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Subject: "Investment advisors"
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1.
Vergütungssysteme und Interessenkonflikte in der Anlageberatung : eine Studie zum europäischen, deutschen und englischen Recht
Author
Schelling, Holger
Published
Berlin : Duncker & Humblot, [2013]
Location
Law Library >> KJC224 .S34 2013
Format
Books
2.
European brokers survey
Published
[London?] : Global Investor, and Euromoney,
Location
Library Shelving Facility (LSF) >> HG5424.3 E97 (LC)+ Oversize
MARX Library >> HG5424.3 E97 (LC)+ Oversize
Format
Journals & Newspapers
3.
The law of financial advice, investment management, and trading
Author
Setten, L. D. van (Lodewijk D.), 1967-
Published
Oxford, United Kingdom ; New York, NY : Oxford University Press, 2019.
©2019.
Location
Law Library >> KJE2188 .S47 2019
Format
Books
4.
The alternative investment fund managers directive
Published
Alphen aan den Rijn : Kluwer Law International, [2015]
Frederick, MD : Sold and distributed in North, Central, and South America by Aspen Publishers.
©2015.
Location
Law Library >> KJE2250 .A95X 2015
Format
Books
5.
A practitioner's guide to MiFID
Published
Old Woking, Surrey, U.K. : City & Financial Pub., c2007.
Location
Law Library >> KJE2245 .P73X 2007
Format
Books
6.
A practitioner's guide to MiFID II
Published
London : Sweet & Maxwell/Thomas Reuters, 2018.
©2018.
Location
Law Library >> KJE2245 .P73 2018
Format
Books