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1.
Financial market regulatory reform hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, first and second sessions
Author
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Published
Washington : U.S. G.P.O., 1989.
Online
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2.
Institutional investor study report of the Securities and Exchange Commission. Volume 4. March 10, 1971. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed
Author
United States. Congress. House
Published
Washington, DC, 1971
Online
Online text
Location
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3.
Institutional investor study report of the Securities and Exchange Commission. Supplementary volume II... March 10, 1971. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed
Author
United States. Congress. House
Published
Washington, DC, 1971
Online
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Location
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4.
Pecora Hearings, the Class-Steagall Act, and the Securities and Exchange Commission A Selected Bibliography
Author
Library of Congress. Congressional Research Service
Published
[S.l] : [s.n.], 1987.
Online
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5.
Planned economy for Wall Street. An article by Charles H. Meyer of the New York Bar, reprinted from the American Scholar, Summer 1935, published quarterly by Phi Beta Kappa. Presented by Mr. Fletcher. May 13 (calendar day, June 25), 1935. -- Ordered to be printed
Author
United States. Congress. Senate
Published
Washington, DC, 1935
Online
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6.
Securities industry study. Report of the Subcommittee on Securities, Committee on Banking, Housing and Urban Affairs, United States Senate. April 6, 1973. -- Ordered to be printed
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. (1970- )
Published
Washington, DC, 1973
Online
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Location
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7.
Securities regulation SEC's oversight of privately placed transactions among large investors : report to congressional requesters
Author
United States. General Accounting Office
Published
Washington, D.C. : The Office ; Gaithersburg, MD (P.O. Box 6015, Gaithersburg 20884-6015) : The Office [distributor, 1993]
Online
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8.
Multiple option listing hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, first session, October 5, 1989
Author
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Published
Washington : U.S. G.P.O., 1990.
Online
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9.
Institutional investor study report of the Securities and Exchange Commission. Volume 5... March 10, 1971. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed
Author
United States. Congress. House
Published
Washington, DC, 1971
Online
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10.
Updated : the latest on the SEC's consideration of the proposed acquisition of Chicago Stock Exchange
Author
Sykes, Jay B.
Published
[Washington, D.C.] : Congressional Research Service, 2018-
Online
https://purl.fdlp.gov/GPO/gpo133641
Location
Yale Internet Resource >> None
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Online
11.
Improvements needed in the Securities and Exchange Commission's efforts to establish a national securities market report to the Congress
Author
United States. General Accounting Office
Published
[Washington] : General Accounting Office, 1979.
Online
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12.
Institutional investor study report of the Securities and Exchange Commission. Supplementary volume I. Consisting of a report of the National Bureau of Economic Research on institutional investors and corporate stock -- a background study. March 10, 1971. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed
Author
United States. Congress. House
Published
Washington, DC, 1971
Online
Online text
Location
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13.
Report of special study of securities markets of the Securities and Exchange Commission Part 2 [and Part 3]... July 17, 1963. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed with illustrations
Author
United States. Congress. House
Published
Washington, DC, 1963
Online
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Location
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14.
Report of special study of securities markets of the Securities and Exchange Commission part 1... April 3, 1963. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed with illustrations
Author
United States. Congress. House
Published
Washington, DC, 1963
Online
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Location
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15.
Institutional investor study report of the Securities and Exchange Commission. Summary volume... March 10, 1971. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed with illustrations
Author
United States. Congress. House
Published
Washington, DC, 1971
Online
Online text
Location
Yale Internet Resource >> None
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16.
Investor Protection. Part 1 hearings before the United States House Committee on Interstate and Foreign Commerce, Subcommittee on Commerce and Finance, Eighty-Eighth Congress, first session, on Apr. 3, Nov. 19-21, 1963
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Published
Washington : U.S. G.P.O., 1963.
Online
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17.
Institutional investor study report of the Securities and Exchange Commission. Volume 1... March 10, 1971. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed
Author
United States. Congress. House
Published
Washington, DC, 1971
Online
Online text
Location
Yale Internet Resource >> None
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18.
SEC authority over third market trading hearing, Ninety-third Congress, second session, on S. 3126 .
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Published
Washington : U.S. Govt. Print. Off., 1974.
Online
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19.
Trading in Unlisted Securities upon Exchanges. <Part 1> hearings before the United States Senate Committee on Banking and Currency, Seventy-Fourth Congress, second session, on Feb. 11, 1936
Author
United States. Congress. Senate. Committee on Banking and Currency
Published
Washington : U.S. G.P.O., 1936.
Online
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20.
Trading in Unlisted Securities upon Exchanges. Part 2 hearings before the United States Senate Committee on Banking and Currency, Seventy-Fourth Congress, second session, on Feb. 25, 26, 1936
Author
United States. Congress. Senate. Committee on Banking and Currency
Published
Washington : U.S. G.P.O., 1936.
Online
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21.
Trading in Unlisted Securities upon Exchanges. Part 3 hearings before the United States Senate Committee on Banking and Currency, Seventy-Fourth Congress, second session, on Mar. 12, 1936
Author
United States. Congress. Senate. Committee on Banking and Currency
Published
Washington : U.S. G.P.O., 1936.
Online
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22.
Amendments to the Securities Exchange Act of 1934. August 26, 1960. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. (1892- 1981)
Published
Washington, DC, 1960
Online
Online text
Location
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23.
Study of unsafe and unsound practices of brokers and dealers. Report and recommendations of the Securities and Exchange Commission (pursuant to section 11 (h) of the Securities Investor Protection Act of 1970). December, 1971. Printed for the use of the Committee on Interstate and Foreign Commerce
Author
United States. Congress. House
Published
Washington, DC, 1972
Online
Online text
Location
Yale Internet Resource >> None
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Books / Online
24.
SEC oversight current state and agenda : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, July 14, 2009
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O., 2009.
Online
http://purl.access.gpo.gov/GPO/LPS120503
Location
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25.
National market system five year status report : report together with separate views
Published
Washington : U.S. G.P.O., 1980.
Online
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