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Subject: "Investment advisors"
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Online Results (46)
1.
Investment advisers : current level of oversight puts investors at risk : report to Congressional requesters
Published
Washington, D.C. : The Office, [1990]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
2.
Liability of asset managers
Published
Oxford : Oxford University Press, 2012.
Location
Law Library >> K1114.5 .L53X 2012
Format
Books
3.
Internationales Insiderrecht : eine Untersuchung über die Anwendung des Insiderrechts auf Sachverhalte mit Auslandsberührung
Author
Nietsch, Michael
Published
Berlin : Duncker & Humblot, 2004.
Location
Law Library >> K1115.I57 N53 2004
Format
Books
4.
Corporate versus contractual mutual funds : an evaluation of structure and governance
Author
Wang, Wen Yeu
Published
1994.
Location
Library Shelving Facility (LSF) >> K552.T45 W36 1994
Format
Books
5.
Fiduciary investment advice 2019
Published
New York, New York : Practising Law Institute, [2019]
©2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
6.
Mutual fund litigation and insurance practice guide
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
7.
Investment management 2023 : current issues & trends
Published
New York, New York : Practising Law Institute, [2023]
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
8.
Hedge fund and private equity enforcement & regulatory developments 2019
Published
New York, New York : Practising Law Institute, [2019]
©2019.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
9.
Investment management institute 2018
Published
New York, New York : Practising Law Institute, 2018.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
10.
US regulation for asset managers outside the United States
Published
London : Sweet & Maxwell, 2017.
Location
Law Library >> KF1072 .U63 2017
Format
Books
11.
Investment management institute 2012
Published
New York, N.Y. : Practising Law Institute, [2012]
©2012.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
12.
Investment management institute 2011
Published
New York, N.Y. : Practising Law Institute, [2011]
©2011.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
13.
Investment management institute 2010
Published
New York, N.Y. : Practising Law Institute, [2010]
©2010.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
14.
Investment management institute 2009
Published
New York, N.Y. : Practising Law Institute, [2009]
©2009.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
15.
Wertpapiervermögensverwaltung
Author
Benicke, Christoph
Published
Tübingen : Mohr Siebeck, 2006.
Location
Law Library >> KK7038 .B46 2006
Format
Books
16.
The regulation of money managers : mutual funds and advisers
Author
Frankel, Tamar
Published
Gaithersburg : Aspen Law & Business, c2001-
Location
Law Library >> KF1078 .F72
Format
Books
17.
Investment management regulation
Author
Frankel, Tamar
Published
Durham, N.C. : Carolina Academic Press, c1998.
Location
Law Library >> KF1078 .F69 1998
Format
Books
18.
Investment company act of 1940 as in effect June 4, 1977
Author
United States. Laws, statutes, etc
Published
Washington : Securities and Exchange Commission : for sale by the Supt. of Docs., U.S. Govt. Print. Off., 1977.
Location
Unavailable--Try BorrowDirect or Interlibrary Loan >> SE 1.5:In 8/977
Format
Books
19.
Investment Company Act of 1940 as in effect November 1, 1974
Author
United States
Published
Washington : U.S. Securities and Exchange Commission : For sale by the Supt. of Docs., U.S. Govt. Print. Off., 1975.
Location
Library Shelving Facility (LSF) >> SE 1.5:In 8/974
Format
Books
20.
Investment Company Amendments Act of 1969 hearings before the United States Senate Committee on Banking and Currency, Ninety-First Congress, first session, on Apr. 15, 17, 18, 1969
Author
United States. Congress. Senate. Committee on Banking and Currency
Published
Washington : U.S. G.P.O., 1969.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
21.
Financial services conflicts of interest & fiduciary duties 2017 : navigating the emerging regulatory maze
Published
New York, New York : Practising Law Institute, [2017]
©2017.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
22.
Fiduciary duties of investment intermediaries : a consultation paper
Author
Great Britain. Law Commission
Published
London : TSO, c2013.
Location
Law Library >> KD654.A73 C66 no.215 oversize
Format
Books
23.
Investment advisers act amendments hearings before the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-fourth Congress, second session , on H.R. 12981 and H.R. 13737 ... May 20 and 21, 1976
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance
Published
Washington : U. S. Govt. Print. Off., 1976.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
24.
Die Auskunftspflichten der Bank gegenüber Vermögensverwaltungskunden
Author
Dommer, Nicolas
Published
Zürich : Dike, [2018]
Location
Law Library >> KKW940 .D66 2018
Format
Books
25.
DOL's 2016 fiduciary rule on investment advice
Author
Topoleski, John J.
Published
[Washington, D.C.] : Congressional Research Service, 2018-
Online
https://purl.fdlp.gov/GPO/gpo138817
Location
Yale Internet Resource >> None
Format
Online