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Subject: "Securities."
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Current results range from 1904 to 2023

1.
The Dow Jones securities valuation handbook 1977
Author
Dow Jones & Co
Published
Princeton, N.J. : Dow Jones & Co., [1977]
Location
Library Shelving Facility (LSF) >> HG4915 D63 1977 (LC)
Format
Books
2.
Security analysis; principles and technique
Author
Graham, Benjamin, 1894-1976
Published
New York, McGraw-Hill [1962]
Location
SML, Stacks, LC Classification >> HG4521 G73 1962 (LC)
Library Shelving Facility (LSF) >> HG4521 G73 1962 (LC)
Format
Books
3.
Securities regulation : examples and explanations
Author
Palmiter, Alan R.
Published
New York : Aspen Publishers, c2005.
Online
Table of contents
Location
Library Shelving Facility (LSF) >> KF1440 .P25X 2005 (LC)
Format
Books
4.
Modernizing U.S. securities regulations : economic and legal perspectives
Published
Burr Ridge, Ill. : Business-One Irwin, 1992.
Location
Library Shelving Facility (LSF) >> KF1439 A2 M68X 1992 (LC)
Format
Books
5.
Economic and equity aspects of securities regulation
Author
Friend, Irwin
Published
Philadelphia, PA : Rodney L. White Center for Financial Research, University of Pennsylvania, Wharton School, [1982]
Location
MARX Library >> HG136 W67 7-82 (LC)
Format
Books
6.
Insider trading and the stock market
Author
Manne, Henry G.
Published
New York Free Press [1966]
Location
Library Shelving Facility (LSF) >> KF1439 M36 (LC)
Format
Books
7.
Securities regulation
Author
Loss, Louis
Published
Boston, Little, Brown, 1961.
Location
Library Shelving Facility (LSF) >> KF1444 L67 1961 (LC)
Format
Books
8.
Official summary of stock transactions and holdings of officers, directors, and principal stockholders as reported to the Commission on forms 4, 5, and 6 pursuant to section 16 of the Securities Exchange Act of 1934
Published
Washington, D.C. : U.S. Securities and Exchange Commission, [1935-1936].
Location
Library Shelving Facility (LSF) >> SE 1.9:
Format
Journals & Newspapers
9.
How the US securities industry works
Author
McIntyre, Hal
Published
[New York, N.Y.] : Summit Group Press, 2004.
Location
Library Shelving Facility (LSF) >> HG4963 .M354 2004 (LC)
Format
Books
10.
Merton Miller on derivatives
Author
Miller, Merton H.
Published
New York : Wiley, c1997.
Location
Library Shelving Facility (LSF) >> HG6024 U6 M55X 1997 (LC)
Format
Books
11.
Securities offerings
Published
New York, N.Y. : Practising Law Institute, c1997-
Location
Library Shelving Facility (LSF) >> KF1440 S4565X (LC)
MARX Library >> KF1440 S4565X (LC)
Format
Journals & Newspapers
12.
Street smarts : linking professional conduct with shareholder value in the securities industry
Author
Smith, Roy C., 1938-
Published
Boston : Harvard Business School Press, c1997.
Location
Library Shelving Facility (LSF) >> HG4310 S564X 1997 (LC)
Format
Books
13.
Derivatives : a comprehensive resource for options, futures, interest rate swaps, and mortgage securities
Author
Arditti, Fred D.
Published
Boston : Harvard Business School Press, c1996.
Location
Library Shelving Facility (LSF) >> HG6024 U6 A73X 1996 (LC)
Format
Books
14.
Derivatives quarterly
Published
New York, NY : Institutional Investor, c1994-
Location
Library Shelving Facility (LSF) >> Shelved by title
Format
Journals & Newspapers
15.
Struggle and survival on Wall Street : the economics of competition among securities firms
Author
Matthews, John O.
Published
New York : Oxford University Press, c1994.
Location
Library Shelving Facility (LSF) >> HG4910 M353X 1994 (LC)
Format
Books
16.
The securities markets in the 1980s : a global perspective
Author
Chuppe, Terry M.
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [1989]
Location
Library Shelving Facility (LSF) >> HG4523 C48X 1989 (LC)
Format
Books
17.
The professional's guide to the U.S. government securities markets : treasuries, agencies, mortgage-backed instruments
Author
Bollenbacher, George M.
Published
New York, N.Y. : New York Institute of Finance, c1988.
Location
Library Shelving Facility (LSF) >> HG4936 B65 1988 (LC)
Format
Books
18.
Street games : inside stories of the Wall Street hustle
Author
Lechner, Alan B.
Published
New York : Harper & Row, c1980.
Location
SML, Stacks, LC Classification >> HG4572 L38 1980 (LC)
Library Shelving Facility (LSF) >> HG4572 L38 1980 (LC)
Format
Books
19.
Dun & Bradstreet's guide to your investments
Published
New York, HarperPerennial, etc.
Location
Library Shelving Facility (LSF) >> HG4905 D85:(LC)+ Oversize
Format
Journals & Newspapers
20.
Once in Golconda : a true drama of Wall Street, 1920-1938
Author
Brooks, John, 1920-
Published
New York : Harper & Row, [1969]
Location
Library Shelving Facility (LSF) >> HG4572 B76 (LC)
Format
Books
21.
Standard & Poor's trade and securities. statistics
Author
Standard and Poor's Corporation
Published
[New York] Standard & Poor's Corporation.
Location
Library Shelving Facility (LSF) >> HG4921 S73 (LC)+ Oversize
Format
Journals & Newspapers
22.
Official summary of security transactions and holdings reported to the Securities and Exchange Commission under the Securities Exchange Act of 1934 and the Public Utility Holding Company Act of 1935
Published
Washington, D.C. : U.S. Securities and Exchange Commission, [1936-
Location
Library Shelving Facility (LSF) >> SE 1.9:
Format
Journals & Newspapers
23.
Game stopped? : who wins and loses when short sellers, social media, and retail investors collide : virtual hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, first session
Author
United States. Congress. House. Committee on Financial Services, author
Published
Washington : U.S. Government Publishing Office, 2021.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20
Format
Books
24.
Mortgage valuation models : embedded options, risk, and uncertainty
Author
Davidson, Andrew S.
Published
Oxford : Oxford University Press, [2014]
Location
MARX Library >> HG4655 .D383X 2014 (LC)
Format
Books
25.
Human security in a borderless world
Author
Reveron, Derek S.
Published
Boulder, CO : Westview Press, c2011.
Location
MARX Library >> JZ5588 .R496X 2011 (LC)
Format
Books
26.
Security analysis : principles and technique
Author
Graham, Benjamin, 1894-1976
Published
New York : McGraw Hill, [2023]
Location
MARX Library >> HG4521 .G67 2023 (LC)
Format
Books
27.
Examining the role of municipal bond markets in advancing-and undermining- economic, racial, and social justice : virtual hearing before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, first session, April 28, 2021
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Oversight and Investigations, author
Published
Washington, DC : United States Government Publishing Office, 2021.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:117-19
Format
Books
28.
Ensuring effectiveness, fairness, and transparency in securities law enforcement : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, second session, June 13, 2018
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Securities, and Investment, author
Published
Washington : U.S. Government Publishing Office, 2018.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:115-100
Format
Books
29.
Examining the IPO process : is it working for ordinary investors? : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session ... June 20, 2012
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author
Published
Washington : U.S. Government Printing Office, 2013.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Printing Office
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.112-721
Format
Books
30.
Pricing and performance of initial public offerings in the United States
Author
Ghosh, Arvin, 1937-
Published
New Brunswick, N.J. : Transaction Publishers, c2006.
Location
MARX Library >> HG4028.S7 G47X 2006 (LC)
Format
Books
31.
Capital ideas : the improbable origins of modern Wall Street
Author
Bernstein, Peter L.
Published
New York : Free Press ; Toronto : Maxwell Macmillan Canada ; New York : Maxwell Macmillan International, 1993, c1992.
Location
MARX Library >> HG173 B47 1993 (LC)
Format
Books
32.
Mortgage-backed securities : products, analysis, trading
Author
Bartlett, William W.
Published
New York, N.Y. : New York Institute of Finance, c1989.
Location
Library Shelving Facility (LSF) >> HG5095 B35 1989 (LC)
Format
Books
33.
Graham and Dodd's security analysis
Author
Graham, Benjamin, 1894-1976
Published
New York : McGraw-Hill, c1988.
Location
MARX Library >> HG4521 G73 1988 (LC)
BASS, Lower Level >> HG4521 G73X 1988 (LC)
Format
Books
34.
The Microstructure of securities markets
Published
Englewood Cliffs, N.J. : Prentice-Hall, c1986.
Location
Library Shelving Facility (LSF) >> HG4661 M53 1986 (LC)
Format
Books
35.
The ownership of tax-exempt securities, 1913-1953
Author
Lent, George Eidt, 1912-
Published
New York : National Bureau of Economic Research, 1955.
Location
Library Shelving Facility (LSF) >> N10 N214f 47
Library Shelving Facility (LSF) >> H11 N3752 47 (LC)
Format
Books
36.
Securities industry trends : an analysis of amazing trends in the securities industry
Published
New York, NY : The Department, 19uu-2006.
Location
MARX Library, Current Journals >> Shelved by title
Library Shelving Facility (LSF) >> Shelved by title
Format
Journals & Newspapers
37.
The Investment dealers' digest
Published
[New York] IDD, inc.
Location
Library Shelving Facility (LSF) >> Shelved by title
Format
Journals & Newspapers
38.
U.S. national security : a framework for analysis
Published
Lexington, MA : Lexington Books, c1985.
Location
Library Shelving Facility (LSF) >> UA23 U225 1985 (LC)
Format
Books
39.
National security affairs : theoretical perspectives and contemporary issues
Published
New Brunswick, N.J. : Transaction Books, c1982.
Location
Library Shelving Facility (LSF) >> UA10.5 N27 1982 (LC)
Format
Books
40.
Oversight of the Securities and Exchange Commission : Wall Street's cop on the beat : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Sixteenth Congress, first session, September 24, 2019
Author
United States. Congress. House. Committee on Financial Services, author
Published
Washington : U.S. Government Publishing Office, 2023.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:116-50
Format
Books
41.
Examining current trends and changes in the fixed-income markets : joint hearing before the Subcommittee on Securities, Insurance, and Investment and the Subcommittee on Economic Policy of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, second session, on examining the recent efforts by several regulators, including the Department of Treasury and the Federal Reserve, to understand the October 15, 2014, Treasury "flash rally," changes in the Treasury market structure, and liquidity concerns in the fixed-income markets, April 14, 2016
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author
Published
Washington : U.S. Government Publishing Office, 2017.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Publishing Office
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.114-319
Format
Books
42.
The tri-party repo market : remaining challenges : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session ... August 2, 2012
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author
Published
Washington : U.S. Government Printing Office, 2013.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Printing Office
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.112-746
Format
Books
43.
Circle of friends : the massive federal crackdown on insider trading--and why the markets always work against the little guy
Author
Gasparino, Charles
Published
New York : Harper Business, c2013.
Location
MARX Library >> HG4928.5 .G38 2013 (LC)
Format
Books
44.
Investment intelligence from insider trading
Author
Seyhun, Hasan Nejat, 1954-
Published
Cambridge, Mass. : MIT Press, c1998.
Location
MARX Library >> HG4910 S416X 1998 (LC)
Format
Books
45.
Zero-sum game : the rise of the worlds largest derivatives exchange
Author
Olson, Erika S.
Published
Hoboken, N.J. : Wiley, c2011.
Location
MARX Library >> HG6046 .O47X 2010 (LC)
Format
Books
46.
Gilbert law summaries. Securities regulation
Author
Schaumann, Niels B.
Published
Chicago, IL : ThomsonWest, c2008.
Location
MARX Library >> KF1440 .S33 2008 (LC)
Format
Books
47.
Fact book
Published
New York : Securities Industry and Financial Markets Association, c2007-
Location
Library Shelving Facility (LSF) >> HG4910 .S3938 (LC)
Format
Journals & Newspapers
48.
Domestic choices, international markets : dismantling national barriers and liberalizing securities markets
Author
Sobel, Andrew Carl, 1953-
Published
Ann Arbor : University of Michigan Press, c1994.
Location
Library Shelving Facility (LSF) >> HG4521 S711X 1994 (LC)
Format
Books
49.
Securities industry fact book
Published
New York, NY : Securities Industry Association.
Location
Library Shelving Facility (LSF) >> HG4521 S348X (LC)
Format
Journals & Newspapers
50.
Ethics and the investment industry
Published
Savage, MD : Rowman & Littlefield Publishers, 1989.
Location
Library Shelving Facility (LSF) >> HF5387 E83 1989 (LC)
Format
Books