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Compliance and financial crime risk in banks : a practitioners guide
Author
Title
Compliance and financial crime risk in banks : a practitioners guide / by Sophia Beckett Velez.
ISBN
9781835490426
1835490425
Edition
First edition.
Publication
Leeds : Emerald Publishing Limited, 2024.
Copyright Notice Date
©2024.
Physical Description
xxii, 154 pages ; 24 cm.
Summary
US and global banking regulators have enforced compliance laws to minimise money laundering, terrorist funding, human trafficking, fraudulent banking activities, and bad mortgage loans that expose banks to significant risks and losses. Author Sophia Beckett Velez offers an original contribution to the field of banking.
Format
Books
Language
English
Added to Catalog
May 09, 2024
Bibliography
Includes bibliographical references and index.
Contents
Cover
Compliance and Financial Crime Risk in Banks
Compliance and Financial Crime Risk in Banks: A Practitioners Guide
Copyright Page
Dedication
Contents
List of Tables
About the Author
Preface
Acknowledgments
Introduction
1
Regulatory Compliance in Domestic and Global Banks
1. Regulatory Compliance Requirement and Practices
2. Regulatory Compliance in Global Banks
3. Compliance Requirements in Bank Holding Company and International Holding Companies (IHC)
4. Compliance Failures in Global Banks
2
Compliance Laws and Requirements (BSA/AML)
5. Implications of Compliance Weakness in Banks and Regulatory Penalties
6. Bank Secrecy Act Anti-Money Laundering Compliance Practices
Ineffective Practices
7. Capital Requirements
Ineffective Practices
8. Training
3
Compliance Environment and Effective Leadership Practices
9. Sanctions
10. Office of Foreign Assets Control (OFAC) Compliance Practices
11. Capital Requirements
Effective Practices
12. Bank Secrecy Act Anti-Money Laundering Compliance Practices
Effective Practices
References
Index.
Subjects
Bookmark As
Citation
