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Subject: "Mutual funds"
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United States. Securities and Exchange Commission

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Online Results (46)
21.
Strategic planning, resource allocation, and crisis management : is the SEC ready? : hearing before the Subcommittee on Government Efficiency and Financial Management of the Committee on Government Reform, House of Representatives, One Hundred Eighth Congress, second session, April 20, 2004
Author
United States. Congress. House. Committee on Government Reform. Subcommittee on Government Efficiency and Financial Management
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2004.
Online
http://purl.access.gpo.gov/GPO/LPS54870
Location
Library Shelving Facility (LSF) >> Y 4.G 74/7:R 31/24
Format
Books
22.
Mutual funds SEC adjusted its oversight in response to rapid industry growth : report to congressional committees
Author
United States. General Accounting Office
Published
Washington, D.C. : The Office, [1997]
Online
Search for full text online
Location
Yale Internet Resource >> None
Format
Books / Online
23.
Investment trusts and investment companies. Letter from the Chairman of the Securities and Exchange Commission, transmitting, pursuant to law, a report on the origin, scope, and conduct of the study, nature, and classification of investment trusts and investment companies... June 13, 1938. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed
Author
United States. Congress. House
Published
Washington, DC, 1938
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
24.
Mutual fund trading abuses hearing before the Subcommittee on Commercial and Administrative Law of the Committee on the Judiciary, House of Representatives, One Hundred Ninth Congress, first session, June 7, 2005
Author
United States. Congress. House. Committee on the Judiciary. Subcommittee on Commercial and Administrative Law
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
25.
Mutual fund trading abuses : hearing before the Subcommittee on Commercial and Administrative Law of the Committee on the Judiciary, House of Representatives, One Hundred Ninth Congress, first session, June 7, 2005
Author
United States. Congress. House. Committee on the Judiciary. Subcommittee on Commercial and Administrative Law
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005.
Online
http://purl.access.gpo.gov/GPO/LPS64657
Location
Library Shelving Facility (LSF) >> Y 4.J 89/1:109-42
Format
Books
26.
Investment company act of 1940 and investment advisers act of 1940. June 6 (legislative day, May 28), 1940. -- Ordered to be printed
Author
United States. Congress. Senate. Committee on Banking and Currency. (1913-1970)
Published
Washington, DC, 1940
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
27.
Investment Company Act amendment. November 8, 1971. -- Referred to the House Calendar and ordered to be printed
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. (1892- 1981)
Published
Washington, DC, 1971
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
28.
Investment company act of 1940 and investment advisers act of 1940. June 18, 1940. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed
Author
United States. Congress. House. Committee on Interstate and Foreign Commerce. (1892- 1981)
Published
Washington, DC, 1940
Online
Online text
Location
Yale Internet Resource >> None
Format
Books / Online
29.
Laws relating to securities commission exchanges and holding companies (with indices)
Author
United States
Published
Washington : U.S. G.P.O., 1981.
Online
Full text may be available; search ProQuest Congressional
Location
SML, Microform (Non-Circulating) >> CIS Microfiche Library Limited Edition
Format
Books / Microforms
30.
Laws relating to Securities Commission, exchanges and holding companies, with indices
Author
United States
Published
Washington : U. S. Govt. Print. Off, 1959.
Location
Law Library >> KF1434 1957
Format
Books