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Subject: "Securities"
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1.
Instruction book for form 10-K for corporations annual report. : As published December 16, 1935 and amended to and including March 30, 1937. (Amendment number 1)
Author
United States. Securities and Exchange Commission
Published
Washington : U.S. Govt. print. off., 1937.
Location
Library Shelving Facility (LSF) >> SE 1.6:C 81/4/937/rep.
Format
Books
2.
Research studies
Published
[Ottawa] : WPC Committee to Review the Structure of Securities Regulation in Canada, 2003.
Location
Library Shelving Facility (LSF) >> F2-172/2-2003E
Format
Books
3.
It's time
Author
WPC Committee to Review the Structure of Securities Regulation in Canada
Published
[Ottawa] : WPC Committee to Review the Structure of Securities Regulation in Canada, 2003.
Location
Library Shelving Facility (LSF) >> F2-172/1-2003E
Format
Books
4.
Investigate before you invest
Author
United States. Securities and Exchange Commission
Published
[Washington, D.C.] : Securities and Exchange Commission, [1975?]
Location
Library Shelving Facility (LSF) >> SE 1.2:In 8/10/975
Format
Books
5.
List of securities with market values allowed. Liste des titres et leurs valeurs marchandes autorisées
Author
Canada. Dept. of Insurance
Published
Ottawa, Dept. of Insurance.
Location
Library Shelving Facility (LSF) >> IN3-3/
Format
Journals & Newspapers
6.
Bibliography. List of references on securities which are of general interest to S.E.C.
Author
United States. Securities and Exchange Commission. Library
Published
[Washington] 1937.
Location
Library Shelving Facility (LSF) >> SE 1.2:Se 26/2
Format
Books
7.
Sale of foreign bonds or securities in the United States. Hearings before the Committee on finance, United States Senate, Seventy-second Congress, first session, pursuant to S. Res. 19 a resolution authorizing the Finance committee of the Senate to investigate the sale, flotation, and allocation by banks, banking institutions, corporations, or individuals of foreign bonds or securities in the United States
Author
United States. Congress. Senate. Committee on Finance
Published
Washington, U.S. Govt. print. off., 1931-32.
Location
Library Shelving Facility (LSF) >> Y 4.F 49:B 64/6/
Format
Books
8.
U.S. Government savings securities : postal savings and Treasury savings certificates, new issue
Published
[Washington, D.C.] : U.S. G.P.O., [1922]
Location
Library Shelving Facility (LSF) >> T 1.27/32:C 33/5
Format
Books
9.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Gramm-Leach-Bliley Act, Commodity Futures Modernization Act of 2000, Sarbanes-Oxley Act of 2002
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., [Congressional Sales Office], 2003.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:108-B
Format
Books
10.
Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, selected provisions of the Gramm-Leach-Bliley Act and the Commodity Futures Modernization Act of 2000
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., [Congressional Sales Office], 2001.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:107-B
Format
Books
11.
Renewal notification for Ginnie Mae Master Agreements and resolution of Board of Directors and Certificate of Authorized Signatures for Calendar Year 1999
Author
Anderson, George S.
Published
Washington, D.C., United States Department of Housing and Urban Development, 1998.
Location
Library Shelving Facility (LSF) >> HH1.37/4:98-38
Format
Books
12.
Compilation of securities laws within the jurisdiction of the Committee on Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970 ..
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., 1995-
Location
Library Shelving Facility (LSF) >> Y 4.C73/8:104-D
Library Shelving Facility (LSF) >> Y 4.C 73/8:106-B
Library Shelving Facility (LSF) >> Y 4.C 73/8:105-E
Format
Journals & Newspapers
13.
What every investor should know about settling trades in three days : introducing T+3.
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [1995?]
Online
http://purl.access.gpo.gov/GPO/LPS18354
Location
Library Shelving Facility (LSF) >> SE 1.2:In 8/23
Format
Books
14.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., 1993.
Location
Library Shelving Facility (LSF) >> Y 4.EN 2/3:103-F
Format
Books
15.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Market Reform Act of 1990 (section 8), Penny Stock Reform Act of 1990 (sections 504(b) and 510)
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 1991.
Location
Library Shelving Facility (LSF) >> Y 4.En 2/3:102-B
Format
Books
16.
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1989.
Location
Library Shelving Facility (LSF) >> Y 4.En 2/3:101-F
Format
Books
17.
Internationalization of the securities markets : report of the staff of the U.S. Securities and Exchange Commission to the Senate Committee on Banking, Housing and Urban Affairs and the House Committee on Energy and Commerce
Published
[Washington, D.C.?] : U.S. Securities and Exchange Commission, 1988.
Location
Library Shelving Facility (LSF) >> SE 1.2:In 8/19
Format
Books
18.
Securities acts amendments of 1975, oversight : hearings before the Subcommittee on Oversight and Investigations and the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-fifth Congress, first session ..
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Oversight and Investigations
Published
Washington : U.S. Govt. Print. Off., 1978.
Location
Library Shelving Facility (LSF) >> Y 4.In 8/4:95-80
Format
Books
19.
Securities act of 1933, as in effect June 4, 1975 : public no. 22, 73d Congress, H.R. 5480
Author
United States. Laws, statutes, etc
Published
Washington : Securities and Exchange Commission : for sale by the Supt. of Docs., U.S. Govt. Print. Off., 1976.
Location
Library Shelving Facility (LSF) >> SE 1.5:Se 2/3/975
Format
Books
20.
Investment Advisers Act of 1940, as in effect July 1, 1974
Author
United States. Securities and Exchange Commission
Published
Washington, U.S. Govt. Print. Off. [1974]
Location
Library Shelving Facility (LSF) >> SE 1.5:In 8/2/974
Format
Books
21.
Securities act of 1933, as in effect December 1, 1972. Public - no. 22-73d Congress, H.R. 5480
Author
United States
Published
[Washington] United States Securities and Exchange Commission, For sale by Supt. of Docs., U.S. Govt. Print. Off. [1973]
Location
Library Shelving Facility (LSF) >> SE 1.5:Se 2/3/972
Format
Books
22.
Clearance and settlement of securities transactions : Hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-second Congress, second session ..
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Published
Washington, U.S. Govt. Print. Off., 1972.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:Se 2/16
Format
Books
23.
Statement of the Securities and Exchange Commission on the future structure of the securities markets, February 2, 1972
Author
United States. Securities and Exchange Commission
Published
[Washington] : Govt. Print. Off., 1972.
Location
Library Shelving Facility (LSF) >> SE 1.2:Se 26/11
Format
Books
24.
Compilation of releases dealing with matters frequently arising under the Securities act of 1933
Author
United States. Securities and Exchange Commission
Published
Washington; For sale by the Supt. of Docs., U.S. Govt. Print. Off., 1970.
Location
Library Shelving Facility (LSF) >> SE 1.2:R 27/970
Format
Books
25.
Over-the-counter margin regulations. Hearing, Ninetieth Congress, second session. June 21, 1968
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Published
Washington, U.S. Govt. Print. Off., 1968.
Location
Library Shelving Facility (LSF) >> Y 4.IN 8/4:90-42
Format
Books