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101.
The registry system. Municipal bonds under state guardianship[.] Safety and profit combined. Kansas registered coupon bonds. The Legislature of the state of Kansas, March 2d, 1872, passed a law for the registration of county, township, and city bonds with the state auditor ..
Author
A.W. Beasley & Co
Published
[New York : s.n., 1874 or 1875]
Online
Online database
Location
Yale Internet Resource >> None
Format
Books / Online
102.
Chasing stars the myth of talent and the portability of performance
Author
Groysberg, Boris
Published
Princeton, N.J. : Princeton University Press, c2010. (Baltimore, Md. : Project MUSE, 2015)
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
103.
Fiduciary investment advice 2019
Published
New York, New York : Practising Law Institute, [2019]
©2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
104.
Global asset management 2020
Published
New York, New York : Practising Law Institute, [2020]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
105.
AR Absolute return + Alpha
Published
New York, NY : Euromoney Institutional Investor
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
106.
Private fund regulatory developments and compliance challenges 2019
Published
New York, New York : Practising Law Institute, 2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
107.
Private fund regulatory developments and compliance challenges 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
108.
Private fund regulatory developments and compliance challenges 2017
Published
New York, New York : Practising Law Institute, [2017]
©2017.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
109.
Mutual fund litigation and insurance practice guide
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
110.
Investment management 2023 : current issues & trends
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
111.
Hedge fund and private equity enforcement & regulatory developments 2019
Published
New York, New York : Practising Law Institute, [2019]
©2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
112.
Investment management institute 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
113.
Le montage frauduleux de la pyramide de Ponzi : Les dessous de la célèbre escroquerie
Author
de Saeger, Ariane
Published
: Primento Digital, 2015.
©2015.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
114.
Biggs on finance, economics, and the stock market : Barton's market chronicles from the Morgan Stanley years
Author
Biggs, Barton, 1932-2012
Published
Hoboken : Wiley, 2014.
©2014
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
115.
Investment management institute 2012
Published
New York, N.Y. : Practising Law Institute, [2012]
©2012.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
116.
Investment management institute 2011
Published
New York, N.Y. : Practising Law Institute, [2011]
©2011.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
117.
Investment management institute 2010
Published
New York, N.Y. : Practising Law Institute, [2010]
©2010.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
118.
Investment management institute 2009
Published
New York, N.Y. : Practising Law Institute, [2009]
©2009.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
119.
Investment Company Amendments Act of 1969 hearings before the United States Senate Committee on Banking and Currency, Ninety-First Congress, first session, on Apr. 15, 17, 18, 1969
Author
United States. Congress. Senate. Committee on Banking and Currency
Published
Washington : U.S. G.P.O., 1969.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
120.
Advising seniors about their money who is qualified, and who is not : hearing before the Special Committee on Aging, United States Senate, One Hundred Tenth Congress, first session, Washington, DC, September 5, 2007
Author
United States. Congress. Senate. Special Committee on Aging
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2008.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
121.
Fundamentals of investment adviser regulation 2020
Published
New York, New York : Practising Law Institute, [2020]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
122.
Dually registered broker-dealers and advisers : regulatory, compliance and enforcement 2019
Published
New York, New York : Practising Law Institute, 2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
123.
Fundamentals of investment adviser regulation 2019
Published
New York, New York : Practising Law Institute, [2019]
©2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
124.
Fundamentals of investment adviser regulation 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
125.
Fundamentals of investment adviser regulation 2017
Published
New York, New York : Practising Law Institute, [2017]
©2017.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
126.
Investment management: key practices could provide more options for federal entities and opportunities for minority- and women-owned asset managers : report to congressional requesters
Author
United States. Government Accountability Office, author
Published
Washington, DC : United States Government Accountability Office, 2017.
Online
https://purl.fdlp.gov/GPO/gpo186589
Location
Yale Internet Resource >> None
Format
Books / Online
127.
Fundamentals of investment adviser regulation 2016
Published
New York, N.Y. : Practising Law Institute, 2016.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
128.
Fundamentals of investment adviser regulation 2015
Published
New York, N.Y. : Practising Law Institute, 2015.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
129.
Fundamentals of investment adviser regulation 2014
Published
New York, N.Y. : Practising Law Institute, 2014.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
130.
Fundamentals of investment adviser regulation 2013
Published
New York, N.Y. : Practising Law Institute, 2013.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
131.
Technology tools for today's high-margin practice how client-centered financial advisors can cut paperwork, overhead, and wasted hours
Author
Drucker, David J., 1948-
Published
Hoboken, N.J. : John Wiley & Sons, c2013.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
132.
Fundamentals of investment adviser regulation 2012
Published
New York, N.Y. : Practising Law Institute, [2012]
©2012.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
133.
Fundamentals of investment adviser regulation 2011
Published
New York, N.Y. : Practising Law Institute, [2011]
©2011.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
134.
Fundamentals of investment adviser regulation 2010
Published
New York, N.Y. : Practising Law Institute, 2010.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
135.
Fundamentals of investment adviser regulation 2009
Published
New York, N.Y. : Practising Law Institute, [2009]
©2009.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
136.
The seminar pitch a real curve ball
Published
[Washington, D.C.] : Federal Trade Commission, Bureau of Consumer Protection, Office of Consumer and Business Education, [1998]
Online
http://purl.access.gpo.gov/GPO/LPS23859
Location
Yale Internet Resource >> None
Format
Books / Online
137.
Super review
Published
Chatswood, N.S.W. : Reed Business Publishing, 1994-
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
138.
Financial services conflicts of interest & fiduciary duties 2017 : navigating the emerging regulatory maze
Published
New York, New York : Practising Law Institute, [2017]
©2017.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
139.
Senior designations for financial advisers : reducing consumer confusion and risks
Published
[Washington, D.C.] : Consumer Financial Protection Bureau, [2013]
Online
http://purl.fdlp.gov/GPO/gpo63855
Location
Yale Internet Resource >> None
Format
Books / Online
140.
Investment adviser industry reform hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session, on H.R. 578 ... March 4, 1993
Author
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Published
Washington : U.S. G.P.O., 1993.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
141.
Pepper International CEO on markets, strategy
Published
[New York, New York] : Bloomberg, 2022.
Online
Streaming video
Location
Yale Internet Resource >> None
Format
Images / Online / Video & Film
142.
The Family Office : A Comprehensive Guide for Advisers, Practitioners, and Students
Author
Woodson, William I.
Published
New York, NY : Columbia University Press, [2021]
©2021
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
143.
Municipal securities activity by broker-dealers and advisors 2013
Published
New York, N.Y. : Practising Law Institute, 2013.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
144.
Wall Street research past, present, and future
Author
Groysberg, Boris
Published
Stanford, Calif. : Stanford Economics and Finance, 2013.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
145.
The Bernard Madoff investment scam
Author
Kirchner, Bonnie S., 1967-
Published
Upper Saddle River, N.J. : FTPress Delivers, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
146.
The roles of various financial institutions
Author
Kirchner, Bonnie S., 1967-
Published
Upper Saddle River, N.J. : FTPress Delivers, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
147.
Corporate adviser
Published
London : Centaur Holdings, 2006-
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
148.
Investment advisers current level of oversight puts investors at risk : report to Congressional requesters
Published
Washington, D.C. : The Office, [1990]
Online
Search for full text online
Location
Yale Internet Resource >> None
Format
Books / Online
149.
Investment advisers, financial planners, and customer protection hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, second session, June 11, 1986
Author
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
Published
Washington : U.S. G.P.O., 1987.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
150.
Handbook of investment administration
Author
Rothwell, Kevin
Published
Chichester, England ; Hoboken, NJ : John Wiley & Sons, ©2007.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online