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Online Results (48)
1.
Regulation and governance of mutual funds : United Kingdom and United States of America perspectives on investor protection
Author
Khair Alshaleel, Mohammed
Published
Abingdon, Oxon ; New York, NY : Routledge, Taylor & Francis Group, 2023.
©2023.
Location
Law Library >> KD1787 .K43X 2023
Format
Books
2.
Comparative securities law : perspectives from Kuwait, the UK and US
Author
Alshebli, Abdullah
Published
Abingdon, Oxon ; New York, NY : Routledge, Taylor & Francis Group, 2022.
©2022.
Location
Law Library >> K1114 .A94X 2022
Format
Books
3.
The little book of market manipulation : an essential guide to the law
Author
Durston, Gregory
Published
Hook, Hampshire : Waterside Press, 2020.
Location
Law Library >> KD1774 .D87 2020
Format
Books
4.
Reforming corporate retail investor protection : regulating to avert mis-selling
Author
Bugeja, Diane
Published
Oxford ; New York : Hart, 2019.
©2019.
Location
Law Library >> KD1774 .B84X 2019
Format
Books
5.
Directors' duties and shareholder litigation in the wake of the financial crisis
Published
Cheltenham, UK ; Northamption, Mass. : Edward Elgar Publishing Limited, c2013.
Location
Law Library >> KD2089 .D57 2013
Format
Books
6.
Title and title conflicts in respect of intermediated securities under English law
Author
Liang, Wenwen
Published
Newcastle upon Tyne, UK : Cambridge Scholars Publishing, 2013.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
7.
Intermediated securities : legal problems and practical issues
Published
Oxford ; Portland, Or. : Hart Pub., 2010.
Location
Law Library >> KD1774.A75 I58 2010
Format
Books
8.
Market abuse regulation
Author
Swan, Edward J.
Published
Oxford ; New York : Oxford University Press, 2010.
Location
Law Library >> KD1774 .S928X 2010
Format
Books
9.
Corporate borrowing : law and practice
Author
Fuller, Geoffrey
Published
Bristol [England] : Jordans, c2009.
Location
Law Library >> KD2094 .F85 2009
Format
Books
10.
Capital markets law and compliance : the implications of MiFID
Author
Nelson, Paul
Published
Cambridge, UK ; New York : Cambridge University Press, 2008.
Location
Law Library >> KD1715 .N45X 2008
Format
Books
11.
Capital markets law and compliance the implications of MiFID
Author
Nelson, Paul
Published
Cambridge, UK ; New York : Cambridge University Press, 2008.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
12.
Capital markets law and compliance the implications of MiFID
Author
Nelson, Paul
Published
Cambridge, UK ; New York : Cambridge University Press, 2008.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
13.
The Economist Historical Archive
Published
[Place of publication not identified] : Gale Group, 2008-
Online
Online database
Location
Yale Internet Resource >> None
Format
Databases / Online
14.
Securities law
Author
Hudson, Alastair
Published
London : Sweet & Maxwell, 2008.
Location
Law Library >> KD1774 .H834 2008
Format
Books
15.
Corporate borrowing : law and practice
Author
Fuller, Geoffrey
Published
Bristol, [England] : Jordans, c2006.
Location
Law Library >> KD2094 .F85 2006
Format
Books
16.
Transparency and fragmentation : financial market regulation in a dynamic environment
Author
Board, John (John L. G.)
Published
Houndmills, Basingstoke, Hampshire ; New York : Palgrave Macmillan, 2002.
Location
Library Shelving Facility (LSF) >> HG4963 B6X 2002 (LC)
Format
Books
17.
L'Harmonisation du droit des offres publiques et la protection de l'investisseur : étude comparée des règles en vigueur en France, au Royaume-Uni et aux États-Unis d'Amérique
Author
Lekkas, Georges
Published
Paris : L.G.D.J., c2001.
Location
Law Library >> K1331 .L44 2001
Format
Books
18.
Anglo-American securities regulation
Author
Banner, Stuart, 1963-
Published
Cambridge ; New York : Cambridge University Press, 1998.
Location
Law Library >> K1114 .B36 1998
Format
Books
19.
Anglo-American securities regulation : cultural and political roots, 1690-1860 / Stuart Alan Banner
Author
Banner, Stuart, 1963-
Published
Cambridge ; New York : Cambridge University Press, 1998.
Location
SML, Stacks, LC Classification >> K1114 B36X 1998 (LC)
Format
Books
20.
The Waterlow stock exchange yearbook
Published
Exeter [England] : Waterlow Specialist Information Pub., c1998-
Location
MARX LIBRARY, Reference >> HG5431 S82 (LC)
Library Shelving Facility (LSF) >> HG5431 S82 (LC)
Format
Journals & Newspapers
21.
The Stockton stock exchange yearbook
Published
New York, NY : Stockton Press, c1995-
Location
MARX Library, Reference >> HG5431 S82 (LC)
Library Shelving Facility (LSF) >> HG5431 S82 (LC)
Format
Journals & Newspapers
22.
Insider trading
Author
Ashe, Michael
Published
Croydon : Tolley, c1993.
Location
Law Library >> KD1777.I58 A83 1993
Format
Books
23.
Regulation of securities and futures dealing
Author
White, John R. C.
Published
London : Sweet and Maxwell, 1992.
Location
Law Library >> KD1774 .W45 1992
Format
Books
24.
Stock exchange official yearbook
Published
London : London Stock Exchange, 1992-
Location
Library Shelving Facility (LSF) >> HG5431 S82 (LC)
Format
Journals & Newspapers
25.
International securities regulation : London's "big bang" and the European securities markets
Author
Poser, Norman S., 1928-
Published
Boston : Little, Brown, c1991.
Location
Law Library >> K1114 .P67 1991
Format
Books
26.
Die Prospekthaftung im Englischen und Deutschen Recht
Author
Roller, Horst
Published
Berlin : Dunker & Humblot, 1991.
Location
Library Shelving Facility (LSF) >> KJC2247 .R65 1991
Format
Books
27.
The new U.K. securities legislation and the E.C. 1992 program
Author
Dalhuisen, J. H. (Jan Hendrik)
Published
Amsterdam ; New York : North-Holland, 1989.
Location
Law Library >> KD1774 .D35 1989
Format
Books
28.
Warranties and indemnities on share sales
Author
Sinclair, Neil
Published
London : Longman, 1989.
Location
Law Library >> KD2096
Format
Books
29.
The International Stock Exchange official yearbook
Published
London : Macmillan (Journals Division), under license from the International Stock Exchange ; Basingstoke, Hampshire, England : Distributed by Globe Book Services, 1988-1991.
Location
Library Shelving Facility (LSF) >> HG5431 S82 (LC)
Format
Journals & Newspapers
30.
Life after big bang : proceedings of an international seminar (Life after big bang) organised by the International Bar Association Section on Business Law and held in London, 14 September 1987
Published
London ; Boston : Graham & Trotman ; London : International Bar Association, 1987.
Location
Law Library >> KD1774.A75 L54 1987
Format
Books
31.
The investor and the law
Author
Pennington, Robert R.
Published
London : MacGibbon & Kee, 1968.
Location
Law Library >> KD1774 .P45 1968
Format
Books
32.
The gilt-edged market: a study of the background factors
Author
Chalmers, Eric Brownlie
Published
London, W. P. Griffith & Sons, 1967.
Location
Library Shelving Facility (LSF) >> Ngm95 G5 966Cb
Format
Books
33.
Securities for bankers' advances
Author
Holden, James Milmes
Published
London : Pitman, 1957.
Location
Law Library >> KD1755 .H65 1957
Format
Books
34.
Exchange and borrowing control
Author
Howard, F. C. (Francis Cecil)
Published
London : Butterworth, 1948.
Location
Law Library >> KD5126.A29 G74
Format
Books
35.
The Defence (finance) regulations, 1939 (made under the Emergency powers (defence) acts, 1939 and 1940, printed as amended up to the 3rd June, 1941) together with a classified list of orders made under the Defence (finance) regulations, 1939, and in force on the 3rd June, 1941
Author
Great Britain
Published
London, H.M. Stationery Off., 1941.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
36.
Scientific investment; a manual for company share and debenture holders
Author
Parkinson, Hargreaves, 1896-
Published
London, Sir I. Pitman & sons, ltd. 1938.
Location
Library Shelving Facility (LSF) >> NgL32 932pc
Format
Books
37.
Capital underwriting ; an account of the principles and practice of underwriting capital issues, together with a critical analysis of the main underwriting and sub-underwriting agreements
Author
Finnie, David
Published
London : Sir I. Pitman & Sons, Ltd., 1934.
Location
Library Shelving Facility (LSF) >> SSC F497
Format
Books
38.
Investment in stocks and shares; a complete guide to the methods of investment in stock exchange securities
Author
Kissan, Edgar Duguid, 1881-1932
Published
London, Sir I. Pitman & sons, ltd., 1933.
Location
Library Shelving Facility (LSF) >> NgL32 933k
Format
Books
39.
Shareholders' money; an analysis of certain defects in company legislation with proposals for their reform
Author
Samuel, Horace Barnett, 1883-
Published
London, Sir I. Pitman & sons, ltd., 1933.
Location
Library Shelving Facility (LSF) >> Ngk28 G5 933s
Format
Books
40.
The transfer of stocks, shares and other marketable securities ; a manual of the law and practice
Author
Head, F. D. (Frederick Dewar)
Published
London : Pitman, 1930.
Location
Library Shelving Facility (LSF) >> T H3404t 1930
Format
Books
41.
War's effect on British securities
Author
Jas. H. Oliphant & Co
Published
New York, Chicago, J.H. Oliphant & Co. [c1917]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
42.
The transfer of stocks, shares, and other marketable securities a manual of the law and practice
Author
Head, F. D. (Frederick Dewar)
Published
London : Sir I. Pitman & Sons, [1912]
Location
Library Shelving Facility (LSF) >> fiches 13,131-13,133.
Format
Books / Microforms
43.
The transfer of stocks, shares, and other marketable securities a manual of the law and practice
Author
Head, F. D. (Frederick Dewar)
Published
London : Sir I. Pitman & Sons, [1912]
Online
Full text online
Location
Yale Internet Resource >> None
Format
Books / Online
44.
Prospectuses of public companies, etc
Published
London : The Times, 1911-
Online
no. 45
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
45.
The fall in consols and other investments since 1897. An investigation into the causes which brought about the rise in investment capital values from 1875 to 1897 and the fall since. A book for bankers, financiers, stockbrokers, trustees and investors generally
Author
Gibson, Alfred Herbert
Published
London, Simpkin, Marshall & co.; [etc., etc., 1908]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
46.
Trust investments : an annotated and classified list of securities authorised for the investment of trust funds under section I of the Trustee Act, 1893, and the Colonial Stock Act, 1900
Author
Ellissen, Herbert
Published
London : William Clowes and Sons, 1904.
Online
Online book
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
47.
Securities over moveables : four lectures delivered at the request of the Society of Accountants in Edinburgh, the Institute of Accountants and Actuaries in Glasgow, and the Institute of Bankers in Scotland, in 1902-3
Author
Shaw, William
Published
Edinburgh : W. Blackwood & Sons, 1903.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
48.
Handbook for investors
Published
London : F.C. Mathieson, [1900]-
Location
SML, Stacks, LC Classification >> HG5431 H35 (LC)
Format
Journals & Newspapers
49.
The Investors review
Published
London, Morecross [etc.] 1892-1979.
Online
n. s., v. 1 (Jan.-July 1, 1898)
n. s., v. 2 (July 8-Dec. 30, 1898)
v. 10 (July-Dec. 1897)
v. 8-9 (July 1896-June 1897)
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
50.
The Investors review
Published
London, Morecross [etc.] 1892-1979.
Online
Online journal
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online