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Online Results (10)
1.
Managing your brokerage account
Author
Spaid, William Winfield, 1880-
Published
New York, G.P. Putnam's, 1923.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
2.
The classification and financial experience of the customers of a typical New York stock exchange firm from 1933 to 1938
Author
Wendt, Paul Francis, 1908-
Published
Maryville, Tenn., 1941.
Location
Library Shelving Facility (LSF) >> NgL50 941w
Format
Books / Dissertations & Theses
3.
Federal securities exchange act of 1934. April 17 (calendar day, April 20), 1934. -- Ordered to be printed
Author
United States. Congress. Senate. Committee on Banking and Currency. (1913-1970)
Published
Washington, DC, 1934
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
4.
Stock exchange practices. Report of the Committee on Banking and Currency, pursuant to S.Res. 84 (72d Congress), a resolution to investigate practices of stock exchanges with respect to the buying and selling... of listed securities and S.Res. 56 and S.Res. 97 (73d Congress), resolutions to investigate the matter of banking operations and practices... June 6 (calendar day, June 16), 1934. -- Ordered to be printed
Author
United States. Congress. Senate. Committee on Banking and Currency. (1913-1970)
Published
Washington, DC, 1934
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
5.
Investment trusts and investment companies. Letter from the Chairman of the Securities and Exchange Commission, transmitting, pursuant to law, a report on the statistical survey of investment trusts and investment companies. January 3, 1939. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed with illustrations
Author
United States. Congress. House
Published
Washington, DC, 1939
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
6.
Regulation of securities trading by members of national securities exchanges and the sale of investment advisers of registered investment companies. Report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 470 together with additional views. May 31, 1973. -- Ordered to be printed
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. (1970- )
Published
Washington, DC, 1973
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
7.
FINRA organizational materials
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
8.
Report of the Securities and Exchange Commission on the public policy implications of investment company growth. Report of the Committee on Interstate and Foreign Commerce pursuant to section 136 of the Legislative Reorganization Act of 1946... and House Resolution 35... December 2, 1966. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. (1892- 1981)
Published
Washington, DC, 1966
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
9.
Annual report. 40th annual report of the Securities and Exchange Commission for the fiscal year ended June 30th
Author
United States. Congress. House
Published
Washington, DC, 1975
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
10.
SEC, 1973. 39th annual report of the Securities and Exchange Commission for the fiscal year ended June 30th
Author
United States. Congress. House
Published
Washington, DC, 1974
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
11.
37th annual report, 1971, for the fiscal year ended June 30th. Securities and Exchange Commission
Author
United States. Congress. House
Published
Washington, DC, 1972
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online