Clear Search

Books+ Search Results

Subject: "Mutual funds"
Subject: All Of
All Of Any Of
Is
Is Is Not
Management Is
Is Is Not
United States. Securities and Exchange Commission

Advanced Search

Basic Search
Help
Add a row
Reset

Limit results by

Show Online Results Only
Online Results (9)
1.
Oversight of the U.S. Securities and Exchange Commission : evaluating present reforms and future challenges : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, second session, July 20, 2010
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:111-144
Format
Books
2.
Oversight of the U.S. Securities and Exchange Commission evaluating present reforms and future challenges : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, second session, July 20, 2010
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O., 2010.
Online
http://purl.fdlp.gov/GPO/gpo4666
Location
Yale Internet Resource >> None
Format
Books / Online
3.
Strategic planning, resource allocation, and crisis management is the SEC ready? : hearing before the Subcommittee on Government Efficiency and Financial Management of the Committee on Government Reform, House of Representatives, One Hundred Eighth Congress, second session, April 20, 2004
Author
United States. Congress. House. Committee on Government Reform. Subcommittee on Government Efficiency and Financial Management
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2004.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
4.
Strategic planning, resource allocation, and crisis management : is the SEC ready? : hearing before the Subcommittee on Government Efficiency and Financial Management of the Committee on Government Reform, House of Representatives, One Hundred Eighth Congress, second session, April 20, 2004
Author
United States. Congress. House. Committee on Government Reform. Subcommittee on Government Efficiency and Financial Management
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2004.
Online
http://purl.access.gpo.gov/GPO/LPS54870
Location
Library Shelving Facility (LSF) >> Y 4.G 74/7:R 31/24
Format
Books
5.
Mutual fund trading abuses hearing before the Subcommittee on Commercial and Administrative Law of the Committee on the Judiciary, House of Representatives, One Hundred Ninth Congress, first session, June 7, 2005
Author
United States. Congress. House. Committee on the Judiciary. Subcommittee on Commercial and Administrative Law
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
6.
Mutual fund trading abuses : hearing before the Subcommittee on Commercial and Administrative Law of the Committee on the Judiciary, House of Representatives, One Hundred Ninth Congress, first session, June 7, 2005
Author
United States. Congress. House. Committee on the Judiciary. Subcommittee on Commercial and Administrative Law
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005.
Online
http://purl.access.gpo.gov/GPO/LPS64657
Location
Library Shelving Facility (LSF) >> Y 4.J 89/1:109-42
Format
Books
7.
Investment company act of 1940 and investment advisers act of 1940. June 6 (legislative day, May 28), 1940. -- Ordered to be printed
Author
United States. Congress. Senate. Committee on Banking and Currency. (1913-1970)
Published
Washington, DC, 1940
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
8.
Investment company act of 1940 and investment advisers act of 1940. June 18, 1940. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. (1892- 1981)
Published
Washington, DC, 1940
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
9.
Oversight of the U.S. Securities and Exchange Commission's operations, activities, challenges, and FY 2012 budget request : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, March 10, 2010
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2011.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:112-14
Format
Books
10.
Oversight of the U.S. Securities and Exchange Commission's operations, activities, challenges, and FY 2012 budget request hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, March 10, 2010
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O., 2011.
Online
http://purl.fdlp.gov/GPO/gpo10148
Location
Yale Internet Resource >> None
Format
Books / Online
11.
Investment Company Amendments Act of 1968. Report of the Committee on Banking and Currency, United States Senate to accompany S. 3724 together with minority and additional views. July 1, 1968. -- Ordered to be printed
Author
United States. Congress. Senate. Committee on Banking and Currency. (1913-1970)
Published
Washington, DC, 1968
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
12.
Report of the Securities and Exchange Commission on the public policy implications of investment company growth. Report of the Committee on Interstate and Foreign Commerce pursuant to section 136 of the Legislative Reorganization Act of 1946... and House Resolution 35... December 2, 1966. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. (1892- 1981)
Published
Washington, DC, 1966
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
13.
Investment company amendments act of 1969. Report of the Committee on Banking and Currency, United States Senate, to accompany S. 2224. May 21, 1969. -- Ordered to be printed
Author
United States. Congress. Senate. Committee on Banking and Currency. (1913-1970)
Published
Washington, DC, 1969
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online