act of 2000
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., [Congressional Sales Office], 2001.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:107-B
Format
Books
11.
Renewal notification for Ginnie Mae Master Agreements and resolution of Board of Directors and Certificate of Authorized Signatures for Calendar Year 1999
Author
Anderson, George S.
Published
Washington, D.C., United States Department of Housing and Urban Development, 1998.
Location
Library Shelving Facility (LSF) >> HH1.37/4:98-38
Format
Books
12.
Compilation of securities laws within the jurisdiction of the Committee on Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970 ..
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., 1995-
Location
Library Shelving Facility (LSF) >> Y 4.C73/8:104-D
Library Shelving Facility (LSF) >> Y 4.C 73/8:106-B
Library Shelving Facility (LSF) >> Y 4.C 73/8:105-E
Format
Journals & Newspapers
13.
What every investor should know about settling trades in three days : introducing T+3.
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [1995?]
Online
http://purl.access.gpo.gov/GPO/LPS18354
Location
Library Shelving Facility (LSF) >> SE 1.2:In 8/23
Format
Books
14.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., 1993.
Location
Library Shelving Facility (LSF) >> Y 4.EN 2/3:103-F
Format
Books
15.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Market Reform Act of 1990 (section 8), Penny Stock Reform Act of 1990 (sections 504(b) and 510)
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 1991.
Location
Library Shelving Facility (LSF) >> Y 4.En 2/3:102-B
Format
Books
16.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1989.
Location
Library Shelving Facility (LSF) >> Y 4.En 2/3:101-F
Format
Books
17.
Internationalization of the securities markets : report of the staff of the U.S. Securities and Exchange Commission to the Senate Committee on Banking, Housing and Urban Affairs and the House Committee on Energy and Commerce
Published
[Washington, D.C.?] : U.S. Securities and Exchange Commission, 1988.
Location
Library Shelving Facility (LSF) >> SE 1.2:In 8/19
Format
Books
18.
Securities acts amendments of 1975, oversight : hearings before the Subcommittee on Oversight and Investigations and the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-fifth Congress, first session ..
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Oversight and Investigations
Published
Washington : U.S. Govt. Print. Off., 1978.
Location
Library Shelving Facility (LSF) >> Y 4.In 8/4:95-80
Format
Books
19.
Securities act of 1933, as in effect June 4, 1975 : public no. 22, 73d Congress, H.R. 5480
Author
United States. Laws, statutes, etc
Published
Washington : Securities and Exchange Commission : for sale by the Supt. of Docs., U.S. Govt. Print. Off., 1976.
Location
Library Shelving Facility (LSF) >> SE 1.5:Se 2/3/975
Format
Books
20.
Investment Advisers Act of 1940, as in effect July 1, 1974
Author
United States. Securities and Exchange Commission
Published
Washington, U.S. Govt. Print. Off. [1974]
Location
Library Shelving Facility (LSF) >> SE 1.5:In 8/2/974
Format
Books
21.
Securities act of 1933, as in effect December 1, 1972. Public - no. 22-73d Congress, H.R. 5480
Author
United States
Published
[Washington] United States Securities and Exchange Commission, For sale by Supt. of Docs., U.S. Govt. Print. Off. [1973]
Location
Library Shelving Facility (LSF) >> SE 1.5:Se 2/3/972
Format
Books
22.
Clearance and settlement of securities transactions : Hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-second Congress, second session ..
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Published
Washington, U.S. Govt. Print. Off., 1972.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:Se 2/16
Format
Books
23.
Statement of the Securities and Exchange Commission on the future structure of the securities markets, February 2, 1972
Author
United States. Securities and Exchange Commission
Published
[Washington] : Govt. Print. Off., 1972.
Location
Library Shelving Facility (LSF) >> SE 1.2:Se 26/11
Format
Books
24.
Compilation of releases dealing with matters frequently arising under the Securities act of 1933
Author
United States. Securities and Exchange Commission
Published
Washington; For sale by the Supt. of Docs., U.S. Govt. Print. Off., 1970.
Location
Library Shelving Facility (LSF) >> SE 1.2:R 27/970
Format
Books
25.
Over-the-counter margin regulations. Hearing, Ninetieth Congress, second session. June 21, 1968
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Published
Washington, U.S. Govt. Print. Off., 1968.
Location
Library Shelving Facility (LSF) >> Y 4.IN 8/4:90-42
Format
Books
26.
Compilation of releases dealing with matters frequently arising under the Securities Act of 1933
Author
United States. Securities and Exchange Commission
Published
Washington : Securities and Exchange Commission : For sale by the Supt. of Docs., U.S. G.P.O., 1965.
Location
Library Shelving Facility (LSF) >> SE 1.2:R 27/965
Format
Books
27.
Securities act of 1933 filing fees : hearing before the Committee on Interstate and Foreign Commerce, Eighty-ninth Congress, first session, on H.R. 7169, a bill to amend the Securities act of 1933 with respect to certain registration fees, September 14, 1965
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce
Published
Washington : U.S. Govt. Print. Off., 1965.
Location
Library Shelving Facility (LSF) >> Y 4.IN 8/4:89-24
Format
Books
28.
Some legal aspects of United States savings bonds ..
Author
United States. U.S. Savings Bonds Division
Published
Washington, For sale by the Supt. of Docs., U.S. Govt. Print. Off. [1965]
Location
Library Shelving Facility (LSF) >> T 66.6/2:L 52
Format
Books
29.
United States Securities and Exchange Commission : its functions and activities, July 1, 1965
Author
United States. Securities and Exchange Commission
Published
[Washington : G.P.O.], 1965.
Location
Library Shelving Facility (LSF) >> SE 1.2:Se 26/10/965
Format
Books
30.
Interest bearing U.S. Government securities available for investment of short-term cash balances of local and state governments
Author
United States. Dept. of the Treasury
Published
Washington : Dept. of the Treasury, 1963.
Location
Library Shelving Facility (LSF) >> T 1.2:Se 2/2
Format
Books
31.
List of securities held by insurance, loan and trust companies in Canada with valuations thereof allowed by the Dept. of Insurance. Liste des titres détenus par les compagnies d'assurances, de prêt et de fiducie au Canada, y compris les estimations authorisées par le Département dés assurances
Author
Canada. Dept. of Insurance
Published
Ottawa, Dept. of Insurance.
Location
Library Shelving Facility (LSF) >> Ngm94 C1 A3
Library Shelving Facility (LSF) >> IN3-3/
Format
Journals & Newspapers
32.
Official list of section 13(f) securities
Published
[Washington, D.C.?] : Securities and Exchange Commission,
Location
Library Shelving Facility (LSF) >> SE 1.34:
Format
Journals & Newspapers
33.
State and municipal securities regulations; a Conference between a subcommittee on the committee on Interstate and Foreign Commerce, House of Representative, Seventy-Ninth Congress, second session and representatives of the state and municipal securities industry and the Securities and Exchange Commission on H.R. 3129, a bill to amend the Securities and Exchange Act of 1934 so as to limit the powers of the Securities and Exchange Commission to regulate transactions in exempted securities. March 27, 1946
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. Securities Subcommittee
Published
Washington, U.S. Govt. Print. Off. 1946.
Location
Library Shelving Facility (LSF) >> Y4.IN 8/4:SE 2/9
Format
Books
34.
Cost of flotation for registered securities, 1938-1939. Report of Research and Statistics Section of the Trading and Exchange Division to the Securities and Exchange Commission
Author
United States. Securities and Exchange Commission. Trading and Exchange Division
Published
Washington, D.C., 1941.
Location
Library Shelving Facility (LSF) >> SE 1.2:F 66/2
Format
Books
35.
Sales record of unseasoned registered securities 1933-1939. Report..
Author
United States. Securities and Exchange Commission Division of Trading and Exchange
Published
Washington, 1941.
Location
Library Shelving Facility (LSF) >> SE 1.2:Se 26/933-39
Format
Books
36.
Table of decisions and reports
Author
United States. Securities and Exchange Commission
Published
Washington.
Location
Library Shelving Facility (LSF) >> SE1.21
Format
Journals & Newspapers
37.
Regulation X-14 under the Securities Exchange Act of 1934
Author
United States. Securities and Exchange Commission
Published
Washington, D.C. : G.P.O., 1940.
Location
Library Shelving Facility (LSF) >> SE 1.6:P 94
Format
Books
38.
Investment securities regulation
Author
United States. Office of the Comptroller of the Currency
Published
[Washington, D.C.? : The Office, 1938?]
Location
Library Shelving Facility (LSF) >> T 12.2:In 8x
Format
Books
39.
Report on trading in unlisted securities upon exchanges pursuant to section 12 (f) of the Securities exchange act of 1934. Washington, D.C., January 3, 1936
Author
United States. Securities and Exchange Commission
Published
Washington, U.S. Govt. Print. Off., 1936.
Location
Library Shelving Facility (LSF) >> SE 1.2:Un 4
Format
Books
40.
Rules of practice as amended November 4, 1936
Author
United States. Securities and Exchange Commission
Published
[Wash., Govt. Print. Off., 1936]
Location
Library Shelving Facility (LSF) >> SE 1.6:R 86/4/936
Format
Books
41.
Compilation of rules, regulations, forms and opinions applicable to oil and gas interests under the Securities Act of 1933, together with a statement as to the application of the Act and regulations to such interests, as of July 1, 1935
Author
United States. Securities and Exchange Commission
Published
Washington, U.S. G.P.O., 1935.
Location
Library Shelving Facility (LSF) >> SE 1.6:Oi 5
Format
Books
42.
"Blue-sky" bill : to regulate the sale or disposition of securities throughout the United States mails or other agencies of interstate commerce and providing penalties for the violation thereof : hearings before the Committee on Interstate and Foreign Commerce of the House of Representatives, Sixty-seventh Congress, first session, on H.R. 7215. June 23 and July 7 and 8, 1921
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce
Published
Washington : G.P.O., 1921.
Location
Library Shelving Facility (LSF) >> Y4. In8/4. B62
Format
Books
43.
District of Columbia securities act. Hearings before the Subcommittee on the Judiciary of the Committee on the District of Columbia, United States Senate, Eighty-eighth Congress, second session, on S. 1001 (H.R. 9419), bills to provide for the regulation of the business of selling securities in the District of Columbia and for the licensing of persons engaged therein, and for other purposes. March 5, 19, and April 29, 1964
Author
United States. Congress. Senate. Committee on the District of Columbia
Published
Washington, U.S. Govt. Print. Off., 1964.
Location
Library Shelving Facility (LSF) >> Y 4.D 63/2:SE 2/2
Format
Books
44.
Regulating the sale of securities. Hearing before Subcommittee 2 of the Committee on the District of Columbia, House of Representatives, Eighty-eighth Congress, first session, on H.R. 4200, to provide for the regulation of the business of selling securities in the District of Columbia and for the licensing of persons engaged therein, and for other purposes. May 2, 1963
Author
United States. Congress. House. Committee on the District of Columbia
Published
Washington, U.S. Govt. Print. Off., 1964.
Location
Library Shelving Facility (LSF) >> Y 4.D 63/1:SE 2/963
Format
Books
45.
Fourth interim report to the Standing Committee of Attorneys-General
Author
Australia. Parliament. Standing Committee of Attorneys-General. Company Law Advisory Committee
Published
Melbourne : C.H. Rixon, Government Printer, 1970.
Location
Library Shelving Facility (LSF) >> O7905 H6 24 1970
Format
Books
46.
Securities Investor Protection Act of 1970
Author
United States
Published
Washington, D.C. : U.S. Securities and Exchange Commission, [1988]
Location
Library Shelving Facility (LSF) >> SE 1.2:Se 26/13
Format
Books
47.
Securities investor protection act amendments of 1975 : hearings before the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-fourth Congress, first session, on H.R. 8064 ..
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance
Published
Washington : U.S. Govt. Print. Off., 1976.
Location
Library Shelving Facility (LSF) >> Y 4.In 8/4:94-56
Format
Books
48.
Human security in Sudan : the report of a Canadian assessment mission
Author
Harker, John
Published
[Ottawa] : Dept. of Foreign Affairs and International Trade, 2000.
Location
Library Shelving Facility (LSF) >> E2-198-2000E
Format
Books
49.
Strategic forum
Published
Washington, D.C. : The Institute, 1994-
Location
Library Shelving Facility (LSF) >> D 5.417:
Format
Books
50.
Were benefits under the original social security program on an individual-equity basis?
Author
Myers, Robert J. (Robert Julius), 1912-2010
Published
[Washington, D.C.] : U.S. Dept. of Health and Human Services, Social Security Administration, 1981.
Location
Library Shelving Facility (LSF) >> HE 3.19/2:107
Format
Books