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Current results range from 1874 to 2024

26.
The spectacle of expertise : why financial analysts perform in the media
Author
Preda, Alex, 1960-
Published
New York : Columbia University Press, 2023.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
27.
Invested : how three centuries of stock market advice reshaped our money, markets, and minds
Author
Crosthwaite, Paul, 1980-
Published
Chicago : University of Chicago Press, [2022]
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
28.
The Madoff investment securities fraud : regulatory and oversight concerns and the need for reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on how the securities regulatory system failed to detect the Madoff investment securities fraud, the extent to which securities insurance will assist defrauded victims, and the need for reform, January 27, 2009
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
29.
Investment management: key practices could provide more options for federal entities and opportunities for minority- and women-owned asset managers : report to congressional requesters
Author
United States. Government Accountability Office, author
Published
Washington, DC : United States Government Accountability Office, 2017.
Online
https://purl.fdlp.gov/GPO/gpo186589
Location
Yale Internet Resource >> None
Format
Books / Online
30.
The 6:20 man
Author
Baldacci, David
Published
New York : Grand Central Publishing, 2022.
©2022
Location
SML, Stacks, LC Classification >> PS3552.A446 A614 2022 (LC)
Format
Books
31.
Salt of the earth
Author
Sidgwick, Alfred, Mrs., 1854-1934
Published
New York, Grosset & Dunlap, Publishers [1918?]
Online
Online book
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
32.
The Family Office : A Comprehensive Guide for Advisers, Practitioners, and Students
Author
Woodson, William I.
Published
New York, NY : Columbia University Press, [2021]
©2021
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
33.
Undiversified : The Big Gender Short in Investment Management
Author
Carr, Ellen (Portfolio manager)
Published
New York, NY : Columbia University Press, [2021]
©2021
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
34.
Statutory regulation of investment counselors
Author
Illinois. General Assembly. Legislative Council. Research Department
Published
Springfield, Ill. : The Council, [1939]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
35.
Hedged out : inequality and insecurity on Wall Street
Author
Neely, Megan Tobias
Published
Oakland, California : University of California Press, [2022]
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
36.
DIY financial advisor : a simple solution to build and protect your wealth
Author
Gray, Wesley R.
Published
Hoboken, New Jersey : Wiley, 2015.
©2015
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
37.
Goals-based wealth management : an integrated and practical approach to changing the structure of wealth advisory practices
Author
Brunel, Jean L. P.
Published
Hoboken, New Jersey : John Wiley & Sons, 2015.
©2015
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
38.
Technology tools for today's high-margin practice how client-centered financial advisors can cut paperwork, overhead, and wasted hours
Author
Drucker, David J., 1948-
Published
Hoboken, N.J. : John Wiley & Sons, c2013.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
39.
The small-cap advantage : how top endowments and foundations turn small stocks into big returns
Author
Bares, Brian T., 1973-
Published
Chichester, West Sussex, England : Jossey-Bass, 2011.
2011
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
40.
When prime brokers fail the unheeded risk to hedge funds, banks, and the financial industry
Author
Aikman, J. S. (Jonathan S.)
Published
New York : Bloomberg Press, c2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
41.
Annual registration updating material for investment advisers
Published
Washington, D.C. : U.S. Securities and Exchange Commission,
Online
2000
2000
Location
HathiTrust Digital Library >> Online Resource
Format
Journals & Newspapers / Online
42.
The watchdogs didn't bark : Enron and the Wall Street analysts : hearing before the Committee on Governmental Affairs, United States Senate, One Hundred Seventh Congress, second session, February 27, 2002
Author
United States. Congress. Senate. Committee on Governmental Affairs
Published
Washington : U.S. G.P.O. For sale by the Supt. of Docs., U.S. G.P.O., [Congressional Sales Office], 2002.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
43.
SEC oversight of investment advisers : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, second session, on the unfair practice that exists with some financial planners and the need for Congress to support the SEC through additional funding and staffing for the regulation of the financial planning industry, February 20, 1992
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1992.
Online
4.B 22/3:S.hrg.102-731
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
44.
Oversight of the Securities and Exchange Commission's failure to identify the Bernard L. Madoff Ponzi scheme and how to improve SEC performance : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on analyzing the SEC's oversight and examination of the activities of Bernard L. Madoff and Bernard L. Madoff Investment Securities, LLC and why it failed to identify the Ponzi scheme, and to assess recommendations for how to improve the regulatory performance of the SEC, September 10, 2009
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
45.
Advising seniors about their money : who is qualified, and who is not : hearing before the Special Committee on Aging, United States Senate, One Hundred Tenth Congress, first session, Washington, DC, September 5, 2007
Author
United States. Congress. Senate. Special Committee on Aging
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2008.
Online
4.AG 4:S.HRG.110-301
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
46.
The Madoff investment securities fraud : regulatory and oversight concerns and the need for reform : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on how the securities regulatory system failed to detect the Madoff investment securities fraud, the extent to which securities insurance will assist defrauded victims, and the need for reform, January 27, 2009
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009.
Online
4.B 22/3:S.HRG.111-38
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
47.
National Securities Markets Improvement Act of 1996
Author
United States
Published
[Washington, D.C.? : U.S. G.P.O. : Supt. of Docs., U.S. G.P.O., distributor, 1996]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
48.
Fair and equitable tax policy for America's working families : hearing before the Committee on Ways and Means, U.S. House of Representatives, One Hundred Tenth Congress, first session, September 6, 2007
Author
United States. Congress. House. Committee on Ways and Means
Published
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2008.
Online
4.W 36:110-58
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
49.
Management audit : Illinois School District Liquid Asset Fund Plus
Author
Illinois. Office of the Auditor General
Published
Springfield, IL : State of Illinois, Office of the Auditor General, 2005.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
50.
Annual registration updating material for investment advisers
Published
Washington, D.C. : U.S. Securities and Exchange Commission, [1990]
Online
Online book
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online