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Subject: "Investment advisors"
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Investment advisors

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Online Results (3)
1.
Developing and managing a financial planning practice
Published
[Chicago, Ill.?] : The Association, 1990.
Location
Law Library >> Fiche S70 KF325.258 .A8D48 1990
Format
Books / Microforms
2.
Regulation of financial planners
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
3.
Present law and analysis relating to tax treatment of partnership carried interests and related issues scheduled for a public hearing before the House Committee on Ways and Means on September 6, 2007
Published
[Washington, D.C. : Joint Committee on Taxation, 2007]
Online
Pt. 1
Pt. 2
Location
Yale Internet Resource
Format
Books / Online
4.
Present law and analysis relating to tax treatment of partnership carried interests scheduled for a public hearing before the Senate Committee on Finance on July 11, 2007
Published
[Washington, D.C. : Joint Committee on Taxation, 2007]
Online
https://purl.fdlp.gov/GPO/LPS83620
Location
Yale Internet Resource
Format
Books / Online
5.
Canadian securities regulatory requirements applicable to non-resident broker-dealers, advisers and investment fund managers
Published
Toronto, Ontario : CCH Canadian Limited, [2012]
©2012.
Location
Law Library >> KE1062 .A33 2012
Format
Books
6.
The new fiduciary standard : the 27 prudent investment practices for financial advisers, trustees, and plan sponsors
Author
Hatton, Tim, 1963-
Published
Princeton, NJ : Bloomberg Press, 2005.
Online
Publisher description
Location
Law Library >> KF1072 .H38 2005
Format
Books