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Current results range from 1874 to 2024

1.
First lie wins
Author
Elston, Ashley
Published
New York : Pamela Dorman Books/Viking, 2024.
©2024
Location
SML, Stacks, LC Classification >> PS3605.L78 F57 2024 (LC)
Format
Books
2.
Fintech and regtech in the financial services industry : current issues for investment advisers and broker-dealers 2023
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
3.
Investment management 2023 : current issues & trends
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
4.
The spectacle of expertise : why financial analysts perform in the media
Author
Preda, Alex, 1960-
Published
New York : Columbia University Press, 2023.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
5.
Conquering learning disabilities at any age : how an ADHD/LD kid graduated from Yale and Cambridge, and became a Marine officer, military historian, financial advisor and caring father
Author
Rigg, Bryan Mark, 1971-
Published
Dallas, TX : Fidelis Historia, LLC, [2022]
Ã2022
Location
Request for delivery to any Yale Library >> RJ506.H9 R55 2022 (LC)
Format
Books
6.
The dealmaker : lessons from a life in private equity
Author
Hands, Guy
Published
[London] UK : Penguin Books, 2022.
©2021
Location
MARX Library >> HG4751 .H363 2022 (LC)
Format
Books
7.
Hedged out inequality and insecurity on Wall Street
Author
Neely, Megan Tobias
Published
Oakland, California : University of California Press, [2022]
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
8.
Hedged out : inequality and insecurity on Wall Street
Author
Neely, Megan Tobias
Published
Oakland, California : University of California Press, [2022]
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
9.
Invested : how three centuries of stock market advice reshaped our money, markets, and minds
Author
Crosthwaite, Paul, 1980-
Published
Chicago : University of Chicago Press, [2022]
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
10.
The 6:20 man
Author
Baldacci, David
Published
New York : Grand Central Publishing, 2022.
©2022
Location
SML, Stacks, LC Classification >> PS3552.A446 A614 2022 (LC)
Format
Books
11.
Pepper International CEO on markets, strategy
Published
[New York, New York] : Bloomberg, 2022.
Online
Streaming video
Location
Yale Internet Resource >> None
Format
Images / Online / Video & Film
12.
Robinhood Chief Product Officer Aparna Chennapragada
Published
[New York, New York] : Bloomberg, 2022.
Online
Streaming video
Location
Yale Internet Resource >> None
Format
Images / Online / Video & Film
13.
Arif Naqvi's Abraaj Group & the geopolitics of Karachi electric
Author
Brivati, Brian
Published
Lahore : Vanguard Books, 2021.
Location
SML, Stacks, LC Classification >> HG5435.5 .B75 2021 (LC)
Format
Books
14.
The Family Office : A Comprehensive Guide for Advisers, Practitioners, and Students
Author
Woodson, William I.
Published
New York, NY : Columbia University Press, [2021]
©2021
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
15.
The key man : the true story of how the global elite was duped by a capitalist fairy tale
Author
Clark, Simon, 1975-
Published
New York, NY : Harper Business, an imprint of HarperCollinsPublishers, 2021.
©2021
Location
MARX Library >> HG5435.5 .C53 2021 (LC)
Format
Books
16.
Madoff talks : uncovering the untold story behind the most notorious Ponzi scheme in history
Author
Campbell, Jim (Radio show host)
Published
New York : McGraw Hill, [2021]
Location
Law Library >> HG4928.5 .C36X 2021
Format
Books
17.
Madoff talks : uncovering the untold story behind the most notorious Ponzi scheme in history
Author
Campbell, Jim (Radio show host)
Published
New York : McGraw Hill, [2021]
Location
BASS, Lower Level >> HG4928.5 .C36 2021 (LC)
Format
Books
18.
Starting your own practice : the independence guide for investment advisors, attorneys, CPAs and other professional service providers
Author
Fragasso, Robert, 1945-
Published
Hoboken, New Jersey : Wiley, [2021]
2021
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
19.
Undiversified : The Big Gender Short in Investment Management
Author
Carr, Ellen (Portfolio manager)
Published
New York, NY : Columbia University Press, [2021]
©2021
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
20.
Undiversified the big gender short in investment management
Author
Carr, Ellen (Portfolio manager)
Published
New York : Columbia University Press, [2021]
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
21.
Basics of mutual funds and other registered investment companies 2020
Published
New York, New York : Practising Law Institute, [2020]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
22.
Fintech law in a nutshell
Author
Brummer, Chris, 1975-
Published
St. Paul, Minn. : West Academic Publishing, [2020]
Location
Law Library >> KF974 .B78 2020
Format
Books
23.
Fintech law in a nutshell
Author
Brummer, Chris, 1975-
Online
West Academic Study Aids - Hornbooks & Nutshells
Location
Yale Internet Resource
Format
Books / Online
24.
Fundamentals of investment adviser regulation 2020
Published
New York, New York : Practising Law Institute, [2020]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
25.
Global asset management 2020
Published
New York, New York : Practising Law Institute, [2020]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
26.
Private fund regulatory developments and compliance challenges 2020
Published
New York, New York : Practising Law Institute, [2020]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
27.
Robinhood, the fintech discount broker : recent developments and concerns
Author
Shorter, Gary W.
Published
[Washington, D.C.] : Congressional Research Service, 2020-
Online
https://purl.fdlp.gov/GPO/gpo148472
Location
Yale Internet Resource >> None
Format
Online
28.
Basics of mutual funds and other registered investment companies 2019
Published
New York, New York : Practising Law Institute, [2019]
©2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
29.
Dually registered broker-dealers and advisers : regulatory, compliance and enforcement 2019
Published
New York, New York : Practising Law Institute, 2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
30.
Fiduciary investment advice 2019
Published
New York, New York : Practising Law Institute, [2019]
©2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
31.
Fundamentals of investment adviser regulation 2019
Published
New York, New York : Practising Law Institute, [2019]
©2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
32.
The harder you work, the luckier you get : an entrepreneur's memoir
Author
Ricketts, Joe (John Joseph), 1941-
Published
New York, NY : Simon & Schuster, 2019.
©2019
Location
BASS, Lower Level >> HG172.R53 A3 2019 (LC)
Format
Books
33.
Hedge fund and private equity enforcement & regulatory developments 2019
Published
New York, New York : Practising Law Institute, [2019]
©2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
34.
Invested : changing forever the way Americans invest
Author
Schwab, Charles
Published
New York : Currency, [2019]
Location
SML, Linonia & Brothers Room >> HG172.S39 A3 2019 (LC)
Format
Books
35.
The law of financial advice, investment management, and trading
Author
Setten, L. D. van (Lodewijk D.), 1967-
Published
Oxford, United Kingdom ; New York, NY : Oxford University Press, 2019.
©2019.
Location
Law Library >> KJE2188 .S47 2019
Format
Books
36.
Non-consensus investing : achieving low risks and high returns
Author
Bhansali, Rupal J.
Published
New York : Columbia University Press, [2019]
Location
MARX Library >> HG4521 .B495 2019 (LC)
Format
Books
37.
Non-Consensus Investing : Being Right When Everyone Else Is Wrong
Author
Bhansali, Rupal J.
Published
New York, NY : Columbia University Press, [2019]
©2019
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
38.
Private fund regulatory developments and compliance challenges 2019
Published
New York, New York : Practising Law Institute, 2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
39.
Securities industry essentials exam
Published
[New York, N.Y.] : Kaplan, 2019.
Location
BASS, Lower Level >> HG4928.5 .S43 2019 (LC) Oversize
Format
Books
40.
The supernova multiplier : 7 strategies for financial advisors to grow their practices
Author
Knapp, Robert
Published
Hoboken, New Jersey : Wiley, 2019.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
41.
T. Rowe Price : the man, the company, and the investment philosophy
Author
Bond, Cornelius, 1933-
Published
Hoboken, New Jersey : Wiley, [2019]
©2019
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
42.
Anlagevermittlung und Anlegerschutz
Author
Ismail, Husein
Published
Göttingen : V&R Unipress, [2018]
Location
Law Library >> KK2248.5 I86 2018
Format
Books
43.
Die Auskunftspflichten der Bank gegenüber Vermögensverwaltungskunden
Author
Dommer, Nicolas
Published
Zürich : Dike, [2018]
Location
Law Library >> KKW940 .D66 2018
Format
Books
44.
Basics of mutual funds and other registered investment companies 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
45.
DOL's 2016 fiduciary rule on investment advice
Author
Topoleski, John J.
Published
[Washington, D.C.] : Congressional Research Service, 2018-
Online
https://purl.fdlp.gov/GPO/gpo138817
Location
Yale Internet Resource >> None
Format
Online
46.
Fiduciary investment advice 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
47.
Fundamentals of investment adviser regulation 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
48.
The growth mindset : leadership makes a difference in wealth management
Author
Capozzi, Rick, 1960-
Published
Hoboken, New Jersey : John Wiley & Sons, Incorporated, [2018]
©2018
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
49.
Investment management institute 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
50.
The investment writing handbook : how to craft effective communications to investors
Author
Kedem, Assaf, 1973-
Published
Hoboken, New Jersey : John Wiley & Sons, Inc., [2018]
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
51.
The investment writing handbook : how to craft effective communications to investors
Author
Kedem, Assaf, 1973-
Published
Hoboken, New Jersey : Wiley, 2018.
©2018
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
52.
The lives of Brian : entrepreneur, philanthropist, animal activist
Author
Sherman, Brian, 1943-
Published
Carlton, Victoria : Melbourne University Press, 2018.
©2018
Location
SML, Stacks, LC Classification >> HG5894.3 .S54 2018 (LC)
Format
Books
53.
A practitioner's guide to MiFID II
Published
London : Sweet & Maxwell/Thomas Reuters, 2018.
©2018.
Location
Law Library >> KJE2245 .P73 2018
Format
Books
54.
Private fund regulatory developments and compliance challenges 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
55.
Audit of the Office of Compliance Inspections and Examinations' investment adviser examination completion process
Author
United States. Securities and Exchange Commission. Office of Audits, author
Published
Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2017.
Online
https://purl.fdlp.gov/GPO/gpo93711
Location
Yale Internet Resource >> None
Format
Books / Online
56.
Basics of mutual funds and other registered investment companies 2017
Published
New York, New York : Practising Law Institute, [2017]
©2017.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
57.
Department of Labor's proposed fiduciary rule : hearing before the Subcommittee on Oversight of the Committee on Ways and Means, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, September 30, 2015
Author
United States. Congress. House. Committee on Ways and Means. Subcommittee on Oversight, author
Published
Washington : U.S. Government Publishing Office, 2017.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Publishing Office
Location
Library Shelving Facility (LSF) >> Y 4.W 36:114-OS 07
Format
Books
58.
Department of Labor's proposed fiduciary rule : hearing before the Subcommittee on Oversight of the Committee on Ways and Means, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, September 30, 2015
Author
United States. Congress. House. Committee on Ways and Means. Subcommittee on Oversight, author
Published
Washington : U.S. Government Publishing Office, 2017.
Online
http://purl.fdlp.gov/GPO/gpo78094
Location
Yale Internet Resource >> None
Format
Books / Online
59.
Financial services conflicts of interest & fiduciary duties 2017 : navigating the emerging regulatory maze
Published
New York, New York : Practising Law Institute, [2017]
©2017.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
60.
Fundamentals of investment adviser regulation 2017
Published
New York, New York : Practising Law Institute, [2017]
©2017.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
61.
G2 : building the next generation
Author
Palaveev, Philip
Published
Hoboken, New Jersey : Wiley, 2017.
©2017
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
62.
A guidebook for today's Asian investor : the common sense guide to preserving wealth in a turbulent world
Author
VonCannon, Bruce
Published
Gateway East, Singapore : Palgrave Macmillan, 2017.
2017
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
63.
Investment management: key practices could provide more options for federal entities and opportunities for minority- and women-owned asset managers : report to congressional requesters
Author
United States. Government Accountability Office, author
Published
Washington, DC : United States Government Accountability Office, 2017.
Online
https://purl.fdlp.gov/GPO/gpo186589
Location
Yale Internet Resource >> None
Format
Books / Online
64.
Principles
Author
Dalio, Ray, 1949-
Published
New York : Simon and Schuster, 2017.
©2017
Location
MARX Library >> HF5386 .D167 2017 (LC)
Format
Books
65.
Private fund regulatory developments and compliance challenges 2017
Published
New York, New York : Practising Law Institute, [2017]
©2017.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
66.
Protect what's yours : ask questions, it's your money
Published
[Washington, D.C.] : Consumer Financial Protection Bureau, [2017?]
Online
https://purl.fdlp.gov/GPO/gpo157383
Location
Yale Internet Resource >> None
Format
Books / Online
67.
Proteja lo que es suyo : haga preguntas, es su dinero
Published
[Washington, D.C.] : Oficina para la Protección Financiera del Consumidor, [2017?]
Online
https://purl.fdlp.gov/GPO/gpo152935
Location
Yale Internet Resource >> None
Format
Books / Online
68.
Restricting advice and education : DOL's unworkable investment proposal for American families and retirees : hearing before the Subcommittee on Employment and Workplace Safety of the Committee on Health, Education, Labor, and Pensions, United States Senate, One Hundred Fourteenth Congress, first session ... July 21, 2015
Author
United States. Congress. Senate. Committee on Health, Education, Labor, and Pensions. Subcommittee on Employment and Workplace Safety, author
Published
Washington : U.S. Government Publishing Office, 2017.
Online
PDF version:
Text version:
Location
Yale Internet Resource >> None
Format
Books / Online
69.
Restricting advice and education : DOL's unworkable investment proposal for American families and retirees : hearing before the Subcommittee on Employment and Workplace Safety of the Committee on Health, Education, Labor, and Pensions, United States Senate, One Hundred Fourteenth Congress, first session on examining the Department of Labor's investment proposal for American families and retirees, July 21, 2015
Author
United States. Congress. Senate. Committee on Health, Education, Labor, and Pensions. Subcommittee on Employment and Workplace Safety, author
Published
Washington : U.S. Government Publishing Office, 2017.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Publishing Office
Location
Library Shelving Facility (LSF) >> Y 4.L 11/4:S.HRG.114-665
Format
Books
70.
US regulation for asset managers outside the United States
Published
London : Sweet & Maxwell, 2017.
Location
Law Library >> KF1072 .U63 2017
Format
Books
71.
Wealth management unwrapped, revised and expanded : unwrap what you need to know and enjoy the present
Author
Beyer, Charlotte B.
Published
Hoboken, New Jersey : Wiley, 2017.
©2017
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
72.
Basics of mutual funds and other registered investment companies 2016
Published
New York, N.Y. : Practising Law Institute, 2016.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
73.
Bernard Madoff and his accomplices : anatomy of a con
Author
Lewis, Lionel S. (Lionel Stanley)
Published
Santa Barbara, California : Praeger, an imprint of ABC-CLIO, LLC, [2016]
Location
Law Library >> HV6692.M33 L493X 2016
Format
Books
74.
Bernard Madoff and his accomplices : anatomy of a con
Author
Lewis, Lionel S. (Lionel Stanley)
Published
Santa Barbara, California : Praeger, an imprint of ABC-CLIO, LLC, [2016]
Location
SML, Stacks, LC Classification >> HV6692.M33 L493X 2016 (LC)
Format
Books
75.
Broker-dealer advisory services 2016 : current legal and compliance issues facing dual registrants
Published
New York, N.Y. : Practising Law Institute, 2016.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
76.
Crisis wanted? : leading risk managers on risk culture
Author
Cowell, Frances
Published
Chichester, [England] : Wiley, 2016.
©2016
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
77.
Crisis wasted? : leading risk managers on risk culture
Author
Cowell, Frances
Published
Chichester, West Sussex, United Kingdom : John Wiley & Sons, Ltd, 2016.
Location
MARX Library >> HG173 .C69 2016 (LC)
Format
Books
78.
Fundamentals of investment adviser regulation 2016
Published
New York, N.Y. : Practising Law Institute, 2016.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
79.
Investment Management Law and Regulation
Author
Bines, Harvey E.
Online
http://prod.resource.cch.com/resource/scion/publication/WKUS_TAL_8457?cfu=TAA...
Location
Yale Internet Resource
Format
Online
80.
NFA Manual
Online
http://prod.resource.cch.com/resource/scion/publication/WKUS_TAL_5688?cfu=TAA...
Location
Yale Internet Resource
Format
Online
81.
Office of Compliance Inspections and Examinations' management of investment adviser examination coverage goals
Published
[Washington, D.C.] : U.S. Securities and Exchange Commission, Office of the Inspector General, Office of Audits, 2016.
Online
https://purl.fdlp.gov/GPO/gpo115431
Location
Yale Internet Resource >> None
Format
Books / Online
82.
Oversight of the Securities Investor Protection Corporation : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining the Securities Investor Protection Corporation's (SIPC) continuing oversight and protection of investors, the agency's response to recent claims and customer protection, and considering the need for any specific SIPC reforms to be made, September 30, 2015
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author
Published
Washington : U.S. Government Publishing Office, 2016.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Publishing Office
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.114-163
Format
Books
83.
Oversight of the Securities Investor Protection Corporation : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining the Securities Investor Protection Corporation's (SIPC) continuing oversight and protection of investors, the agency's response to recent claims and customer protection, and considering the need for any specific SIPC reforms to be made, September 30, 2015
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, author
Published
Washington : U.S. Government Publishing Office, 2016.
Online
https://purl.fdlp.gov/GPO/gpo76500
Location
Yale Internet Resource >> None
Format
Books / Online
84.
Preserving retirement security and investment choices for all Americans : joint hearing before the Subcommittee on Oversight and Investigations and the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, September 10, 2015
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Oversight and Investigations, author
Published
Washington : U.S. Government Publishing Office, 2016.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Publishing Office
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:114-49
Format
Books
85.
Preserving retirement security and investment choices for all Americans : joint hearing before the Subcommittee on Oversight and Investigations and the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, September 10, 2015
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Oversight and Investigations, author
Published
Washington : U.S. Government Publishing Office, 2016.
Online
https://purl.fdlp.gov/GPO/gpo76215
Location
Yale Internet Resource >> None
Format
Books / Online
86.
Principles for ensuring retirement advice serves the best interests of working families and retirees : hearing before the Subcommittee on Health, Employment, Labor and Pensions, Committee on Education and the Workforce, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, hearing held in Washington, DC, December 2, 2015
Author
United States. Congress. House. Committee on Education and the Workforce. Subcommittee on Health, Employment, Labor, and Pensions, author
Published
Washington : U.S. Government Publishing Office, 2016.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Publishing Office
Location
Library Shelving Facility (LSF) >> Y 4.ED 8/1:114-35
Format
Books
87.
Restricting access to financial advice : evaluating the costs and consequences for working families and retirees : hearing before the Subcommittee on Health, Employment, Labor and Pensions, Committee on Education and the Workforce, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, hearing held in Washington, DC, June 17, 2015
Author
United States. Congress. House. Committee on Education and the Workforce. Subcommittee on Health, Employment, Labor, and Pensions, author
Published
Washington : U.S. Government Publishing Office, 2016.
Washington, DC : For sale by the Superintendent of Documents, U.S. Government Publishing Office
Location
Library Shelving Facility (LSF) >> Y 4.ED 8/1:114-21
Format
Books
88.
Small stocks, big money : interviews with microcap superstars
Author
Gentry, Dave, 1959-
Published
Hoboken, New Jersey : Wiley, 2016.
©2016
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
89.
Small stocks, big money : interviews with microcap superstars
Author
Gentry, Dave, 1959-
Published
Hoboken, New Jersey : John Wiley & Sons, Inc., [2016]
Location
MARX Library >> HG4971 .G46 2016 (LC)
Format
Books
90.
The alternative investment fund managers directive
Published
Alphen aan den Rijn : Kluwer Law International, [2015]
Frederick, MD : Sold and distributed in North, Central, and South America by Aspen Publishers.
©2015.
Location
Law Library >> KJE2250 .A95X 2015
Format
Books
91.
Basics of mutual funds and other registered investment companies 2015
Published
New York, N.Y. : Practising Law Institute, [2015]
©2015.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
92.
The Boston trustee : [the lives, laws, and legacy of a vital institution]
Author
Bator, Thomas E.
Published
Jaffrey, New Hampshire : David R. Godine, Publisher, 2015.
Location
Law Library >> KFM2537 .B38X 2015
Format
Books
93.
Broker-dealer advisory services 2015 : current legal and compliance issues facing dual registrants
Published
New York, N.Y. : Practising Law Institute, [2015]
©2015.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
94.
CFP Board financial planning competency handbook
Published
Hoboken, New Jersey : Wiley, 2015.
©2015
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
95.
DIY financial advisor : a simple solution to build and protect your wealth
Author
Gray, Wesley R.
Published
Hoboken, New Jersey : Wiley, 2015.
©2015
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
96.
Fundamentals of investment adviser regulation 2015
Published
New York, N.Y. : Practising Law Institute, 2015.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
97.
Goals-based wealth management : an integrated and practical approach to changing the structure of wealth advisory practices
Author
Brunel, Jean L. P.
Published
Hoboken, New Jersey : John Wiley & Sons, 2015.
©2015
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
98.
The investment advisor body of knowledge : readings for the CIMA certification
Published
Hoboken, New Jersey : Wiley, [2015]
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
99.
Konzeptualisierung und Relevanz von Interessenkonflikten in der Anlageberatung Von Wertpapierdienstleistungsunternehmen in Deutschland
Author
Lamboy, Christian K. de
Published
Berlin : Logos Verlag, [2015]
©2015
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
100.
Passion for reality : the extraordinary life of the investing pioneer Paul Cabot
Author
Yogg, Michael R.
Published
New York : Columbia University Press, 2015.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online