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Subject: "Investment advisors"
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Online Results (62)
1.
Hedge hogs : the cowboy traders behind wall street's largest hedge fun disaster
Author
Dreyfuss, Barbara
Published
New York : Random House, c2013.
Location
Law Library >> HG4530 .D73X 2013
Format
Books
2.
More money than God : hedge funds and the making of a new elite
Author
Mallaby, Sebastian
Published
New York : Penguin Press, 2010.
Location
Law Library >> HG4530 .M249 2010
Format
Books
3.
International survey of investment adviser regulation
Published
Alphen aan den Rijn : Kluwer Law International ; Cambridge, MA : Sold and distributed in North, Central and South America by Aspen Publishers, c2012.
Location
Law Library >> K1114.5 .I58 2012
Format
Books
4.
International survey of investment adviser regulation
Published
London ; Boston : Graham & Trotman, 1994.
Location
Law Library >> K1114.5 .I58 1994
Format
Books
5.
Funds : private equity, hedge and all core structures
Author
Hudson, Matthew, 1962-
Published
Chichester, West Sussex : John Wiley & Sons Ltd, 2014.
Location
Law Library >> HG4530 .H943 2014
Format
Books
6.
Prudent investment practices : a handbook for investment fiduciaries, persons who have the legal responsibliity for managing someone else's money ..
Published
Pittsburgh, PA : Center for Fiduciary Studies, c2004.
Location
Law Library >> KF1072 .P78 2004
Format
Books
7.
Fiduciary investment advice 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
8.
Vergütungssysteme und Interessenkonflikte in der Anlageberatung : eine Studie zum europäischen, deutschen und englischen Recht
Author
Schelling, Holger
Published
Berlin : Duncker & Humblot, [2013]
Location
Law Library >> KJC224 .S34 2013
Format
Books
9.
Investor capitalism : how money managers are changing the face of corporate America
Author
Useem, Michael
Published
New York : Basic Books, c1996.
Location
Law Library >> HG4910 .U83 1996
Format
Books
10.
Report on the public policy implications of investment company growth : report of the Committee on Interstate and Foreign Commerce pursuant to Section 136 of the Legislative reorganization act of 1946, Public law 601, 79th Congress, and House resolution 35, 89th Congress
Author
United States. Securities and Exchange Commission
Published
Washington : G.P.O., 1966.
Location
Law Library >> KF1070 .U55 1966
Format
Books
11.
Investment advisers act of 1940 and general rules and regulations thereunder [as in effect June 1, 1965]
Author
United States
Published
Washington : Securities and Exchange Commission; for sale by the Superintendent of Documents, U.S. Govt. Print. Off, [1965]
Location
Library Shelving Facility (LSF) >> S 26 In73 1965
Format
Books
12.
Investment Advisers Act of 1940, release
Author
United States. Securities and Exchange Commission
Published
Washington : The Commission, [1940-]
Location
Law Library >> KF1436.A2 I5
Format
Journals & Newspapers
13.
Developing and managing a financial planning practice
Published
[Chicago, Ill.?] : The Association, 1990.
Location
Law Library >> Fiche S70 KF325.258 .A8D48 1990
Format
Books / Microforms
14.
Liability of asset managers
Published
Oxford : Oxford University Press, 2012.
Location
Law Library >> K1114.5 .L53X 2012
Format
Books
15.
The Role of the lawyer in investment counseling for and with clients October 23, 1987, New Orleans, Louisiana
Published
[Chicago, Ill.] : American Bar Association, [c1987]
Location
Law Library >> Fiche S70 KF325.1822 .A8R65 1987
Format
Books / Microforms
16.
NFA Manual
Online
http://prod.resource.cch.com/resource/scion/publication/WKUS_TAL_5688?cfu=TAA...
Location
Yale Internet Resource
Format
Online
17.
Investment adviser regulation : a step-by-step guide to compliance and the law
Published
New York, N.Y. : Practising Law Institute, 2011-
Online
Online Book
Location
Yale Internet Resource
Format
Online
18.
The Ponzi scheme puzzle : a history and analysis of con artists and victims
Author
Frankel, Tamar
Published
New York : Oxford University Press, c2012.
Location
Law Library >> HV6691 .F73X 2012
Format
Books
19.
Investment Management Law and Regulation
Author
Bines, Harvey E.
Online
http://prod.resource.cch.com/resource/scion/publication/WKUS_TAL_8457?cfu=TAA...
Location
Yale Internet Resource
Format
Online
20.
Internationales Insiderrecht : eine Untersuchung über die Anwendung des Insiderrechts auf Sachverhalte mit Auslandsberührung
Author
Nietsch, Michael
Published
Berlin : Duncker & Humblot, 2004.
Location
Law Library >> K1115.I57 N53 2004
Format
Books
21.
Corporate versus contractual mutual funds : an evaluation of structure and governance
Author
Wang, Wen Yeu
Published
1994.
Location
Library Shelving Facility (LSF) >> K552.T45 W36 1994
Format
Books
22.
Annual securities activities of banks
Published
New York : Law & Business, Inc./Harcourt Brace Jovanovich.
Location
Law Library >> KF975 .A56
Format
Journals & Newspapers
23.
The mutual fund industry : competition and investor welfare
Published
New York : Columbia Business School/Columbia University Press, c2010.
Location
Law Library >> HG4930 .M852 2010
Format
Books
24.
Regulation of investment advisers
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
25.
Fiduciary investment advice 2019
Published
New York, New York : Practising Law Institute, [2019]
©2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online