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Subject: "Investment advisors"
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Online Results (208)
1.
"Senior" specialists and advisors what you should know about professional designations
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, [2009]
Online
http://purl.access.gpo.gov/GPO/LPS112550
Location
Yale Internet Resource >> None
Format
Books / Online
2.
Wall Street people : true stories of today's masters and moguls
Author
Ellis, Charles D.
Published
New York : J. Wiley, c2001.
Location
MARX Library >> HG4928.5 E42X 2001 (LC)
Format
Books
3.
Small account investment management services: recommendations for clearer policies and guidelines; report
Author
United States. Advisory Committee on Investment Management Services for Individual Investors
Published
Washington [1973]
Location
Library Shelving Facility (LSF) >> SE 1.2:M 31
Format
Books
4.
Small account investment management services: recommendations for clearer policies and guidelines; report
Author
United States. Advisory Committee on Investment Management Services for Individual Investors
Published
Washington, [1973]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
5.
The Money managers
Author
Kaplan, Gilbert Edmund
Published
[New York, Dell Pub. Co., 1970, c1969]
Location
Library Shelving Facility (LSF) >> HG4930 K36 1970 (LC)
Format
Books
6.
The Money managers
Author
Kaplan, Gilbert E.
Published
New York, Random House [1969]
Location
Library Shelving Facility (LSF) >> HG4930 K36 (LC)
Format
Books
7.
Investment adviser directory
Published
Washington, D.C. : Securities and Exchange Commission.
Online
1978 Dec
yr.1983
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
8.
Annual registration updating material for investment advisers
Published
Washington, D.C. : U.S. Securities and Exchange Commission, [2000]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
9.
Investment adviser directory
Published
[Washington] Securities and Exchange Commission.
Location
LSF-Use in SML, Manuscripts and Archives only (Non-Circ) >> HG4907 I45 (LC)
Library Shelving Facility (LSF) >> SE 1.2:In 8/17/
Format
Journals & Newspapers
10.
Salt of the earth
Author
Sidgwick, Alfred, Mrs., 1854-1934
Published
New York, Grosset & Dunlap, Publishers [1918?]
Online
Online book
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
11.
Investor capitalism : how money managers are changing the face of corporate America
Author
Useem, Michael
Published
New York : Basic Books, c1996.
Location
MARX Library >> HG4910 .U83X 1996 (LC)
Format
Books
12.
Investor capitalism : how money managers are changing the face of corporate America
Author
Useem, Michael
Published
New York : Basic Books, c1996.
Online
Online book (login required)
Location
Internet Archive >> None
Format
Books
13.
How to select investment managers and evaluate performance a guide for pension funds, endowments, foundations, and trusts
Author
Haight, G. Timothy
Published
Hoboken, N.J. : Wiley, c2007.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
14.
You will make money in your sleep : the story of Dana Giacchetto, financial adviser to the stars
Author
White, Emily, 1966-
Published
New York : Scribner, c2007.
Online
Publisher description
Location
Library Shelving Facility (LSF) >> HG4928.5 .W46X 2007 (LC)
Format
Books
15.
You will make money in your sleep : the story of Dana Giacchetto, financial adviser to the stars
Author
White, Emily, 1966-
Published
New York : Scribner, c2007.
Online
Online book (login required)
Location
Internet Archive >> None
Format
Books
16.
Investment advisers : current level of oversight puts investors at risk : report to Congressional requesters
Published
Washington, D.C. : The Office, [1990]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
17.
Annual registration updating material for investment advisers
Published
Washington, D.C. : U.S. Securities and Exchange Commission, [2000]
Location
Library Shelving Facility (LSF) >> SE 1.2:R 26/2000
Format
Books
18.
The money monarchs : the secrets of 10 of America's best investment managers
Author
Donnelly, Douglas J.
Published
Burr Ridge, Ill. : Business One Irwin, 1994.
Location
Library Shelving Facility (LSF) >> HG4928.5 D66X 1994 (LC)
Format
Books
19.
The money monarchs : the secrets of 10 of America's best investment managers
Author
Donnelly, Douglas J.
Published
Burr Ridge, Ill. : Business One Irwin, 1994.
Online
Online book (login required)
Location
Internet Archive >> None
Format
Books
20.
Annual registration updating material for investment advisers
Published
Washington, D.C. : U.S. Securities and Exchange Commission, [1990]
Location
Library Shelving Facility (LSF) >> SE 1.2:R 26
Format
Books
21.
Annual registration updating material for investment advisers
Published
Washington, D.C. : U.S. Securities and Exchange Commission, [1990]
Online
Online book
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
22.
Prudent investment practices : a handbook for investment fiduciaries, persons who have the legal responsibliity for managing someone else's money ..
Published
Pittsburgh, PA : Center for Fiduciary Studies, c2004.
Location
Law Library >> KF1072 .P78 2004
Format
Books
23.
Fiduciary investment advice 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
24.
H.R. 4624, the Investment Adviser Oversight Act of 2012 : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, second session, June 6, 2012
Author
United States. Congress. House. Committee on Financial Services author
Published
Washington : U.S. Government Printing Office, 2013.
Online
http://purl.fdlp.gov/GPO/gpo34865
Location
Yale Internet Resource >> None
Format
Books / Online
25.
Audit of Public Transportation Benefit Program
Author
United States. Securities and Exchange Commission. Office of Audits
Published
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, [2009]
Online
http://purl.fdlp.gov/GPO/gpo586
Location
Yale Internet Resource >> None
Format
Books / Online