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126.
Investment advisers act amendments of 1976 hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, on S. 2849 ... February 3 and 4, 1976
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
127.
Investment advisers act amendments of 1976 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, on S. 2849 ... February 3 and 4, 1976
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
128.
Investment advisers act amendments of 1976 hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, on S. 2849 ... February 3 and 4, 1976
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Online resource
Location
Yale Internet Resource >> None
Format
Books / Online
129.
Investment advisers act of 1940 and general rules and regulations thereunder as in effect April 1, 1971
Author
United States
Published
Washington, U.S. Securities and Exchange Commission; for sale by the Supt. of Docs., U.S. Govt. Print. Off., 1971.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
130.
New breed on Wall Street: the young men who make the money go
Author
Mayer, Martin, 1928-
Published
[New York] Macmillan [1969]
Location
Library Shelving Facility (LSF) >> Ngm15 +969M
Format
Books
131.
Report on the public policy implications of investment company growth : report of the Committee on Interstate and Foreign Commerce pursuant to Section 136 of the Legislative reorganization act of 1946, Public law 601, 79th Congress, and House resolution 35, 89th Congress
Author
United States. Securities and Exchange Commission
Published
Washington : G.P.O., 1966.
Location
Law Library >> KF1070 .U55 1966
Format
Books
132.
Investment advisers act of 1940 and general rules and regulations thereunder [as in effect June 1, 1965]
Author
United States
Published
Washington : Securities and Exchange Commission; for sale by the Superintendent of Documents, U.S. Govt. Print. Off, [1965]
Location
Library Shelving Facility (LSF) >> S 26 In73 1965
Format
Books
133.
Investment Advisers Act of 1940, release
Author
United States. Securities and Exchange Commission
Published
Washington : The Commission, [1940-]
Location
Law Library >> KF1436.A2 I5
Format
Journals & Newspapers
134.
H.R. 4624, the Investment Adviser Oversight Act of 2012 : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, second session, June 6, 2012
Author
United States. Congress. House. Committee on Financial Services
Published
Washington, DC : For sale by the Superintendent of Documents, U.S. G.P.O.
Washington : U.S. G.P.O., 2013.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
135.
Digging for disclosure : tactics for protecting your firm's assets from swindlers, scammers, and imposters
Author
Springer, Kenneth S., 1953-
Published
Upper Saddle River, N.J. : FT Press, 2010, ©2011.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
136.
The growth mindset : leadership makes a difference in wealth management
Author
Capozzi, Rick, 1960-
Published
Hoboken, New Jersey : John Wiley & Sons, Incorporated, [2018]
©2018
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
137.
CFP Board financial planning competency handbook
Published
Hoboken, New Jersey : Wiley, 2015.
©2015
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
138.
DIY financial advisor : a simple solution to build and protect your wealth
Author
Gray, Wesley R.
Published
Hoboken, New Jersey : Wiley, 2015.
©2015
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
139.
Biggs on finance, economics, and the stock market : Barton's market chronicles from the Morgan Stanley years
Author
Biggs, Barton
Published
Hoboken, New Jersey : Wiley, 2014.
©2014
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
140.
Inside the house of money : top hedge fund traders on profiting in the global markets
Author
Drobny, Steven
Published
Hoboken, New Jersey : Wiley, 2014.
©2014
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
141.
The other side of Wall Street : in business it pays to be an animal, in life it pays to be yourself
Author
Harrison, Todd A.
Published
Upper Saddle River, N.J. : FT Press, ©2011.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
142.
Top hedge fund investors stories, strategies, and advice
Author
Rittereiser, Cathleen M., 1960-
Published
Hoboken, NJ : Wiley ; Chichester : John Wiley [distributor], 2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
143.
The Wall Street professional's survival guide : success secrets of a career coach
Author
Cohen, Roy, 1955-
Published
Upper Saddle River, N.J. : FT Press, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
144.
From early warning systems to asset managers' behavior : evidence for mature and emerging markets
Author
Beckmann, Daniela
Published
Frankfurt am Main ; New York : Peter Lang, 2007.
Location
Library Shelving Facility (LSF) >> HG1615.25 .B43X 2007 (LC)
Format
Books
145.
Inside the house of money : top hedge fund traders on profiting in the global markets
Author
Drobny, Steven
Published
Hoboken, N.J. : J. Wiley & Sons, c2006.
Online
Table of contents
Location
MARX Library >> HG4530 .D74X 2006 (LC)
Format
Books
146.
Blood on the street : the sensational inside story of how Wall Street analysts duped a generation of investors
Author
Gasparino, Charles
Published
New York : Free Press, 2005.
Location
SML, Stacks, LC Classification >> HG4928.5 .G37X 2005 (LC)
Format
Books
147.
Blood on the street : the sensational inside story of how Wall Street analysts duped a generation of investors
Author
Gasparino, Charles
Published
New York : Free Press, 2005.
Online
Online book (login required)
Location
Internet Archive >> None
Format
Books
148.
The right way to hire financial help : a complete guide to choosing and managing brokers, financial planners, insurance agents, lawyers, tax preparers, bankers, and real estate agents
Author
Jaffe, Charles A.
Published
Cambridge, Mass. : MIT Press, ©2001.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
149.
Investment advisor
Published
Shrewsbury, NJ : Wicks Business Information, c2000-
Online
Full text
Location
Yale Internet Resource >> None
Format
Journals & Newspapers / Online
150.
The predictors
Author
Bass, Thomas A.
Published
New York : H. Holt and Co., 1999.
Location
Library Shelving Facility (LSF) >> HG4621 B37X 1999 (LC)
Format
Books