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1.
On fund manager incentives
Author
Eichberger, Jürgen, 1952-
Published
Canberra, Australia : Faculty of Economics & Commerce, and Economics Program, Research School of Social Sciences, Australian National University, [1994]
Online
Online book
Location
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Books / Online
2.
Professional investment counsel
Author
Russell, Berg & Cummings
Published
Boston, [etc.] Russell, Berg & Cummings, 1932.
Online
Online book
Location
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Format
Books / Online
3.
Statutory regulation of investment counselors
Author
Illinois. General Assembly. Legislative Council. Research Department
Published
Springfield, Ill. : The Council, [1939]
Online
Online book
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Books / Online
4.
Small account investment management services: recommendations for clearer policies and guidelines; report
Author
United States. Advisory Committee on Investment Management Services for Individual Investors
Published
Washington, [1973]
Online
Online book
Location
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Books / Online
5.
Investment adviser directory
Published
Washington, D.C. : Securities and Exchange Commission.
Online
1978 Dec
yr.1983
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
6.
Annual registration updating material for investment advisers
Published
Washington, D.C. : U.S. Securities and Exchange Commission, [2000]
Online
Online book
Location
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Format
Books / Online
7.
Salt of the earth
Author
Sidgwick, Alfred, Mrs., 1854-1934
Published
New York, Grosset & Dunlap, Publishers [1918?]
Online
Online book
Online book
Location
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8.
Report on emerging investment managers
Author
Illinois. State Board of Investment
Published
Chicago, Ill. : Illinois State Board of Investment,
Online
1999-2000
2001
2002
2003
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
9.
Investment advisers : current level of oversight puts investors at risk : report to Congressional requesters
Published
Washington, D.C. : The Office, [1990]
Online
Online book
Location
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Format
Books / Online
10.
Annual registration updating material for investment advisers
Published
Washington, D.C. : U.S. Securities and Exchange Commission, [1990]
Online
Online book
Online book
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11.
Investment adviser registration package
Author
United States. Securities and Exchange Commission
Published
Washington, D.C. : Securities and Exchange Commission, [1994]
Online
Online book
Location
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Books / Online
12.
Investment advisers act amendments of 1976 hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, on S. 2849 ... February 3 and 4, 1976
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Online book
Location
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Format
Books / Online
13.
Investment advisers act amendments of 1976 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, on S. 2849 ... February 3 and 4, 1976
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Online book
Location
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Books / Online
14.
Investment advisers act of 1940 and general rules and regulations thereunder as in effect April 1, 1971
Author
United States
Published
Washington, U.S. Securities and Exchange Commission; for sale by the Supt. of Docs., U.S. Govt. Print. Off., 1971.
Online
Online book
Location
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Format
Books / Online
15.
H.R. 4624, the Investment Adviser Oversight Act of 2012 : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, second session, June 6, 2012
Author
United States. Congress. House. Committee on Financial Services
Published
Washington, DC : For sale by the Superintendent of Documents, U.S. G.P.O.
Washington : U.S. G.P.O., 2013.
Online
Online book
Location
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Format
Books / Online
16.
Examining the market power and impact of proxy advisory firms : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, first session, June 5, 2013
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Published
[Place of publication not identified] : [publisher not identified], [2014?]
Washington, District of Columbia : For sale by the Superintendent of Documents, U.S. Government Printing Office.
Washington : U.S. Government Printing Office, 2013.
Online
Online book
Location
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Format
Books / Online
17.
Perspectives on hedge fund registration : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, May 7, 2009
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009.
Online
Online book
Location
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Format
Books / Online
18.
Investment Advisers Act of 1940 and general rules and regulations thereunder
Author
United States
Published
Washington : United States, Securities and Exchange Commission; for sale by the Supt. of Docs., U.S. Govt. Print. Off.
Online
1965
1967
1969
1971
no.104-181(1960-1964)
v.182-254(1965-1969)
v.255-357(1970-1973)
Location
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Format
Journals & Newspapers / Online
19.
Investment adviser industry reform : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session, on H.R. 578 ... March 4, 1993
Author
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1993.
Online
Online book
4.EN 2/3:103-16
Location
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Format
Books / Online
20.
Investment adviser industry reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, second session, June 4 and 10, 1992
Author
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1992.
Online
4.En 2/3:102-128
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
21.
Advising seniors about their money : who is qualified, and who is not : hearing before the Special Committee on Aging, United States Senate, One Hundred Tenth Congress, first session, Washington, DC, September 5, 2007
Author
United States. Congress. Senate. Special Committee on Aging
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2008.
Online
4.AG 4:S.HRG.110-301
Location
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Format
Books / Online
22.
Investment advisers act amendments hearings before the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-fourth Congress, second session , on H.R. 12981 and H.R. 13737 ... May 20 and 21, 1976
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance
Published
Washington : U. S. Govt. Print. Off., 1976.
Online
Online book
Location
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Format
Books / Online
23.
Investment advisers, financial planners, and customer protection : hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, second session, June 11, 1986
Author
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1986.
Online
Online book
Online book
Location
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Format
Books / Online
24.
Report to Governor and General Assembly on the use of emerging investment managers
Author
State Universities Retirement System of Illinois
Published
Champaign, Ill. : State Universities Retirement System of Illinois
Online
1998
2000-2001
2002
2003
2004
2005
2006
2007
2008
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
25.
Ensuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 13, 2011
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2012.
Online
Online book
Location
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Format
Books / Online