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"Investment advisors"
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Online Results (74)
1.
The economics of fund management
Author
Moisson, Ed
Published
Newcastle upon Tyne : Agenda Publishing, [2022]
©2022
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
2.
On fund manager incentives
Author
Eichberger, Jürgen, 1952-
Published
Canberra, Australia : Faculty of Economics & Commerce, and Economics Program, Research School of Social Sciences, Australian National University, [1994]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
3.
Professional investment counsel
Author
Russell, Berg & Cummings
Published
Boston, [etc.] Russell, Berg & Cummings, 1932.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
4.
Statutory regulation of investment counselors
Author
Illinois. General Assembly. Legislative Council. Research Department
Published
Springfield, Ill. : The Council, [1939]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
5.
Small account investment management services: recommendations for clearer policies and guidelines; report
Author
United States. Advisory Committee on Investment Management Services for Individual Investors
Published
Washington, [1973]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
6.
Salt of the earth
Author
Sidgwick, Alfred, Mrs., 1854-1934
Published
New York, Grosset & Dunlap, Publishers [1918?]
Online
Online book
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
7.
Annual registration updating material for investment advisers
Published
Washington, D.C. : U.S. Securities and Exchange Commission, [2000]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
8.
Investment advisers : current level of oversight puts investors at risk : report to Congressional requesters
Published
Washington, D.C. : The Office, [1990]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
9.
Annual registration updating material for investment advisers
Published
Washington, D.C. : U.S. Securities and Exchange Commission, [1990]
Online
Online book
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
10.
Money mavericks : confessions of a hedge fund manager
Author
Kroijer, Lars
Published
Harlow, England : Pearson Education Limited, 2012.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
11.
Starting your own practice : the independence guide for investment advisors, attorneys, CPAs and other professional service providers
Author
Fragasso, Robert, 1945-
Published
Hoboken, New Jersey : Wiley, [2021]
2021
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
12.
Investment adviser registration package
Author
United States. Securities and Exchange Commission
Published
Washington, D.C. : Securities and Exchange Commission, [1994]
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
13.
Investment advisers act amendments of 1976 hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, on S. 2849 ... February 3 and 4, 1976
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
14.
Investment advisers act amendments of 1976 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, on S. 2849 ... February 3 and 4, 1976
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Published
Washington : U.S. Govt. Print. Off., 1976.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
15.
Investment advisers act of 1940 and general rules and regulations thereunder as in effect April 1, 1971
Author
United States
Published
Washington, U.S. Securities and Exchange Commission; for sale by the Supt. of Docs., U.S. Govt. Print. Off., 1971.
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
16.
H.R. 4624, the Investment Adviser Oversight Act of 2012 : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, second session, June 6, 2012
Author
United States. Congress. House. Committee on Financial Services
Online
Online book
Location
HathiTrust Digital Library >> Online Resource
Format
Books / Online
17.
The other side of Wall Street : in business it pays to be an animal, in life it pays to be yourself
Author
Harrison, Todd A.
Published
Upper Saddle River, N.J. : FT Press, ©2011.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
18.
The Wall Street professional's survival guide : success secrets of a career coach
Author
Cohen, Roy, 1955-
Published
Upper Saddle River, N.J. : FT Press, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
19.
Digging for disclosure : tactics for protecting your firm's assets from swindlers, scammers, and imposters
Author
Springer, Kenneth S., 1953-
Published
Upper Saddle River, N.J. : FT Press, 2010, ©2011.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
20.
How to file a financial complaint
Author
Kirchner, Bonnie S., 1967-
Published
Upper Saddle River, N.J. : FTPress Delivers, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
21.
The meaning behind financial advisor designations and licenses
Author
Kirchner, Bonnie S., 1967-
Published
Upper Saddle River, N.J. : FTPress Delivers, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
22.
My husband, the investment scammer
Author
Kirchner, Bonnie S., 1967-
Published
Upper Saddle River, N.J. : FTPress Delivers, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
23.
A shocking revelation : why you should be very careful about which financial advisor you choose
Author
Kirchner, Bonnie S., 1967-
Published
Upper Saddle River, N.J. : FTPress Delivers, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
24.
Spotting criminal versus non-criminal financial advisor behavior
Author
Kirchner, Bonnie S., 1967-
Published
Upper Saddle River, N.J. : FTPress Delivers, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online
25.
Spotting red flags : financial advisors to avoid
Author
Kirchner, Bonnie S., 1967-
Published
Upper Saddle River, N.J. : FTPress Delivers, ©2010.
Online
Online book
Location
Yale Internet Resource >> None
Format
Books / Online