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1.
Bank sales of mutual funds : hearing before the Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Third Congress, second session, March 8, 1994
Author
United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1994.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/1:103-123
Format
Books
2.
Classification, assets and location of registered investment companies under the investment company act of 1940, as of September 30,1978
Author
United States. Securities and Exchange Commission. Office of Reports and Information Services
Published
Washington, D.C. : The Office, 1979.
Location
Library Shelving Facility (LSF) >> SE 1.2:In 8/12/978
Format
Books
3.
Compilation of releases, commission opinions, and other material dealing with matters frequently arising under the Investment company act of 1940
Author
United States. Securities and Exchange Commission
Published
Washington, For sale by the Supt. of Docs., U.S. Govt. Print. Off., 1967.
Location
Library Shelving Facility (LSF) >> SE 1.2:R 27/5/967
Format
Books
4.
Compliance with tax limits on mutual fund commodity speculation : hearing before the Permanent Subcommittee on Investigations of the Committee on Homeland Security and Governmental Affairs, United States Senate, One Hundred Twelfth Congress, second session, January 26, 2012
Author
United States. Congress. Senate. Committee on Homeland Security and Governmental Affairs. Permanent Subcommittee on Investigations
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2012.
Location
Library Shelving Facility (LSF) >> Y 4.G 74/9:S.HRG.112-343
Format
Books
5.
Description of S. 1822 (relating to trusts for investments in mortgages) : scheduled for a hearing before the Senate Committee on Finance on November 4, 1983
Published
Washington : U.S. G.P.O., 1983.
Location
Library Shelving Facility (LSF) >> Y 4.T 19/4:M 84
Format
Books
6.
Expansion of reserve requirements to include other transaction accounts and mechanisms (money market mutual funds) : hearings before the Subcommittee on Domestic Monetary Policy of the Committee on Banking, Finance, and Urban Affairs. House of Representatives, Ninesty-seventh Congress, first session, on H.R. 259l ... April 8, June 25, October 1, 1981
Author
United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Domestic Monetary Policy
Published
Washington : U.S. G.P.O., 1981.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/1:97-25
Format
Books
7.
General rules and regulations under the Investment Company Act of 1940
Author
United States. Securities and Exchange Commission
Published
[Washington] United States Securities and Exchange Commission; [for sale by the Supt. of Docs., U.S. Govt. Print. Off.]
Location
Library Shelving Facility (LSF) >> SE 1.6:R 86/9/
Format
Journals & Newspapers
8.
H.R. 2420, the Mutual Funds Integrity and Fee Transparency Act of 2003 : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, June 18, 2003
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2003.
Online
http://purl.access.gpo.gov/GPO/LPS45809
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:108-39
Format
Books
9.
The impact of the tax system on basic industry, service industries, and the investment industries : hearing before the Subcommittee on Oversight of the Internal Revenue Service of the Committee on Finance, United States Senate, Ninety-eighth Congress, second session, June 18, 1984
Author
United States. Congress. Senate. Committee on Finance. Subcommittee on Oversight of the Internal Revenue Service
Published
Washington : U.S. G.P.O., 1984.
Location
Library Shelving Facility (LSF) >> Y 4.F 49:S.hrg.98-1019
Format
Books
10.
Improving price competition for mutual funds and bonds : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Fifth Congress, second session, September 29, 1998
Author
United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1998.
Location
Library Shelving Facility (LSF) >> Y 4.C 73/8:105-130
Format
Books
11.
Increasing disclosure to benefit investors : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, first session, on H.R. 887 and H.R. 1089, October 29, 1999
Author
United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1999.
Location
Library Shelving Facility (LSF) >> Y 4.C 73/8:106-70
Format
Books
12.
Index of active registered investment companies under the investment company act of 1940 and related investment advisers, principal underwriters, sponsors (i.e. depositors) and underlying companies
Published
Washington, U.S. Securities and Exchange Commission, Office of Reports and Information Services.
Location
Library Shelving Facility (LSF) >> SE 1.2:In 8/16/
Format
Journals & Newspapers
13.
Institutional disclosure and sales of investment company advisers : hearing before the Subcommittee on Commerce and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-third Congress, second session, on H.R. 10570 ... and H.R. 13986 ... September 13, 1974
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Published
Washington : U.S. Govt. Print. Off., 1974.
Location
Library Shelving Facility (LSF) >> Y 4.In 8/4:93-101
Format
Books
14.
Investment company act amendment. Hearing, Ninety-second Congress, first session, on H.R. 9758 and S. 2216 ... October 21, 1971
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Published
Washington, U.S. Govt. Print. Off., 1971.
Location
Unavailable--Try BorrowDirect or Interlibrary Loan >> Y 4.In8/4:92-38
Library Shelving Facility (LSF) >> Y 4.In8/4:92-38
Format
Books
15.
Investment company act amendments of 1967: bank and insurance company collective investment funds and accounts. Hearings, Ninetieth Congress, second session, on H.R. 14742 ... March 14 and 15, 1968
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Published
Washington, U.S. Govt. Print. Off., 1968.
Location
Library Shelving Facility (LSF) >> Y 4.IN 8/4:90-31
Format
Books
16.
The Investment Company Act Amendments of 1995 : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Commerce, House of Representatives, One Hundred Fourth Congress, first session, on H.R. 1495, October 31, 1995
Author
United States. Congress. House. Committee on Commerce. Subcommittee on Telecommunications and Finance
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1995.
Location
Library Shelving Facility (LSF) >> Y 4.C 73/8:104-41
Format
Books
17.
Investment company act amendments of 1967. Hearings, Ninetieth Congress, first session, on H.R. 9510, H.R. 9511 ..
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Published
Washington, U.S. Govt. Print. Off., 1968-
Location
Library Shelving Facility (LSF) >> Y 4.IN 8/4:90-21
Format
Books
18.
Investment Company Act of 1940 : as amended December 14, 1970
Author
United States
Published
Washington, D.C. : U.S. Securities and Exchange Commission : For sale by the Supt. of Docs., U.S. G.P.O., 1972.
Location
Library Shelving Facility (LSF) >> SE 1.5:In 8/970
Format
Books
19.
Investment Company Act of 1940 : as amended July 1, 1966
Author
United States
Published
Washington, D.C. : U.S. Securities and Exchange Commission : For sale by the Supt. of Docs., U.S. G.P.O., 1969.
Location
Library Shelving Facility (LSF) >> SE 1.5:In 8/966
Format
Books
20.
Investment company act of 1940 : as in effect June 4, 1977
Author
United States
Published
Washington : U.S. Securities and Exchange Commission : For sale by the Supt. of Docs., U.S. Govt. Print. Off., 1977.
Location
Library Shelving Facility (LSF) >> SE 1.5:In 8/977
Format
Books
21.
Investment Company Act of 1940 as in effect November 1, 1974
Author
United States
Published
Washington : U.S. Securities and Exchange Commission : For sale by the Supt. of Docs., U.S. Govt. Print. Off., 1975.
Location
Library Shelving Facility (LSF) >> SE 1.5:In 8/974
Format
Books
22.
Investment company amendments act of 1969. Hearings before the Committee on Banking and Currency, United States Senate, Ninety-first Congress, first session, on S. 34 and S. 296 ... April 15, 17, and 18, 1969
Author
United States. Congress. Senate. Committee on Banking and Currency
Published
Washington, U.S. Govt. Print. Off., 1969.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:IN 8/12
Format
Books
23.
Investment company amendments of 1969: analysis of S. 34; comparative print showing changes in existing law.... Committee on Banking and Currency, United States Senate...January 17,1969
Author
United States. 91st Congress, 1st session, 1969. Senate
Published
Washington, U.S. Govt. Print. Off., 1969.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:IN 8/10/969
Format
Books
24.
Investment company amendments of 1967: S. 1659, analysis of S. 1659, comparative print showing changes in existing law.... Commitee on Banking and Currency, United States Senate....May 1, 1967
Author
United States. Congress. Senate. Committee on Banking and Currency
Published
Washington, U.S. Govt. Print. Off., 1967.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:In 8/10
Format
Books
25.
Investment of the social security trust funds : hearing before the Subcommittee on Social Security of the Committee on Ways and Means, House of Representatives, Ninety-seventh Congress, first session, October 16, 1981
Author
United States. Congress. House. Committee on Ways and Means. Subcommittee on Social Security
Published
Washington : U.S. G.P.O., 1981.
Location
Library Shelving Facility (LSF) >> Y 4.W 36:97-34
Format
Books
26.
Investment trusts and investment companies : hearings before a subcommittee of the Committee on Banking and Currency, United States Senate, Seventy-sixth Congress, third session, on S. 3580, a bill to provide for the registration and regulation of investment companies and investment advisers, and for other purposes. April 2, 3, 4, 5, 8, 9, and 10, 1940
Author
United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange
Published
Washington : U.S. Govt. Print. Off., 1940.
Location
Library Shelving Facility (LSF) >> Y 4.B 22
Format
Books
27.
Investment trusts and investment companies. Letter from the chairman of the Securities and Exchange Commission transmitting, pursuant to law, a report ..
Author
United States. Securities and Exchange Commission
Published
Washington, U.S. Govt. Print. Off., 1939-42.
Location
LSF-Use in SML, Manuscripts and Archives only (Non-Circ) >> SE 1.2:In 8/
Library Shelving Facility (LSF) >> SE 1.2:In 8/
Format
Books
28.
Investment trusts and investment companies. : Report of the Securities and Exchange Commission. Pursuant to section 30 of the Public Utility Holding Company Act of 1935. Commingled or Common Trust Funds administered by banks and trust companies
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. Govt. Print. Off., 1939.
Location
Library Shelving Facility (LSF) >> SE 1.2:In 8/3
Format
Books
29.
Investment trusts and investment companies. Report of the Securities and Exchange Commission, pursuant to section 30 of the Public Utility Holding Company Act of 1935. Companies issuing face amount installment certificates
Author
United States. Securities and Exchange Commission
Published
Washington, U.S. Govt. Print. Off., 1940.
Location
Library Shelving Facility (LSF) >> SE 1.2:In 8/7
Format
Books
30.
Investment trusts and investment companies. Report of the Securities and Exchange Commission, pursuant to section 30 of the Public Utility Holding Company Act of 1935. Companies sponsoring installment investments plans
Author
United States. Securities and Exchange Commission
Published
Washington, U.S. Govt. Print. Off., 1940.
Location
Library Shelving Facility (LSF) >> SE 1.2:In 8/6
Format
Books
31.
Investment trusts and investment companies : Report of the Securities and Exchange Commission. Pursuant to section 30 of the Public Utility Holding Company Act. of 1935; fixed and semifixed investments trusts
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. Govt. Print. Off., 1940.
Location
Library Shelving Facility (LSF) >> SE 1.2:In 8/5
Format
Books
32.
Investment trusts and investment companies. Report of the Securities and Exchange Commission. Pursuant to section 30 of the Public Utility Holding Company Act of 1935. Investment counsel, investment management, investment supervisory, and investment advisory services
Author
United States. Securities and Exchange Commission
Published
Washington, U.S. Govt. Print. Off., 1939.
Location
Library Shelving Facility (LSF) >> SE 1.2:In 8/2
Format
Books
33.
Investment trusts and investment companies. Report of the Securities and exchange commission. Pursuant to section 30 of the Public utility holding company set of 1935. Investment trusts in Great Britain
Author
United States. Securities and exchange commission
Published
Washington, U.S. Govt. print. off., 1939
Location
Library Shelving Facility (LSF) >> SE 1.2:In 8/4
Format
Books
34.
Invest wisely : an introduction to mutual funds : advice from the U.S. Securities and Exchange Commission
Published
Washington, D.C. : U.S. Securities and Exchange Commission : [U.S. G.P.O., Supt. of Docs., distributor], [1996]
Location
Library Shelving Facility (LSF) >> SE 1.2:In 8/22/996
Format
Books
35.
Legislative proposals to prohibit disinvestment of the social security trust funds : hearing before the Subcommittee on Social Security of the Committee on Ways and Means, House of Representatives, Ninety-ninth Congress, second session, February 18, 1986
Author
United States. Congress. House. Committee on Ways and Means. Subcommittee on Social Security
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1986.
Location
Library Shelving Facility (LSF) >> Y 4.W 36:99-61
Format
Books
36.
Money market mutual funds : hearings before the Subcommittee on Financial Institutions of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-sixth Congress, second session ... January 24 and 30, 1980
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Financial Institutions
Published
Washington : U.S. Govt. Print. Off., 1980.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:M 74/6
Format
Books
37.
Mutual fund amendments. Hearings, Ninety-first Congress, first session, on H.R. 11995, S. 2224, H.R. 13754, and H.R. 14737 ..
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Published
Washington, U.S. Govt. Print. Off., 1970.
Location
Library Shelving Facility (LSF) >> Y 4.IN 8/4:91-33
Format
Books
38.
Mutual fund industry : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session, July 22 and August 5, 1993
Author
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1994.
Location
Library Shelving Facility (LSF) >> Y 4.EN 2/3:103
Format
Books
39.
Mutual fund industry practices and their effect on individual investors : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, March 12, 2003
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. [Congressional Sales Office], 2003.
Online
Adobe Acrobat Reader required
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:108-11
Format
Books
40.
Mutual fund legislation of 1967. Hearings before the Committee on Banking and Currency, United States Senate, Ninetieth Congress, first session, on S. 1659
Author
United States. Congress. Senate. Committee on Banking and Currency
Published
Washington, U.S. Govt. Print. Off., 1967-68.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:M 98
Format
Books
41.
Mutual funds : a review of the regulatory landscape : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, May 10, 2005
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005.
Online
http://purl.access.gpo.gov/GPO/LPS65609
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:109-26
Format
Books
42.
Mutual funds : SEC adjusted its oversight in response to rapid industry growth : report to Congressional committees
Author
United States. General Accounting Office
Published
Washington, D.C. : The Office ; Gaithersburg, MD (P.O. Box 6015, Gaithersburg 20884-6015) : The Office [distributor, 1997]
Location
Library Shelving Facility (LSF) >> GA 1.13:GGD-97-67
Format
Books
43.
Mutual funds : trading practices and abuses that harm investors : hearing before the Financial Management, the Budget, and International Security Subcommittee of the Committee on Governmental Affairs, United States Senate, One Hundred Eighth Congress, first session, November 3, 2003
Author
United States. Congress. Senate. Committee on Governmental Affairs. Subcommittee on Financial Management, the Budget, and International Security
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2004.
Online
http://purl.access.gpo.gov/GPO/LPS49523
Location
Library Shelving Facility (LSF) >> Y 4.G 74/9:S.HRG.108-368
Format
Books
44.
Mutual funds : who's looking out for investors? : hearings before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, November 4, 6, 2003
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2003.
Online
http://purl.access.gpo.gov/GPO/LPS51731
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:108-61
Format
Books
45.
Mutual fund trading abuses : hearing before the Subcommittee on Commercial and Administrative Law of the Committee on the Judiciary, House of Representatives, One Hundred Ninth Congress, first session, June 7, 2005
Author
United States. Congress. House. Committee on the Judiciary. Subcommittee on Commercial and Administrative Law
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005.
Online
http://purl.access.gpo.gov/GPO/LPS64657
Location
Library Shelving Facility (LSF) >> Y 4.J 89/1:109-42
Format
Books
46.
Oversight hearing on mutual funds : hidden fees, misgovernance and other practices that harm investors : hearing before the Financial Management, the Budget, and International Security Subcommittee of the Committee on Governmental Affairs, United States Senate, One Hundred Eighth Congress, second session, January 27, 2004
Author
United States. Congress. Senate. Committee on Governmental Affairs. Subcommittee on Financial Management, the Budget, and International Security
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2004.
Online
http://purl.access.gpo.gov/GPO/LPS52681
Location
Library Shelving Facility (LSF) >> Y 4.G 74/9:S.HRG.108-461
Format
Books
47.
Oversight hearing on the mutual fund industry : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session ... November 10, 1993
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1994.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.103-382
Format
Books
48.
Oversight of the mutual fund industry : ensuring market stability and investor confidence : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, June 24, 2011
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2011.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:112-42
Format
Books
49.
Oversight of the U.S. Securities and Exchange Commission : evaluating present reforms and future challenges : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, second session, July 20, 2010
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:111-144
Format
Books
50.
Oversight of the U.S. Securities and Exchange Commission's operations, activities, challenges, and FY 2012 budget request : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, March 10, 2010
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2011.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:112-14
Format
Books
51.
Protecting investors : a half century of investment company regulation
Author
United States. Securities and Exchange Commission. Division of Investment Management
Published
Washington, D.C. (450 Fifth St., N.W., Washington 20549) : Division of Investment Management, U.S. Securities and Exchange Commission : For sale by the U.S. G.P.O., Supt. of Docs., 1992.
Location
Library Shelving Facility (LSF) >> SE 1.6:P 94/2
Format
Books
52.
Quality of delivery of services by the Social Security Administration, disinvestment of the social security trust funds, and the Social Security Administration as an independent agency : hearing before the Subcommittee on Social Security of the Committee on Ways and Means, House of Representatives, Ninety-ninth Congress, second session, January 27, 1986, Oklahoma City, Oklahoma
Author
United States. Congress. House. Committee on Ways and Means. Subcommittee on Social Security
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1986.
Location
Library Shelving Facility (LSF) >> Y 4.W 36:99-64
Format
Books
53.
Report of the Canadian Committee on Mutual Funds and Investment Contracts : provincial and federal study
Author
Canadian Committee on Mutual Funds and Investment Contracts
Published
[Ottawa : Queens Printer], 1969.
Location
Library Shelving Facility (LSF) >> RG23-6/1969
Format
Books
54.
Report of the Superintendent of Financial Institutions for the period ... Investment companies = Rapport du Surintendant des institutions financières pour la période comprise entre le ... Sociétés d'investissement. --
Published
Ottawa : Office of the Superintendent of Financial Institutions Canada, c1990-
Location
Library Shelving Facility (LSF) >> IN3-12
Format
Journals & Newspapers
55.
Review of current investigations and regulatory actions regarding the mutual fund industry : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first and second session, on investigations and regulatory actions regarding the mutual fund industry and investors' protection, November 18, 20, 2003, February 25, 26, March 2, 10, 23, 31, and April 8, 2004
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2004.
Online
http://purl.access.gpo.gov/GPO/LPS58729
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.108-711
Format
Books
56.
The role of state securities regulators in protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005.
Online
http://purl.access.gpo.gov/GPO/LPS68020
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.108-884
Format
Books
57.
Secondary Mortgage Market Enhancement Act : hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, second session, on H.R. 4557 ... March 14, 1984
Author
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
Published
Washington : U.S. G.P.O., 1984.
Location
Library Shelving Facility (LSF) >> Y 4.En 2/3:98-119
Format
Books
58.
The Securities Investment Promotion Act of 1996--S. 1815 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second session, on S. 1815 ... June 5, 1996
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1996.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.104-681
Format
Books
59.
The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the recent initiatives to enhance investor protections in our securities markets, focusing on fund advertising, proxy voting, Sarbanes-Oxley Act requirements, future mutual fund activity, the hedge fund report, and the Canary investigation, September 30, 2003
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2004.
Online
Text version:
PDF version:
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.108-783
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Books
60.
The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, first session, on the examination of the state of the securities industry, focusing on recent initiatives regarding market structure, credit rating agencies, mutual funds, and the implementation of the Sarbanes-Oxley requirements, March 9, 2005
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2006.
Online
Text version:
PDF version:
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.109-413
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Books
61.
Strategic planning, resource allocation, and crisis management : is the SEC ready? : hearing before the Subcommittee on Government Efficiency and Financial Management of the Committee on Government Reform, House of Representatives, One Hundred Eighth Congress, second session, April 20, 2004
Author
United States. Congress. House. Committee on Government Reform. Subcommittee on Government Efficiency and Financial Management
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2004.
Online
http://purl.access.gpo.gov/GPO/LPS54870
Location
Library Shelving Facility (LSF) >> Y 4.G 74/7:R 31/24
Format
Books
62.
Tax treatment of mutual funds : hearing before the Subcommittee on Select Revenue Measures of the Committee on Ways and Means, House of Representatives, One Hundred Second Congress, first session, on H.R. 2735, to amend the Internal Revenue Code of 1986 to repeal the 30-percent gross income limitation applicable to regulated investment companies, and for other purposes, September 17, 1991
Author
United States. Congress. House. Committee on Ways and Means. Subcommittee on Select Revenue Measures
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1992.
Location
Library Shelving Facility (LSF) >> Y 4.W 36:102-61
Format
Books
63.
Trust for investment in mortgages proposal and tax treatment of secondary mortgage market : hearing before the Committee on Finance, United States Senate, Ninety-eighth Congress, first session on S. 1822, November 4, 1983
Author
United States. Congress. Senate. Committee on Finance
Published
Washington : U.S. G.P.O., 1984.
Location
Library Shelving Facility (LSF) >> Y 4.F 49:S.hrg.98-630
Format
Books
64.
Variable annuities. Hearing, Ninety-second Congress, first session, on S. 2216, to amend the Investment company act of 1940. July 15, 1971
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Published
Washington, U.S. Govt. Print. Off., 1971.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:An 7
Format
Books
65.
The year 2000 technology problem : pensions and mutual funds : hearing before the Special Committee on the Year 2000 Technology Problem, United States Senate, One Hundred Fifth Congress, second session, on the readiness of the securities industry for the year 2000 technology problem, September 17, 1998
Author
United States. Congress. Senate. Special Committee on the Year 2000 Technology Problem
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1998.
Location
Library Shelving Facility (LSF) >> Y 4.3:T 22/P 38
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Books