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Current results range from 1680 to 2023

1.
Broker/dealer regulation and enforcement 2023
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
2.
BUILDING AND AUTOMATING PENETRATION TESTING LABS IN THE CLOUD set up cost-effective hacking environments for learning cloud security on AWS, Azure, and GCP
Author
Lat, Joshua Arvin
Published
Birmingham, UK : Packt Publishing Ltd., 2023.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
3.
Fundamental analysis
Author
Krantz, Matt
Published
Hoboken, New Jersey : John Wiley & Sons, Inc., [2023]
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
4.
Fundamentals of broker-dealer regulation 2023
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
5.
A history of securities law in the Supreme Court
Author
Pritchard, Adam C.
Published
New York, NY : Oxford University Press, 2023.
Online
Oxford Academic
Location
Yale Internet Resource
Format
Books / Online
6.
Market liquidity : theory, evidence, and policy
Author
Foucault, Thierry
Published
New York, NY : Oxford University Press, 2023.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
7.
Securities arbitration 2023
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
8.
Securities law and practice 2023 : how the SEC works
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
9.
Securities offerings 2023 : a public offering from start to finish
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
10.
55th annual institute on securities regulation
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
11.
Understanding the securities laws 2023
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
12.
Corporations, accounting, securities laws, and the extinction of capitalism
Author
Huber, Wm. Dennis (William Dennis), 1951-
Published
New York, NY : Routledge, 2022.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
13.
Empowering States to Protect Seniors from Bad Actors Act : report (to accompany H.R. 5914)
Author
United States. Congress. House. Committee on Financial Services, author
Published
[Washington, D.C.] : [U.S. Government Publishing Office], [2022]
Online
https://purl.fdlp.gov/GPO/gpo183250
Location
Yale Internet Resource >> None
Format
Books / Online
14.
Federal securities law
Author
Hazen, Thomas Lee, 1947-
Published
Washington, DC : Federal Judicial Center, 2022.
Online
https://purl.fdlp.gov/GPO/gpo183252
Location
Yale Internet Resource >> None
Format
Books / Online
15.
Fundamentals of financial instruments : an introduction to stocks, bonds, foreign exchange, and derivatives
Author
Parameswaran, Sunil K., 1964-
Published
Singapore ; Hoboken, NJ : Wiley, [2022]
©2022
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
16.
A notch above? examining the bond rating industry : hybrid hearing before the Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, second session, May 11, 2022
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets, author
Published
Washington : U.S. Government Publishing Office, 2022.
Online
https://purl.fdlp.gov/GPO/gpo184642
Location
Yale Internet Resource >> None
Format
Books / Online
17.
Oversight of America's stock exchanges : examining their role in our economy : hybrid hearing before the Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, second session, March 30, 2022
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets, author
Published
Washington : U.S. Government Publishing Office, 2022.
Online
https://purl.fdlp.gov/GPO/gpo183299
Location
Yale Internet Resource >> None
Format
Books / Online
18.
Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021 : report (to accompany H.R. 935) (including cost estimate of the Congressional Budget Office)
Author
United States. Congress. House. Committee on Financial Services, author
Published
[Washington, D.C.] : [U.S. Government Publishing Office], [2022]
Online
https://purl.fdlp.gov/GPO/gpo183000
Location
Yale Internet Resource >> None
Format
Books / Online
19.
Taking stock of "China, Inc." : examining risks to investors and the U.S. posed by foreign issuers in U.S. markets : virtual hearing before the Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, first session, October 26, 2021
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets, author
Published
Washington : U.S. Government Publishing Office, 2022.
Online
https://purl.fdlp.gov/GPO/gpo174505
Location
Yale Internet Resource >> None
Format
Books / Online
20.
The valuation treadmill : how securities fraud threatens the integrity of public companies
Author
Park, James, 1975-
Published
Cambridge, United Kingdom ; New York, NY : Cambridge University Press, 2022.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
21.
Bond rating agencies : examining the "nationally recognized" statistical rating organizations : hybrid hearing before the Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, first session, July 21, 2021
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets, author
Published
Washington : U.S. Government Publishing Office, 2021.
Online
https://purl.fdlp.gov/GPO/gpo171734
Location
Yale Internet Resource >> None
Format
Books / Online
22.
Ethics in Finance Case Studies from a Woman's Life on Wall Street
Author
Tan Bhala, Kara
Published
Cham : Springer International Publishing : Imprint: Palgrave Macmillan, 2021.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
23.
The European Central Bank as a Sustainability Role Model Philosophical, Ethical and Economic Perspectives
Published
Cham : Springer International Publishing : Imprint: Springer, 2021.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
24.
Examining the role of municipal bond markets in advancing-and undermining- economic, racial, and social justice : virtual hearing before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, first session, April 28, 2021
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Oversight and Investigations, author
Published
Washington : U.S. Government Publishing Office, 2021.
Online
https://purl.fdlp.gov/GPO/gpo157939
Location
Yale Internet Resource >> None
Format
Books / Online
25.
Foreign Direct Investment in the Successor States of Yugoslavia A Comparative Economic Geography 25 Years Later
Published
Cham : Springer International Publishing : Imprint: Springer, 2021.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
26.
Game stopped? : who wins and loses when short sellers, social media, and retail investors collide : virtual hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, first session
Author
United States. Congress. House. Committee on Financial Services, author
Published
Washington : U.S. Government Publishing Office, 2021.
Online
https://purl.fdlp.gov/GPO/gpo158745
Location
Yale Internet Resource >> None
Format
Books / Online
27.
Global Family Office Investing Exploring the Practices of Single- and Multi-Family Offices
Author
Hagan, Chad
Published
Cham : Springer International Publishing : Imprint: Palgrave Macmillan, 2021.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
28.
Going public : SPACs, direct listings, public offerings, and the need for investor protections : virtual hearing before the Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, first session, May 24, 2021
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets, author
Published
Washington : U.S. Government Publishing Office, 2021.
Online
https://purl.fdlp.gov/GPO/gpo158466
Location
Yale Internet Resource >> None
Format
Books / Online
29.
Introduction to financial services : the Securities and Exchange Commission
Author
Shorter, Gary W.
Published
[Washington, D.C.] : Congressional Research Service, 2021-
Online
https://purl.fdlp.gov/GPO/gpo158378
Location
Yale Internet Resource >> None
Format
Online
30.
Market momentum : theory and practice
Author
Satchell, S. (Stephen)
Published
Chichester : Wiley, 2021.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
31.
Rethinking securities law
Author
Steinberg, Marc I.
Published
New York, NY : Oxford University Press, 2021.
Location
Yale Internet Resource
Format
Books / Online
32.
Robo-Advisory Investing in the Digital Age
Published
Cham : Springer International Publishing : Imprint: Palgrave Macmillan, 2021.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
33.
Securities regulation
Author
Palmiter, Alan R.
Published
Frederick, MD : Aspen Publishing, 2021.
Online
Aspen Learning Library: Study Aids
Location
Yale Internet Resource
Format
Books / Online
34.
Whither has the Money Gone Fund Flow and Mechanism Under a Grand Asset Management Framework
Author
Yin, Jianfeng
Published
Singapore : Springer Singapore : Imprint: Springer, 2021.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
35.
Advising the Ultra-Wealthy A Guide for Practitioners
Author
Curtis, Gregory
Published
Cham : Springer International Publishing : Imprint: Palgrave Macmillan, 2020.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
36.
Capital Wars The Rise of Global Liquidity
Author
Howell, Michael J.
Published
Cham : Springer International Publishing : Imprint: Palgrave Macmillan, 2020.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
37.
Conflicts of interest rule for asset-backed securities
Author
Shorter, Gary W.
Published
[Washington, D.C.] : Congressional Research Service, 2020-
Online
https://purl.fdlp.gov/GPO/gpo137705
Location
Yale Internet Resource >> None
Format
Online
38.
COVID-19 : commercial paper market strains and federal government support
Author
Miller, Rena S.
Published
[Washington, D.C.] : Congressional Research Service, 2020-
Online
https://purl.fdlp.gov/GPO/gpo155370
Location
Yale Internet Resource >> None
Format
Online
39.
COVID-19 liability : tort, workplace safety, and securities law
Author
Upton, Harold F. (Harold Frank)
Published
[Washington, D.C.] : Congressional Research Service, 2020-
Online
https://purl.fdlp.gov/GPO/gpo153678
Location
Yale Internet Resource >> None
Format
Online
40.
Credit rating agencies and their regulation
Author
Shorter, Gary W.
Published
[Washington, D.C.] : Congressional Research Service, 2020-
Online
https://purl.fdlp.gov/GPO/gpo131358
Location
Yale Internet Resource >> None
Format
Online
41.
Direct listings, an alternative to stock-based initial public offerings (IPOs)
Author
Shorter, Gary W.
Published
[Washington, D.C.] : Congressional Research Service, 2020-
Online
https://purl.fdlp.gov/GPO/gpo148406
Location
Yale Internet Resource >> None
Format
Online
42.
The Dodd-Frank Wall Street Reform and Consumer Protection Act
Author
Miller, Rena S.
Published
[Washington, D.C.] : Congressional Research Service, 2020-
Online
https://purl.fdlp.gov/GPO/gpo138045
Location
Yale Internet Resource >> None
Format
Online
43.
Emerging threats to stability : considering the systemic risk of leveraged lending : hearing before the Subcommittee on Consumer Protection and Financial Institutions of the Committee on Financial Services, U.S. House of Representatives, One Hundred Sixteenth Congress, first session, June 4, 2019
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Consumer Protection and Financial Institutions, author
Published
Washington : U.S. Government Publishing Office, 2020.
Online
https://purl.fdlp.gov/GPO/gpo133617
Location
Yale Internet Resource >> None
Format
Books / Online
44.
Enforcement 2020 : perspectives from government agencies
Published
New York, New York : Practising Law Institute, [2020]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
45.
Examining corporate priorities : the impact of stock buybacks on workers, communities, and investors : hearing before the Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Sixteenth Congress, first session, October 17, 2019
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets, author
Published
Washington : U.S. Government Publishing Office, 2020.
Online
https://purl.fdlp.gov/GPO/gpo155293
Location
Yale Internet Resource >> None
Format
Books / Online
46.
Federal securities laws : an overview
Author
Linebaugh, Chris D.
Published
[Washington, D.C.] : Congressional Research Service, 2020-
Online
https://purl.fdlp.gov/GPO/gpo140907
Location
Yale Internet Resource >> None
Format
Online
47.
Financial Risk Management for Cryptocurrencies
Author
Van der Auwera, Eline
Published
Cham : Springer International Publishing : Imprint: Springer, 2020.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
48.
Fundamentals of broker-dealer regulation 2020
Published
New York, New York : Practising Law Institute, [2020]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
49.
Fundamentals of investment adviser regulation 2020
Published
New York, New York : Practising Law Institute, [2020]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
50.
Global capital markets & the U.S. securities laws 2020
Published
New York, New York : Practising Law Institute, [2020]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online