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Online Results (59)
1.
Villanova journal of law and investment management
Published
Villanova, PA : Global Financial Press, ©1999-[2002?]
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
2.
Villanova journal of law and investment management
Published
Villanova, PA : Global Financial Press, ©1999-[2002?]
Location
Library Shelving Facility (LSF) >> K26 .I5598
Format
Journals & Newspapers
3.
Commercial companies and Investment Trusts whose securities were qualified for sale under the Massachusetts Sale of Securities Act
Author
United States. Work Projects Administration (Mass.)
Published
Boston, 1939.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
4.
National Securities Markets Improvement Act of 1996
Author
United States
Published
[Washington, D.C.? : U.S. G.P.O. : Supt. of Docs., U.S. G.P.O., distributor, 1996]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
5.
Laws relating to securities commission exchanges and holding companies (with indices)
Author
United States
Published
Washington : U.S. G.P.O., 1981.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
6.
Laws relating to Securities Commission, exchanges and holding companies, with indices
Author
United States
Published
Washington : U. S. Govt. Print. Off, 1959.
Location
Law Library >> KF1434 1957
Format
Books
7.
Laws relating to Securities Commission, exchanges and holding companies (with indices)
Author
United States
Published
Washington : U.S. Govt. Print. Off, 1973.
Location
Law Library >> KF1434 1973
Format
Books
8.
Laws relating to Securities Commission exchanges and holding companies, with indices
Author
United States
Published
Washington : U.S. Govt. Print. Off, 1976.
Location
Law Library >> KF1434 1976c
Format
Books
9.
Laws relating to Securities Commission exchanges and holding companies, with indices
Author
United States
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
10.
Laws relating to Securities Commission, exchanges, and holding companies, with indices
Author
United States
Published
Washington, U.S. Govt. Print. Off., 1968
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
11.
Laws relating to Securities Commission, exchanges, and holding companies : with indices
Author
United States
Published
Washington : U.S. Govt. Print. Off., 1964.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
12.
Laws relating to Securities Commission, exchanges and holding companies (with indices)
Author
United States
Published
Washington : U.S. Govt. Print. Off, 1973.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
13.
Laws relating to securities commission exchanges and holding companies (with indices)
Author
United States
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 1981.
Online
Online book
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
14.
Laws relating to securities commission, exchanges and holding companies (with indices)
Author
United States
Published
Washington : U.S. Govt. print. off, 1944.
Location
Law Library >> KF1434 1944
Format
Books
15.
Laws Relating to Securities Commission Exchanges and Holding Companies
Author
United States
Published
Washington : U.S. G.P.O., 1973.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
16.
Laws relating to Securities Commission exchanges and holding companies, with indices
Author
United States
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
17.
Forms of registration statements
Author
United States. Federal Trade Commission. Securities Division
Published
[Washington] : [G.P.O.], [1933]
Location
Library Shelving Facility (LSF) >> KF1611 .U55 1933 oversize
Format
Books
18.
Documentary stamp tax on issuance of shares by regulated investment companies. January 13, 1960. -- Ordered to be printed
Author
United States. Congress. Senate. Committee on Finance. (1816- )
Published
Washington, DC, 1960
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
19.
The Securities Investment Promotion Act of 1996--S. 1815 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second session, on S. 1815 ... June 5, 1996
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1996.
Location
Library Shelving Facility (LSF) >> Y 4.B 22/3:S.HRG.104-681
Format
Books
20.
The Securities Investment Promotion Act of 1996--S. 1815 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second session, on S. 1815 ... June 5, 1996
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1996.
Online
Online book
4.B 22/3:S.HRG.104-681
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
21.
The Securities Investment Promotion Act of 1996 --S. 1815 hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second session, on S. 1815 ... June 5, 1996
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1996.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
22.
Regulation of securities trading by members of national securities exchanges and the sale of investment advisers of registered investment companies. Report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 470 together with additional views. May 31, 1973. -- Ordered to be printed
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. (1970- )
Published
Washington, DC, 1973
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
23.
Moratorium legislation and financial institutions deregulation : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, first session, on S. 1532 ... S. 1609 ... S. 1682 ... July 18, Sept. 13, 14, 1983
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O., 1983.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
24.
Report of the Securities and Exchange Commission on S. 2054 ... May 25, 1956
Author
United States. Congress. Senate. Committee on Banking and Currency
Published
Washington : U.S. Govt. Print. Off., 1956.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
25.
Investment Company Amendments Act of 1968. Report of the Committee on Banking and Currency, United States Senate to accompany S. 3724 together with minority and additional views. July 1, 1968. -- Ordered to be printed
Author
United States. Congress. Senate. Committee on Banking and Currency. (1913-1970)
Published
Washington, DC, 1968
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
26.
Investment company amendments act of 1969. Report of the Committee on Banking and Currency, United States Senate, to accompany S. 2224. May 21, 1969. -- Ordered to be printed
Author
United States. Congress. Senate. Committee on Banking and Currency. (1913-1970)
Published
Washington, DC, 1969
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
27.
Effect of institutional investors on the securities market. June 17, 1968. -- Ordered to be printed
Author
United States. Congress. Senate. Committee on Banking and Currency. (1913-1970)
Published
Washington, DC, 1968
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
28.
Amendments to the Investment Company Act of 1940. June 28, 1960. -- Ordered to be printed
Author
United States. Congress. Senate. Committee on Banking and Currency. (1913-1970)
Published
Washington, DC, 1960
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
29.
Thirteenth annual report of the Securities and Exchange Commission fiscal year ended June 30, 1947
Author
United States. Congress. House
Published
Washington, DC, 1948
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
30.
36th annual report. Securities and Exchange Commission, 1970, for the fiscal year ended June 30th
Author
United States. Congress. House
Published
Washington, DC, 1971
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
31.
37th annual report, 1971, for the fiscal year ended June 30th. Securities and Exchange Commission
Author
United States. Congress. House
Published
Washington, DC, 1972
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
32.
Securities and Exchange Commission, central office: 18th and Locust Streets, Philadelphia 3, Pa
Author
United States. Congress. House
Published
Washington, DC, 1946
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
33.
SEC, 1973. 39th annual report of the Securities and Exchange Commission for the fiscal year ended June 30th
Author
United States. Congress. House
Published
Washington, DC, 1974
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
34.
Report of special study of securities markets of the Securities and Exchange Commission. Part 4... August 8, 1963. -- Referred to the Committee on Interior and Foreign Commerce and ordered to be printed with illustrations
Author
United States. Congress. House
Published
Washington, DC, 1963
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
35.
Investment trusts and investment companies. Letter from the Chairman of the Securities and Exchange Commission transmitting pursuant to law a report on control and influence over industry, economic significance of investment companies and conclusions and recommendations. June 9, 1941. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed
Author
United States. Congress. House
Published
Washington, DC, 1941
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
36.
Investment trusts and investment companies. Letter from the Chairman of the Securities and Exchange Commission, transmitting, pursuant to law, a report on abuses and deficiencies in the organization and operation of investment trusts and investment companies. Chapter VI... (In three parts.) Part III. September 11, 1940. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed with illustrations
Author
United States. Congress. House
Published
Washington, DC, 1939
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
37.
Investment trusts and investment companies. Letter from the Acting Chairman of the Securities and Exchange Commission transmitting, pursuant to law, a report on abuses and deficiencies in the organization and operation of investment trusts and investment companies. Chapter VII. February 26, 1941. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed with illustrations
Author
United States. Congress. House
Published
Washington, DC, 1941
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
38.
Investment trusts and investment companies. Letter from the Acting Chairman of the Securities and Exchange Commission, transmitting, pursuant to law, a report on abuses and deficiencies in the organization and operation of investment trusts and investment companies. Chapters III, IV, and V. (In three parts.) Part II. May 3, 1939. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed with illustrations
Author
United States. Congress. House
Published
Washington, DC, 1939
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
39.
Documentary stamp tax on issuance of shares by regulated investment companies. August 31, 1959. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed
Author
United States. Congress. House. Committee on Ways and Means. (1795- )
Published
Washington, DC, 1959
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
40.
Study of mutual funds prepared for the Securities and Exchange Commission by the Wharton School of Finance and Commerce. Report of the Committee on Interstate and Foreign Commerce, pursuant to section 136 of the Legislative Reorganization Act of 1946, Public Law 601... August 28, 1962. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. (1892- 1981)
Published
Washington, DC, 1962
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
41.
Report of the Securities and Exchange Commission on the public policy implications of investment company growth. Report of the Committee on Interstate and Foreign Commerce pursuant to section 136 of the Legislative Reorganization Act of 1946... and House Resolution 35... December 2, 1966. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. (1892- 1981)
Published
Washington, DC, 1966
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
42.
Amending Securities Act of 1933, Securities Exchange Act of 1934, Trust Indenture Act of 1939, and Investment Company Act of 1940. : Hearing ... Eighty-third Congress, second session, on H.R. 7550 ... and S. 2846. March 19, 1954
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce
Published
Washington : U. S. Govt. Print. Off, 1954.
Location
Law Library >> CH 1954 ICH 5
Format
Books
43.
Strategic planning, resource allocation, and crisis management : is the SEC ready? : hearing before the Subcommittee on Government Efficiency and Financial Management of the Committee on Government Reform, House of Representatives, One Hundred Eighth Congress, second session, April 20, 2004
Author
United States. Congress. House. Committee on Government Reform. Subcommittee on Government Efficiency and Financial Management
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2004.
Online
http://purl.access.gpo.gov/GPO/LPS54870
Location
Library Shelving Facility (LSF) >> Y 4.G 74/7:R 31/24
Format
Books
44.
Strategic planning, resource allocation, and crisis management : is the SEC ready? : hearing before the Subcommittee on Government Efficiency and Financial Management of the Committee on Government Reform, House of Representatives, One Hundred Eighth Congress, second session, April 20, 2004
Author
United States. Congress. House. Committee on Government Reform. Subcommittee on Government Efficiency and Financial Management
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2004.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
45.
Strategic planning, resource allocation, and crisis management is the SEC ready? : hearing before the Subcommittee on Government Efficiency and Financial Management of the Committee on Government Reform, House of Representatives, One Hundred Eighth Congress, second session, April 20, 2004
Author
United States. Congress. House. Committee on Government Reform. Subcommittee on Government Efficiency and Financial Management
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2004.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
46.
Common trust funds -- overlapping responsibility and conflict in regulations. Fifth report by the Committee on Government Operations. June 19, 1963. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed
Author
United States. Congress. House. Committee on Government Operations. (1952- )
Published
Washington, DC, 1963
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
47.
Oversight of the U.S. Securities and Exchange Commission : evaluating present reforms and future challenges : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, second session, July 20, 2010
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:111-144
Format
Books
48.
Oversight of the U.S. Securities and Exchange Commission evaluating present reforms and future challenges : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, second session, July 20, 2010
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O., 2010.
Online
http://purl.fdlp.gov/GPO/gpo4666
Location
Yale Internet Resource >> None
Format
Books / Online
49.
Oversight of the U.S. Securities and Exchange Commission's operations, activities, challenges, and FY 2012 budget request : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, March 10, 2010
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2011.
Location
Library Shelving Facility (LSF) >> Y 4.F 49/20:112-14
Format
Books
50.
Oversight of the U.S. Securities and Exchange Commission's operations, activities, challenges, and FY 2012 budget request hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, March 10, 2010
Author
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Published
Washington : U.S. G.P.O., 2011.
Online
http://purl.fdlp.gov/GPO/gpo10148
Location
Yale Internet Resource >> None
Format
Books / Online
51.
Secondary Mortgage Market Enhancement Act : hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, second session, on H.R. 4557 ... March 14, 1984
Author
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
Published
Washington : U.S. G.P.O., 1984.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
52.
Secondary Mortgage Market Enhancement Act : hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, second session, on H.R. 4557 ... March 14, 1984
Author
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
Published
Washington : U.S. G.P.O., 1984.
Location
Library Shelving Facility (LSF) >> Y 4.En 2/3:98-119
Format
Books
53.
Secondary Mortgage Market Enhancement Act hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, second session, on H.R. 4557 ... March 14, 1984
Author
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
Published
Washington : U.S. G.P.O., 1984.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
54.
Annual report. 40th annual report of the Securities and Exchange Commission for the fiscal year ended June 30th
Author
United States. Congress. House
Published
Washington, DC, 1975
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
55.
Annual report of the SEC for the fiscal year ended June 30, 1975
Author
United States. Congress. House
Published
Washington, DC, 1976
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
56.
Financial Intelligence Centre Act & regulations, 38 of 2001 ; Financial Advisory and Intermediary Services Act & regulations, 37 of 2002
Author
South Africa
Published
[Wetton, South Africa] : Juta Law, 2009.
Location
Law Library >> KTL966 .A28 2009
Format
Books
57.
Securities products of insurance companies in the course of regulatory reform 2014
Published
New York, N.Y. : Practising Law Institute, 2014.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
58.
Securities products of insurance companies 2016
Published
New York, N.Y. : Practising Law Institute, 2016.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
59.
Securities products of insurance companies and evolving regulatory reform 2012
Published
New York, N.Y. : Practising Law Institute, [2012]
©2012.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
60.
Securities practice and electronic technology
Online
Access limited to Law School community, contact reference.law@yale.edu
Location
Yale Internet Resource
Format
Online
61.
On average investment trusts and companies dealing with stock exchange securities : exemplified in foreign and colonial government investment trusts, guaranteed securities trusts, municipal securities trusts, railway share and debenture trusts, gas and water trusts, subscription trusts, etc., etc. : being a practical guide to their formation and management ..
Author
Scratchley, Arthur, 1821-1897
Published
New York, N.Y. : A. Wiesenberger, [1952?]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
62.
On average investment trusts and companies dealing with stock exchange securities : exemplified in foreign and colonial government investment trusts, guaranteed securities trusts, municipal securities trusts, railway share and debenture trusts, gas and water trusts, subscription trusts, etc., etc. : being a practical guide to their formation and management ..
Author
Scratchley, Arthur, 1821-1897
Published
New York, N.Y. : A. Wiesenberger, [1952?]
Location
Library Shelving Facility (LSF) >> WC 7329
Format
Books
63.
On average investment trusts and companies dealing with stock exchange securities, exemplified in foreign and colonial government investments trusts, guaranteed securities trusts ... Being a practical guide to their formation and management, with an exposition of the financial principles involved in stock exchange securities and foreign government loans, and of the errors in some trussts; and tables on compound interest, sinking funds and drawings
Author
Scratchley, Arthur, 1821-1897
Published
London, Shaw, 1875
Online
pt.1-4
pt.1-4
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
64.
On average investment trusts and companies dealing with stock exchange securities ..
Author
Scratchley, Arthur, 1821-1897
Published
London : Shaw, 1875 ; [New York : Arthur Wiesenberger & Co., 19__].
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
65.
Investment company determination under the 1940 act : exemptions and exceptions
Author
Rosenblum, Robert H., 1961-
Published
Chicago : Section of Business Law, American Bar Association, c2003.
Location
Law Library >> KF1078 .R67 2003
Format
Books
66.
Annual report
Author
Railway and Light Securities Company
Published
Boston, Mass. : Railway and Light Securities Co.
Location
Library Shelving Facility (LSF) >> Ngm79 E5 R132B
Format
Journals & Newspapers
67.
The investor and the law
Author
Pennington, Robert R.
Published
London : MacGibbon & Kee, 1968.
Location
Law Library >> KD1774 .P45 1968
Format
Books
68.
Mutual fund shares : an aid to attorneys
Author
National Association of Investment Companies (U.S.)
Published
New York : Investment Company Institute, [1969?]
Location
Law Library >> SS Pamphlets Se26 no.15
Format
Books
69.
The Wall Street journal guide to understanding money & investing
Author
Morris, Kenneth M.
Published
New York : Lightbulb Press : Distributed by Fireside, c1999.
Location
MARX Library >> HG4910 M67X 1999 (LC)
Format
Books
70.
The Wall Street Journal guide to understanding money & investing
Author
Morris, Kenneth M.
Published
New York : Lightbulb Press, 1999.
Location
Request for delivery to any Yale Library >> HG4910 M67X 1999 (LC)
Library Shelving Facility (LSF) >> HG4910 M67X 1999 (LC)
Request for delivery to any Yale Library >> HG4910 M67X 1999 (LC)
Library Shelving Facility (LSF) >> HG4910 M67X 1999 (LC)
Request for delivery to any Yale Library >> HG4910 M67X 1999 (LC)
Request for delivery to any Yale Library >> HG4910 M67X 1999 (LC)
Format
Books
71.
The Wall Street Journal guide to understanding money & investing
Author
Morris, Kenneth M.
Published
New York : Lightbulb Press, 1999.
Online
Online book (login required)
Online book (login required)
Online book (login required)
Location
Internet Archive >> None
Format
Books
72.
The Wall Street journal guide to understanding money & investing
Author
Morris, Kenneth M.
Published
New York : Lightbulb Press : Distributed by Fireside, c1999.
Online
Online book (login required)
Online book (login required)
Online book (login required)
Location
Internet Archive >> None
Format
Books
73.
The Wall Street journal guide to understanding money & investing
Author
Morris, Kenneth M.
Published
[New York] : Lightbulb Press : Distributed by Fireside, c1993.
Location
Library Shelving Facility (LSF) >> HG4910 M67X 1993 (LC)
Format
Books
74.
Beteiligungs- und Finanzierungsgesellschaften; eine Studie über den effektenkapitalismus
Author
Liefmann, Robert, 1874-1941
Published
Jena, G. Fischer, 1931.
Location
Library Shelving Facility (LSF) >> Ngk20 909Le
Format
Books
75.
Securities Regulatory Reform Enacted in the 104th Congress The National Securities Market Improvement Act of 1996 (P.L. 104-290)
Author
Library of Congress. Congressional Research Service
Published
[S.l] : [s.n.], 1997.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
76.
Securities Investor Protection Corporation
Author
Library of Congress. Congressional Research Service
Published
[S.l] : [s.n.], 2004.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
77.
Nasdaq's Pursuit of Exchange Status and an Initial Public Offering
Author
Library of Congress. Congressional Research Service
Published
[S.l] : [s.n.], 2005.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
78.
Regulation and governance of mutual funds : United Kingdom and United States of America perspectives on investor protection
Author
Khair Alshaleel, Mohammed
Published
Abingdon, Oxon ; New York, NY : Routledge, Taylor & Francis Group, 2023.
©2023.
Location
Law Library >> KD1787 .K43X 2023
Format
Books
79.
Practical and legal manual for the investor
Author
Kaufman, Stanley L.
Published
New York : Oceana Publications, [1956]
Location
Library Shelving Facility (LSF) >> NgL43 U2 956K
Format
Books
80.
Indian capital markets : trends and dimensions
Published
New Delhi : Tata McGraw-Hill Pub. Co., c2000.
Location
SML, Stacks, LC Classification >> HG5734.5 I517X 2000 (LC)
Format
Books
81.
Indian capital markets : theories and empirical evidence
Published
Navi Mumbai : Published jointly by UTI Institute of Capital Markets, and Quest Publications, Mumbai, 1998.
Location
SML, Stacks, LC Classification >> HG5734.5 I516X 1998 (LC)
Format
Books
82.
Forms and instructions for the qualification and registration of investment contracts and investment trust shares under the Illinois securities law : effective May 1, 1940, revised January 15, 1944
Author
Illinois. Office of Secretary of State
Published
[Springfield, Ill.] : Printed by authority of the state of Illinois, [1944]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
83.
Fundamentals of mutual funds 2010
Published
New York, N.Y. : Practising Law Institute, [2010]
©2010.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
84.
Fundamentals of mutual funds and exchange-traded funds 2012
Published
New York, N.Y. : Practising Law Institute, [2012]
©2012.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
85.
Fundamentals of mutual funds and exchange-traded funds 2011
Published
New York, N.Y. : Practising Law Institute, [2011]
©2011.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online
86.
Federal securities law reporter : federal regulation of securities : laws, regulations, forms, rulings and decisions
Online
1945-47
1948-52
1952-56
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
87.
Federal securities law reporter : federal regulation of securities
Published
Chicago, IL : Wolters Kluwer, [1964]-
Chicago, Ill. : Commerce Clearing House.
Location
Law Library >> KF1436.5 .C6
Format
Books
88.
European securities markets : the investment services directive and beyond
Published
London ; Boston : Kluwer Law International, 1998.
Location
Library Shelving Facility (LSF) >> KJE2245 .E94 1998
Format
Books
89.
Bank- und Kapitalmarktrecht : nationale und internationale Bankgeschäfte
Author
Einsele, Dorothee, 1956-
Published
Tübingen : Mohr Siebeck, c2006.
Location
Law Library >> KK2188 .E46 2006
Format
Books
90.
Bank- und Kapitalmarktrecht : nationale und internationale Bankgeschäfte
Author
Einsele, Dorothee, 1956-
Published
Tübingen : Mohr Siebeck, [2018]
Location
Law Library >> KK2188 .E46 2018
Format
Books
91.
Security investment companies a legal-economic study
Author
Daum, F. Arnold (Frederic Arnold), 1910-
Published
[1937]
Location
Law Library >> Fiche S122 004-00292.
Format
Archives or Manuscripts / Microforms
92.
Corporate secretary's guide (CCH)
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
93.
John Bogle on investing : the first 50 years
Author
Bogle, John C.
Published
New York : McGraw Hill, c2001.
Location
MARX Library >> HG4521 B575X 2001 (LC)
Format
Books
94.
John Bogle on investing : the first 50 years
Author
Bogle, John C.
Published
New York : McGraw Hill, c2001.
Online
Online book (login required)
Location
Internet Archive >> None
Format
Books
95.
John Bogle on investing : the first 50 years
Author
Bogle, John C.
Published
Hoboken, New Jersey : Wiley, 2015.
©2015
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
96.
Bank- und Kapitalmarktrecht
Published
Köln : Otto Schmidt, 2019.
Location
Law Library >> KK2188 .K86 2019
Format
Books
97.
Advising private funds : a comprehensive guide to representing hedge funds, private equity funds & their advisers
Online
Access limited to Law School community, contact reference.law@yale.edu; Cover...
Location
Yale Internet Resource
Format
Online
98.
ABCs of mutual funds 2009
Published
New York, N.Y. : Practising Law Institute, [2009]
©2009.
Online
Online Book
Location
Yale Internet Resource
Format
Books / Online